Feds: Servis Even Lied About Maximum Security To Colt’s Owners

Six days before he is to be sentenced as the final–and most notoriously prominent–defendant in the 2020 racehorse doping conspiracy scandal, the barred trainer Jason Servis was described by federal prosecutors in court documents as a person who “lied, repeatedly, and persisted in his illegal conduct even when confronted with irrefutable proof that his conduct was dishonest and violated racing rules.”

Culled from a trove of wiretapped surveillance (that would have been used against him at trial had he not pleaded guilty last December as part of a plea bargain) was a newly released transcript used by prosecutors as part of their July 20 sentencing submission to underscore that Servis even “lied to Maximum Security's owner prior to the Saudi Cup” by falsely claiming the colt had never been administered any purportedly performance-enhancing substances.

Just nine days after winning that $20 million Saudi Cup in 2020, Servis was one of 31 horsemen, veterinarians, and pharmaceutical suppliers arrested and charged in a series of coordinated law enforcement sweeps. Most of them have long since pleaded guilty or been convicted at trial and are now serving their sentences.

Prosecutors had alleged (and other convicted conspirators had admitted their roles in)  Servis's administration of the substance SGF-1000 to Maximum Security during the first half of 2019, when the colt improbably rose from being a $16,000 maiden-claimer to a multiple Grade I winner and the 3-year-old champion colt.

The feds cited a series of emails from December 2019 that juxtaposed how Maximum Security's owner/breeder partnership of Gary and Mary West wanted to exercise the utmost of veterinary caution two months prior to running in the Saudi Cup, while Servis had apparently not disclosed to them that he and Maximum Security had already been the targets of investigations initiated by gaming commission regulators and the state police in New York.

The exact name of the person who sent a Dec. 17, 2019, email to Servis is redacted in the exhibit documentation, but the July 20 sentencing submission identifies the sender as Maximum Security's “owner” without specifying which of the Wests it was.

The email chain started with the owner cautioning Servis that “over there” [in Saudi Arabia] “they might consider a sugar cube illegal.” The owner then stated that “if you need any help figuring out their rules I will gladly pay for you to get whatever advice you need.”

Servis then replied, “Sounds good…just an FYI Max has never been on anything out of the ordinary.”

The owner then wrote back, “Jason, consult whoever you need to consult to be 100% certain we don't have any kind of accidental drug violation. If you have to feed Max just hay and organic carrots for a month before the race, do that too!!! I would feel horrible to win a life changing race like this for everyone only to find out we didn't do something right because we didn't know. I will gladly pay for any reasonable consulting work we need to have done to be sure we are 'squeaky clean' for the race.”

Maximum Security won the Saudi Cup. But after Servis's drug conspiracy arrest, the $10-million winning share was withheld.

The Wests initially disputed the purse hold-up, but after Servis pleaded guilty in December 2022, they released a joint statement that said, “Now that Jason Servis has entered a guilty plea, we want to make it clear that if the Saudi Cup decides to redistribute the purse, we would support that decision. Hopefully, that action will prevent future conduct of this nature. We believe the decision to take the Saudi Cup purse from Maximum Security and redistribute it is the correct one.” (As of Thursday, Maximum Security's race record on Equibase still lists him as the 2020 Saudi Cup winner.)

The prosecution's pre-sentence report stated that Maximum Security “was among the many horses in Servis's barn to receive SGF-1000: an unapproved, untested, misbranded and adulterated drug that Servis and his co-conspirators covertly used on racehorses believing it would improve their performance.”

In his own pre-sentencing submission filed with the court July 13, Servis attempted to explain away his use of SGF-1000 and other drugs by claiming he was misled by his veterinarians, a point that the government rebutted in its own court submission.

“He was under no illusions that his conduct was permissible. He was neither deceived nor manipulated,” the feds wrote.

The prosecution continued, at a different point in the submission: “The quality of Servis's acceptance of responsibility is a factor that this Court should consider in weighing the appropriate sentence. While Servis states that he accepts responsibility for his crimes and claims to display remorse, significant aspects of his submission appear aimed at contesting facts related to his guilt, casting doubt on the extent and sincerity of his contrition….

“Licensed trainers are accountable under state racing rules for the illicit doping of racehorses specifically to ensure that trainers are vigilant and liable for illicit conduct,” the feds sated. “That rule also ensures that trainers are responsible for the well-being of the horses they are meant to protect. Servis abdicated that responsibility again and again.

“Servis sought to hide his actions. And Servis enabled others who sought to hide those crimes as well. Servis ignored clear evidence of the criminality of what he was doing and continued his illicit use of adulterated and misbranded drugs up until his arrest.

