Jockey Club to Court: Baffert Alone Bears Responsibility for Banishments

The Jockey Club (TJC) on Wednesday told the judge in Bob Baffert's federal lawsuit against the New York Racing Association (NYRA) that in deciding whether or not to lift the trainer's banishment from Saratoga, Belmont Park and Aqueduct, it is imperative to consider the larger issue that tracks should be entitled to bar anyone “credibly responsible for the administration of medication resulting in a substance violation” in order to “protect the health and safety of the sport's participants.”

Using a “friend of the court” brief, which is a legal document filed by an entity not named in a suit but interested in influencing the outcome of the case in alignment with one of the parties (in this case, defendant NYRA), Susan Phillips Read, an attorney for TJC, wrote that the court should deny Baffert's motion to prevent his exclusion from those tracks because Baffert “has not demonstrated the irreparable injury necessary to support [the] issuance of a preliminary injunction.”

Separately on Wednesday, attorneys for NYRA filed 238 pages of supporting documents, including a memorandum in opposition to that same injunction based on three assertions: “First, Plaintiff fails to demonstrate that he will suffer irreparable injury in the absence of emergency relief…. Second, Plaintiff fails to establish that he is likely to succeed on the merits of his claims….Third, the public interest and balance of equities weigh clearly in favor of NYRA.”

Baffert was told May 17 that he was not welcome to stable or race at NYRA's three tracks in the wake of his disclosure that Medina Spirit (Protonico) had tested positive for betamethasone after winning the GI Kentucky Derby. That revelation by Baffert was later confirmed by split-sample testing at two different labs approved by the Kentucky Horse Racing Commission, but no ruling has yet been issued over those findings.

On June 14, Baffert filed a civil complaint against NYRA, alleging that the association's ban violates his Fourteenth Amendment constitutional right to due process. A hearing is scheduled July 12 in United States District Court (Eastern District of New York).

“The source of damage to Mr. Baffert's reputation is not the NYRA temporary suspension,” Read wrote in the June 30 brief. “Rather, the cause is a record of repeated drug testing failures, including most recently after American racing's most famous and highly visible race, the Kentucky Derby.”

The filing continued: “This is a high-profile dispute, involving, as it does, whether Mr. Baffert, a well-known figure whom many of the public identify with Thoroughbred racing, is entitled to immediate access to two of the sport's most iconic venues, Saratoga and Belmont, despite repeated drug violations…

“Equine medication rules are intended to protect health and safety and to ensure a level playing field for racing and wagering. Whether through malfeasance, carelessness or a cavalier attitude toward the medication rules, horses in Mr. Baffert's custody and care have proved to be significantly embroiled in medication violations. He alone bears responsibility for this state of affairs.”

The betamethasone finding in the 2021 Derby was the fifth positive drug test in a Baffert trainee within the past year (two others were for lidocaine, one was for dextrorphan, and another also for betamethasone). It was the trainer's third during that time frame in a Grade I stakes, and it led to a June 2 banishment from the entire Churchill Downs corporate family of tracks for a period of two years.

Simultaneously, Baffert has been embroiled in a drawn-out court battle in California over whether to disqualify 2018 Triple Crown winner Justify (Scat Daddy) from that year's GI Santa Anita Derby because of a scopolamine finding.

And in 2013, after seven sudden horse deaths in Baffert's Hollywood Park barn, a California Horse Racing Board (CHRB) investigation concluded that although “the blanket prescribing of thyroxine to all horses in Baffert's barn does appear unusual” the fatalities remained “unexplained [and] there is no evidence whatsoever CHRB rules or regulations have been violated or any illicit activity played a part.”

Read wrote in the brief that TJC's interest in this case “is broader than any particular personality or racetrack. From TJC's perspective, in order to protect the health and safety of the sport's participants and retain the public's confidence in the integrity of racing and wagering, racetrack governing officials should be entitled to suspend immediately a trainer or anyone else credibly responsible for the administration of medication resulting in a substance violation.

“These decisions will almost always have to be made swiftly to be meaningful. In this case, the data… belie Mr. Baffert's protestations that the NYRA temporary suspension will cause him to lose his business, as his livelihood does not depend on access to NYRA tracks.

