Baffert Alleges ‘Hypocrisy’ & ‘Backdoor Tactics’ Behind NYRA Ban

Alleging “hypocrisy” and “backdoor” tactics on the part of defendant New York Racing Association (NYRA) to “vindictively target” Bob Baffert, attorneys for the seven-time GI Kentucky Derby winning trainer supplied a federal judge with a 434-page “memo” Wednesday in support of trying to get the court to overturn a NYRA-imposed ban on Baffert.

NYRA's exclusion of Baffert from Saratoga Race Course, Belmont Park and Aqueduct Racetrack was mandated May 17 by the association because of the Hall of Fame trainer's repeated equine medication violations in other jurisdictions.

The voluminous electronic file of the plaintiff's arguments and exhibits was uploaded to United States District Court (Eastern District of New York) July 7, just five days before the case is scheduled to come before the judge next Monday morning.

According to queries from lawyers listed in the case file, attorneys still didn't know late in the day Wednesday if the judge expected them to arrange for live witnesses to testify at Monday's hearing, or if the court proceedings would be conducted solely via attorney arguments (which is what counsel for both parties wrote that they preferred).

“Nowhere in NYRA's Response is there any contention that Baffert has violated any New York statute or racing rule,” the trainer's attorneys wrote in the filing. “In fact, the opposite is true. Over the course of his 46-year training career, including more than 30 years of racing in New York, Baffert has never even been accused of violating a New York rule and he has never faced discipline from either NYRA or the New York State Gaming Commission [NYSGC].

“Despite his distinguished New York racing career, without even a hint of wrongdoing, NYRA believes it has free rein to unilaterally void his constitutionally protected property rights and ban him from all activity in New York without notice and for an indefinite period of time based solely on unproven allegations of a minor infraction (an overage of an allowable medication) in another jurisdiction.”

Wednesday's memo from the plaintiff caps a week-long flurry of back-and-forth legal filings in the case, which was initiated June 14 when Baffert filed a civil complaint against NYRA, alleging that the banishment violates his Fourteenth Amendment constitutional right to due process.

NYRA told the court this week that it opposes Baffert getting any type of injunction that would overrule its ban, which the association imposed in the wake of Baffert's shifting explanations after Medina Spirit (Protonico) tested positive for betamethasone after winning the May 1 Kentucky Derby.

That finding was the fifth drug positive in a Baffert trainee over the last year and his third in a Grade I stakes during that time. Medina Spirit's positive has not yet been adjudicated by the Kentucky Horse Racing Commission, but the gaming corporation Churchill Downs, Inc., has already barred Baffert for a two-year period from its five Thoroughbred tracks.

One new bone of contention that emerged in the July 7 filing is that Baffert's legal team isn't pleased with NYRA's repeated categorization that its ban on Baffert is “temporary” (NYRA did initially tell Baffert via letter that it would reconsider his exclusion once Kentucky based on information revealed during the course of the investigation.)

“One thing is clear: there is nothing 'temporary' about NYRA's suspension,” Baffert's filing stated. “It is now running on 51 days with no end in sight, and with no mention of a hearing through which the suspension would potentially be lifted. And if NYRA's goal was to keep Medina Spirit out of the [GI] Belmont [S.], that mission was accomplished.

“The Belmont was run more than a month ago and NYRA offers no reason for why the 'temporary' suspension should continue indefinitely–other than the debunked notion that it is acting to protect the 'interest of horse racing.' Enough is enough.

“This hypocrisy clearly demonstrates that NYRA's claim it must act against Baffert to protect the 'interest of racing' is totally false–NYRA's own prior actions prove that affording due process to trainers is perfectly consistent with NYRA's mission. It is clear that NYRA's stated need to exclude Baffert immediately 'in the interest of racing' is little more than a pretext to vindictively target him.”