“Between 2016 and March 2020, Servis abused approved and unapproved bronchodilators, namely, Clenbuterol and an unapproved, compounded version of Clenbuterol sourced from fellow [now-imprisoned] trainer Jorge Navarro.

“The abuse of those drugs for purposes of enhancing his horses' race performance was illicit and risked the health of the horses under his care. Servis' actions and words–when he did not think he was being watched and overheard–demonstrate his knowledge that his conduct was wrong.”

Prior to his plea deal, Servis had been scheduled to go to trial on two felony counts: Conspiracy to misbrand and adulterate performance-enhancing drugs, and conspiracy to commit mail and wire fraud. He would have faced 25 years in prison on those two counts if convicted.

As part of a negotiated plea deal with the government eight months ago, he instead pleaded guilty to a felony charge of misbranding and adulterating a chemical substance (described by prosecutors as similar to the bronchodilator clenbuterol, but stronger), and to a misdemeanor of misbranding and adulterating (for the SGF-1000).

Servis, 66, now faces four years in prison when he is sentenced next Wednesday by Judge Mary Kay Vyskocil of United States District Court (Southern District of New York).

Servis's sentencing submission asked for a sentence “significantly below” those federal guidelines.

Prosecutors, by contrast, requested a sentence “greater than” the three years imposed on convicted veterinarian and SGF-1000 supplier Kristian Rhein, “though below the Guidelines Sentence of 48 months' imprisonment.”

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Charges Dropped Against Maria Borell

More than seven years after Maria Borell, trainer of 2015 champion sprinter Runhappy, was accused of animal cruelty to animals in the second degree, charges against her were officially dismissed Thursday in district court in Mercer County, Kentucky.

Daily Racing Form reported Wednesday that Borell's attorney Russell Baldani had indicated that a proposed dismissal order had been filed earlier in the week that would lift the ban that forbade Borell from caring for horses. The Blood-Horse confirmed Thursday that the case had come to a conclusion.

Borell, who was fired as the trainer of Runhappy one day after his victory in the 2015 GI Breeders' Cup Sprint, was allegedly in Florida at the time that dozens of horses were located on a farm in Mercer Country in a substandard state of health. Her father Charles was questioned by authorities and detained and was released from custody two days later after posting bail. He would subsequently plead guilty to nine counts of animal cruelty.

A jury trial was set to begin July 12, but was delayed after Baldani and local prosecutor Ted Dean began discussing an out-of-court arrangement, Baldani told DRF, adding that he argued that the charges against Borell would be 'difficult to prove' at trial given that the affected horses were not under her immediate care at the time. Baldani told the Form that Charles Borell was prepared to testify to the same. Charles Borell was sentenced to nine concurrent days of 179 days, of which 176 were conditionally discharged and three were credited for time served.

Under the deal reached, Borell will pay her $7,500 bail bond to Thoroughbred Charities of America, which laid out as much as $13,000 towards caring for the horses, according to the Blood-Horse story. The publication says an additional $2,500 being held in escrow by Baldani would also go to the TCA.

In a Facebook post following the dismissal of the charges, Borell wrote, in part, “To all my past clients, my friends, my attorney Russ Baldani, everyone that has stood behind me in this battle, I love you and appreciate you more than you can ever imagine. Thank you for keeping me strong enough to never give up and to keep fighting. For the first time in years, my heart is full.

“Those who know me know I would never knowingly harm any animal. No animal in my personal care has ever been mistreated in any way. I am happily forfeiting my bail money to Thoroughbred Charities of America in thanks for helping all Thoroughbreds then, now and in the future.”

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TAA Onsite Activities Set During Saratoga Meet

The Thoroughbred Aftercare Alliance (TAA) will be onsite in Saratoga for a variety of events in early August, the organization said in a release Thursday. During Whitney weekend on Saturday, Aug. 5, the TAA will be on-hand all day at NYRA's Community Outreach Booth to share information on accredited aftercare. Click here for more information.

“With so many events and industry participants in town for the Saratoga meet, it is a fantastic opportunity for Thoroughbred Aftercare Alliance to be on-site and connect with supporters, partners, and some of our local accredited organizations,” said Jeffrey Bloom, TAA President. “We look forward to continuing to share the mission of accredited aftercare with racing fans and we value all of our partnerships and supporters that give us the platform to do so during this premiere meet.”

Also that weekend, the TAA will be honored with two named races on Saturday, Aug. 5 and Sunday, Aug. 6. In addition, the organization will accept a $25,000 donation from James and Shari Ough.

Representatives from the TAA will be present during the Fasig-Tipton Sale on Aug.7-8 to meet with consignors, buyers, other supporters and racing fans.

Finally, TAA Board members will convene for an annual meeting on Thursday, Aug. 10.