“In the run-up to the [GI] Belmont S. NYRA acted in the best interests of New York racing to temporarily suspend Mr. Baffert from entering horses in races and occupying stall space at NYRA tracks. In TJC's view, NYRA had no choice under the circumstances, created entirely by Mr. Baffert, which undermined public confidence in the treatment and well-being of the sport's equine and human athletes…”

Baffert had alleged in his civil complaint that the current NYRA suspension will cause him to lose the “ability to pursue and practice in his chosen profession and livelihood” while damaging his reputation and causing a “mass exodus from his care of horses worth tens of millions of dollars as owners cannot allow themselves to be excluded from participation in the lucrative Belmont/Saratoga race meets.”

Read countered that those allegations “are conclusory and speculative” and that Baffert's suit failed to provide a foundation of evidence to support those claims.

“Here again, Mr. Baffert provides no evidentiary support for his assertion that the NYRA temporary suspension has damaged his reputation,” Read wrote. “Mr. Baffert does not say how many horses this might involve; he does not say that [an owner who moved out horses] attributed the transfer to the NYRA temporary suspension, as opposed, for example, to his record of substance violations or the two-year Churchill Downs suspension…

“Further, Mr. Baffert has typically entered very few horses in races held at Saratoga: during the past 10 years, his starts there have ranged from a low of one (2015) to a high of eight (2011 and 2020), with an annual average of five,” the brief stated.

“To the extent that Mr. Baffert brings horses to NYRA tracks, he usually does so to race in graded stakes races…. [T]here are many alternative graded stakes races available to Mr.

Baffert at racetracks in the United States other than those operated by NYRA…. [O]ver 95% of Mr. Baffert's starts annually for the past 10 years have been at non-NYRA tracks, and the lion's share of his horses' earnings in graded stakes races derive from his successes at those non-NYRA tracks,” the brief stated.

W. Craig Robertson, an attorney representing Baffert in this case, did not reply to an emailed request for comment on Wednesday's filings by TJC and NYRA prior to deadline for this story.

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Jockey Club Gets Permission to File Brief in Baffert Affair

The Jockey Club (TJC) was granted permission to file its proposed amicus brief in trainer Bob Baffert's federal lawsuit against the New York Racing Association (NYRA), but must do so within a week.

Judge Carol Bagley Amon issued the order Wednesday in the United States District Court, Eastern District of New York.

“The request for permission to file an amicus brief [14] is GRANTED in part,” the order reads. “The Jockey Club may file its proposed amicus brief. The brief must be filed no later than June 30, 2021, or it will not be considered.”

Baffert is seeking to overturn the ban imposed upon him by NYRA on May 17 after Medina Spirit (Protonico) tested positive for Betamethasone in this year's GI Kentucky Derby.

On June 14, Baffert filed a civil complaint against NYRA, alleging that the association's ban violates his Fourteenth Amendment constitutional right to due process. He is seeking a preliminary and permanent injunction ordered against NYRA to prevent his further banishment from those tracks, claiming that if that does not happen, he will suffer immediate and irreparable harm.

In a June 22 letter to the court, Susan Phillips Read, an attorney for The Jockey Club, asked for permission to file an amicus brief. She indicated in the letter that The Jockey Club may be able to provide the court information which it may not be able to obtain elsewhere, though what that information was is unclear.

TJC, through its wholly-owned subsidiaries and Thoroughbred Safety Committee, has access to information not necessarily available to the parties,” Read wrote.

An amicus brief or curiae–literally `friend of the court'–is filed by a person or party with a strong interest in the matter who is not a party to the action.

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‘Words Matter’: Owner Changes Horse’s Name From Royal Trump To Peaceful Transfer

When Thoroughbred owner Steven McCanne partnered with trainer Bob Hess Jr.  to claim a 5-year-old California-bred gelding for $40,000 at Del Mar last Nov. 27, he said he was taken aback somewhat by the horse's name: Royal Trump.

McCanne assumed breeders Larry and Marianne Williams named the son of Ministers Wild Cat after Donald J. Trump, the 45th president of the United States. The horse, produced from a mare named Royal Woodman, was foaled on May 8, 2015, a month before Trump announced his candidacy for president. He would have been named at a later date.

“I didn't want to make a political statement, but it just felt controversial,” said McCanne. “The election had just happened. Trump is a character, but I thought, 'It's a little like Covfefe” – a reference to the LNJ Foxwoods-owned runner named after a Trump late night Tweet. Covfefe, would go on to win six of eight starts including the Breeders' Cup Filly & Mare Sprint and be named champion female sprinter of 2019.

Royal Trump hasn't been quite as successful, though he won six of 24 starts, earning over $200,000, when McCanne and Hess claimed him last November.