The defendant's attorneys contended last week in an opposing memo that “Given Plaintiff's history of drug-related violations, Medina Spirit's positive test, Plaintiff's contradictory statements, Plaintiff's [then-temporary] suspension from Churchill Downs, and the fact that the Belmont was fast approaching, NYRA took the only sensible action under the circumstances–it temporarily suspended Plaintiff from entering and stabling horses at its Racetracks.”

In response, the plaintiff's filing on July 7 tried to boil down the legal merits of the case as such: “First, Baffert was not afforded any due process before he was summarily suspended by NYRA. He was given no notice of any charges against him and no opportunity to be heard. Instead, he received a letter stating that he was immediately suspended and would not be permitted to race any horses in New York. That letter was issued over 50 days ago and, to date, Baffert has not been afforded a due process hearing. Courts have continually rejected NYRA's efforts to either deny or limit a licensee's right of access to racetracks without pre-deprivation due process of law.”

“Second, NYRA does not have the authority to suspend Baffert trainer's license under New York law. That authority rests exclusively with the NYSGC. As long as Baffert has a valid trainer's license with the Gaming Commission–which he does–NYRA cannot prohibit him from exercising that license at New York's state-owned racetracks. If it believes Baffert has

engaged in conduct that warrants the suspension of his license, it needs to take that matter up with the [NYSGC, which has] been noticeably silent throughout this process because, unlike NYRA, it is following New York racing law and waiting for the administrative process related to Medina Spirit that is currently ongoing in Kentucky to play out before taking any action.

“Neither may NYRA claim under these circumstances that it has some common-law right of exclusion that empowers it to prohibit Baffert from exercising his constitutionally protected right to use his trainer's license. NYRA's suspension of Baffert is 'tantamount' to revoking his license issued by the NYSGC, and NYRA may not do through the backdoor what it is statutorily prohibited from doing through the front,” the filing stated.

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Perfect Sting Remains Downgraded for 2021

Last Saturday's Perfect Sting S., originally scheduled as a listed race, was downgraded after coming off the Belmont turf and the American Graded Stakes Committee decided that it will not be reinstated for its 2021 renewal. The race will be recorded as a non-listed black-type race.

It is the policy of the American Graded Stakes Committee that a race that is scheduled for the turf course but is moved to the dirt track after the closing of nominations because the turf course is unsuitable for racing and is automatically downgraded one level for that running only. The American Graded Stakes Committee will, however, reviews the running of any race that is automatically downgraded as a result of this policy and may reinstate its former status.

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Millennium Farms to Cease Boarding, Will Transition to Racing Operation

Millennium Farms, located just outside of Lexington on Paris Pike, will transition from a boarding operation to a racing stable with a small broodmare band. Boarding services at the farm will cease before Keeneland's September sale.

In addition to boarding, the 320-acre farm operation has also previously stood stallions and offered foaling, sales prep, and layups. The farm's consignment partnership with Zach Madden in Buckland Sales will continue.

“While we have enjoyed the challenge of a full-service operation–including standing stallions a few years back–my real passion has been and will always be racing,” said owner Ro Parra, who bought the facility in 1999. “That's where I started in the game back in 1996. With a small group of quality mares and racing stock, hopefully we can return to having a top racing stable that can compete at the highest levels, as we have in the past. We hope to make this transition over the next 12 to 24 months.”

Jay Ted Neel, who has been with Millennium Farms since 2006 and currently serves as general manager, will oversee the transition before relocating to Oklahoma. He will be retained as a consultant. Current vice chairman Bobby Miller will also stay involved following the transition.

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NTRA, Dean Dorton Offer Survey on Farm Compensation

In conjunction with the accounting and business advisory firm, Dean Dorton, the National Thoroughbred Racing Association is undertaking a nationwide survey focused on Thoroughbred horse farm employee compensation. The survey includes questions related to average hourly and salary pay rates for various positions, bonuses, health insurance, housing, visa programs, internships, retirement plans and more. The survey will serve to compare and share state-specific results to those of the nationwide respondents. All information from specific respondents will remain completely anonymous.

Deadline to complete the survey is July 20: https://www.surveymonkey.com/r/thoroughbredfarmcompensation2021

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