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Kodiac Filly Flies Late to Graduate at Saratoga

Kodiac Wintergreen (Ire) (Kodiac {GB}), getting an extra half-furlong to work with following a late-running second-place finish in her five-furlong debut at Belmont June 11, was sent off the even-money favorite Thursday at Saratoga. The bay filly was away well, but was shuffled back to mid-pack. Racing greenly on the turn, she was behind a wall of horses at the top of the lane and was tipped out to the center of the course. She found her best stride in deep stretch and closed with a powerful late flourish to reel in Ever So Sweet (Ire) (Calyx {GB}) in the final strides to win by 3/4 lengths. Parade Ring (Ire) (Night of Thunder {Ire}) was a neck back in third to complete the Irish-bred trifecta.

While the late-running trip may have caused her backers some anxious moments, bloodstock agent Mike Akers, who purchased the filly last year on behalf of Houston Astros third baseman Alex Bregman's Bregman Family Racing, had confidence she could get the job done.

“I loved the ride,” Akers said. “I was getting a little nervous, but [Jose Ortiz] had ridden her before. She didn't get loose last time, he kept her inside and split horses and she got a lot out of that first race that bode well for today. So there was no panic. He knew how much punch she had when he got her loose. I think everybody saw her turn out of foot there.”

Kodiac Wintergreen is a half-sister to Love Reigns (Ire) (U S Navy Flag, MSW, $242,065), who won last year's Bolton Landing S. and came back this term to win the Limestone S. for Stonestreet Stables. She is also a half to Goldana (Ire) (Galileo Gold {GB}), GSW-Ire, SW-Ger; and to Glorious Empire (Ire) (Holy Roman Emperor {Ire}), GISW, $977,227. She has a yearling half-brother by Mehmas (Ire).

Akers purchased the filly for €160,000 at last year's  Goffs Orby sale.

“It's a good family. She is a half to a good horse here in America and also a couple over there that came to America and ran well here,” Akers said of the filly's appeal. “The pedigree would get your attention. She stayed in Ireland to get broke and then she went to Wavertree to Ciaran Dunne and at every stop, I've had very good horsemen telling me that she has a great mind and talent. We just hoped everything worked out. You can have all of that and not go anywhere, but she is on the right trail. Let's just see if we can keep it going.”

As for what is next for the filly, Akers said, “That's in the hands of [trainer] Rusty Arnold. He's very patient. But I think she will tell us that she wants a little more ground. Right now, we were happy to get 5 1/2 [furlongs]. So you have to wait and see what's out there. Obviously, somebody would look at the 'Win and You're In' [the Breeders' Cup] races for 2-year-olds. That would be a natural to look at and see where they pop up on the racing schedule. Everybody can be excited now and dream a bit.”

Akers was busy buying on behalf of Bregman across the globe last year. He purchased No Nay Mets (No Nay Never) for €180,000 at the Arqana August sale. The colt RNA'd for $335,000 following a bullet quarter-mile breeze at the OBS April sale this year, but won a Royal Ascot qualifying stakes at Gulfstream in May and sold for ₤800,000 at Goffs in June.

“Alex's instructions were, 'Buy me some athletes,'” Akers explained. “That's kind of the way we approached it. We weren't really focused on any particular thing. And when I go to sales, I send him a short list and he goes over the short list and gives me instructions on what he likes. He is very eager to learn and he's like a sponge, he's picking everything up. I think he will be in it for the rest of his life in some form. It's been refreshing to work that way. It's always fun shopping sales and I always seem to have a list. So far it has worked out well and we've had some pretty good success kicking it off.”

Akers agreed a filly like Kodiac Wintergreen is bought looking ahead to her residual value as a broodmare.

“He's got a couple of mares,” Akers said of Bregman. “He bought a mare in foal to Wootton Bassett, so he's got a baby filly by him out of a nice mare. And he bought another mare and bred her to Constitution. So yes, his long-term plan would include being a breeder. We will continue on the road and concentrate on some fillies with enough pedigree to sell out of and try to create some added value to them at the racetrack. He loves competition of any kind and the racetrack and the sales rings are just other places to compete. We will attack those two things.”

6th-Saratoga, $105,000, Msw, 7-20, 2yo, f, 5 1/2fT, 1:03.40, fm, 3/4 length.
KODIAC WINTERGREEN (IRE) (f, 2, Kodiac {GB}–Humble And Proud {Ire}, by Pivotal {GB}) Click for the Equibase.com chart or VIDEO, sponsored by FanDuel TV. Lifetime Record: 2-1-1-0, $75,750. O-Bregman Family Racing LLC; B-Patrick Grogan (IRE); T-George R. Arnold, II.

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