Then the insurrection of Jan. 6 happened, when thousands of Trump supporters who refused to accept the fact that Joe Biden defeated Trump in the election, stormed the U.S. Capitol in Washington, D.C.

At that moment, McCanne said, he wanted nothing to do with a horse connecting the term “royal” with “Trump.”

“He probably would like to be king,” McCanne said of the former president.

McCanne called Hess, asking if they could change the name. “I'm not that experienced as an owner,” said McCanne, a Northern California software entrepreneur who bought his first horses a few years ago. “Bob said, 'You have to make a request to The Jockey Club. So I sent an email.”

McCanne came up with an appropriate substitute: Peaceful Transfer. That name is a reference to what is supposed to occur between the time of the presidential election in November and inauguration day in January when a new president is sworn into office. The Trump-Biden transfer of power was a rocky one.

McCanne emailed The Jockey Club on Jan. 8.

Dear Jockey Club,

I am writing to request a name change for the racehorse “Royal Trump,” claimed by me and Robert Hess, Jr. at Del Mar this past November.

At that time, I understood the name had a controversial connotation but it seemed to me a harmless joke.

Unfortunately, things are different now.  After the events of this week, I feel the name has become critically controversial.  No matter what one's politics are, there are many strong emotions around the name “Trump.”

Names and words matter and their meaning and implications can evolve.  I feel that the name “Trump” is now controversial enough that it may detract from the spirit and positivity of the racing culture.  The last thing the sport (and the horse) need are loud boos from (some in) the crowd because “Royal Trump” enters the winner's circle.

For these reasons, I humbly submit to the Jockey Club this proposal to change Royal Trump's name to “Peaceful Transfer.”

Thank you for your consideration.  Bob and I look forward to hearing from you soon.

According to The Jockey Club's Rule Book, names can be changed at any time prior to a horse's first race. “Ordinarily,” the rule continues, “no name change will be permitted after a horse has started in its first race or has been used for breeding (mating) purposes. However, in the event a name must be changed after a horse has started in its first race, both the old and new names should be used until the horse has raced three times following the name change.”

Royal Trump ran on Jan. 16, one week after McCanne's request, then again on March 21 and on May 9 – all under his original name.

After the most recent start, McCanne was curious why the name hadn't changed and sent another email to The Jockey Club. This time, he said, he received a response from The Jockey Club saying the change was approved.

Peaceful Transfer will be running under his new name for the first time on Saturday at Los Alamitos in Cypress, Calif., carrying a $40,000 claiming tag in an allowance race/optional claiming event.

This, incidentally, wasn't the first Royal Trump in American horse racing. A Nebraska-bred Thoroughbred by that name, born in 1993, was a seven-time winner from 57 starts over six racing seasons.

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Baffert Vs. NYRA: The Jockey Club Asks To Weigh In On ‘Deleterious Effects Of Improper Drug Use’

Attorney Susan Phillips Read has filed a request on behalf of The Jockey Club to provide an amicus brief in the civil lawsuit filed by trainer Bob Baffert against the New York Racing Association, reports bloodhorse.com. The brief would provide Judge Carol Bagley Amon in U.S. District Court for the Eastern District of New York “a unique perspective on issues involved in this litigation” and “supply information that should be helpful to the court and its decision-making.”

(An amicus brief is provided by a person or entity who is not a party to a case who assists a court by offering information, expertise, or insight that has a bearing on the issues in the case.)

Following the announcement that Kentucky Derby winner Medina Spirit tested positive for betamethasone, and considering a spate of recent positive tests from Baffert's barn, the New York Racing Association announced last month a ban of trainer Bob Baffert from racing or stabling at any of its tracks. Baffert and his lawyer responded by filing a civil suit claiming NYRA does not have the legal authority for a suspension.

Read told bloodhorse.com that The Jockey Club's brief will stand in opposition to Baffert's efforts to be granted a temporary injunction to lift the NYRA ban.

“TJC has long believed that horses must only race when they are free from the effects of medication, and vociferously advocated for the passage of The Horseracing Safety and Integrity Act,” Read wrote in the official request to provide an amicus brief. “TJC thus has a special interest in sharing with the Court its perspective regarding the deleterious effects of improper drug use on the health of horses, the Thoroughbred racing industry, and public trust in the honesty of competition.

“Further, TJC, through its wholly-owned subsidiaries and Thoroughbred Safety Committee, has access to information not necessarily available to the parties,” Read added.

Read more at bloodhorse.com.

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