Weekly Rulings: Dec. 6-Dec. 12

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

With the Horseracing Integrity and Safety Act (HISA) having gone into effect on July 1, the TDN will also post a roundup of the relevant HISA-related rulings from the same week.

California

Track: Los Alamitos

Date: 12/11/2022

Licensee: Francisco Orduna-Rojas, jockey

Penalty: One-day suspension, $250 fine

Violation: Excessive use of the whip

Explainer: Having violated the Horseracing Integrity and Safety Authority Rule #2280 (Use of Riding Crop) and pursuant to Horseracing Integrity and Safety Authority Rule #2282 (Riding Crop Violations and Penalties – Class 3), Jockey Francisco Orduna-Rojas, who rode Mr. Clutch in the first race at Los Alamitos Race Course on December 9, 2022, is suspended for one (1) day (December 17, 2022), and fined $250.00 for two (2) strikes over the limit. Furthermore, Jockey Francisco Orduna-Rojas is assigned three (3) violation points that will be expunged on June 22, 2023, six (6) months from the date of final adjudication pursuant to Horseracing Integrity and Safety Authority Rule #2282 (Riding Crop Violations and Penalties – third offense since July 3, 2022. Jockey Francisco Orduna-Rojas has accrued a total of nine (9) points. Pursuant to California Horse Racing Board rule #1766 (Designated Races), the term of suspension shall not prohibit participation in designated races.

Track: Los Alamitos

Date: 12/11/2022

Licensee: Steve Knapp, trainer

Penalty: Return of claim amount, $20,000

Violation: Medication violation, voided claim

Explainer: In the matter of the claim submitted for the horse Butkus; Having received first notice of a Prohibited Substance (Phenylbutazone) in the post-race test sample, pursuant to Horse Racing Integrity and Safety Rule 2262 (c)(5) (Void Claim), the claim submitted for the horse Butku, in the second race on October 28, 2022, at Santa Anita Park is hereby deemed void. The horse, Butkus trained by Steve Knapp shall be returned to previous owner Reed Saldana and Reed Saldana shall return the amount of the claim of $20,000 to owner Leslie Blake by December 26, 2022. Furthermore, Trainer Reed Saldana and Trainer Steve Knapp have reached an agreement for the care and training of the horse during the time the horse was in the claimant's barn.

NEW HISA STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal, except for the voided claim rulings which were sent to the TDN directly. Some of these rulings are from prior weeks as they were not reported contemporaneously.

One important note: HISA's whip limit is restricted to six strikes during a race.

Violations of Crop Rule

Hawthorne

Constantino Roman – violation date December 9; $250 fine and one-day suspension, 7 strikes

Rishawn Blanche – violation date December 4; $250 fine and one-day suspension, 9 strikes

Mahoning Valley

German Terraza – violation date December 9; $250 fine and one-day suspension

Oaklawn Park

Christian Alexis Park – violation date December 11; $250 fine and one-day suspension, 7 strikes

Remington Park

Benjamin Landeros – violation date December 12; $250 fine and one-day suspension, 8 strikes

Tampa Bay Downs

Eddie Santiago – violation date December 9; $250 fine and one-day suspension, 8 strikes

Miss Mattie Martin – violation date December 9; $250 fine and one-day suspension, 8 strikes

Turfway Park

Thiago Canuto – violation date December 2; $250 fine and one-day suspension, 7 strikes

Zia Park

Alfredo Juarez Jr. – violation date December 12; $250 fine and one-day suspension, 7 strikes

Voided Claims

Gulfstream Park

Literate – ruling date 12/4/2022

Hawthorne

Owen's Pleasure – ruling date 12/9/2022

Oaklawn Park

Atras – ruling date 12/10/2022

Coal Truth – ruling date 12/10/2022

Breaking Bones – ruling date 12/10/2022

Parx Racing

Arrivederci – ruling date 12/5/2022

Captain Chazz – ruling date 12/5/2022

Enraged – ruling date 12/7/2022

Tampa Bay Downs

El Pillo – ruling date 12/9/2022

Turfway Park

Decree of Love – ruling date 12/3/2022

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Weekly Rulings: Aug. 22-28

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

With the Horseracing Integrity and Safety Act (HISA) having gone into effect July 1, the TDN will also post a roundup of the relevant HISA-related rulings from the same week.

California
Track: Del Mar
Date: 08/26/2022
Licensee: James Marsden, owner
Penalty: Suspended license
Violation: Financial responsibility
Explainer: Owner James Marsden, having failed to respond to written notice to appear before the Board of Stewards at Del Mar Race Track on Aug. 25, 2022, is suspended for violation of California Horse Racing Board rule #1547 (Failure to Appear) pending an appearance at a hearing before the Board of Stewards to answer to charges alleging violation of CHRB rule #1876 (Financial Responsibility- $343.75 to KC Horse Transport). Suspension to commence on Sept. 2, 2022. During the term of this suspension, all licenses and license privileges of James Marsden are suspended and pursuit to California Horse Racing Board rule #1528 (Jurisdiction of Stewards), subject is denied access to all premises in this jurisdiction.

Track: Del Mar
Date: 08/28/2022
Licensee: Ruben Alvarado, trainer
Penalty: $1,000
Violation: Improper report of gelding
Explainer: Trainer Ruben Alvarado is fined $1,000 pursuant to California Horse Racing Board rule #1629 (Penalty for Late Declaration) and for violation of California Horse Racing Board rule #1865 (Altering of Sex of Horse) for failure to properly report the gelding of the horse Anmer Hall who was scheduled to run in the eighth race at Santa Anita Park on June 19, 2022, which resulted in a late declaration.

New York

Track: Saratoga
Date: 08/24/2022
Licensee: Joel Rosario, jockey
Penalty: Three-day suspension
Violation:  Careless riding
Explainer: For having waived his right to appeal Jockey Joel Rosario is hereby suspended three (3) NYRA racing days August 28th 2022, August 31st 2022, September 1st 2022 inclusive. This for careless riding during the running of the third race at Saratoga racecourse on Aug. 18, 2022.

Track: Saratoga
Date: 08/24/2022
Licensee: Irad Ortiz, jockey
Penalty: Three-day suspension
Violation: Careless riding
Explainer: For having waived his right to appeal Jockey Irad Ortiz Jr is hereby suspended three (3) NYRA racing days Aug. 31 2022, Sept. 1, 2022, Sept. 2, 2022, inclusive. This for careless riding during the running of the eight race at Saratoga racecourse on Aug. 18. 2022.

NEW HISA STEWARDS RULINGS
Note: While HISA has shared these rulings over the past week, some of them originate from prior weeks.

Violations of Crop Rule
Albuquerque Downs
Angel Perez – ruling date August 27, 2022
Frankie Martinez – ruling date August 27, 2022

Canterbury Park
Constantino Roman – ruling date August 14, 2022
Miguel Arroyo – ruling date August 14, 2022
Sofia Barandela – ruling date August 14, 2022
Crystal Conning – ruling date August 17, 2022
Eduardo Gallardo – ruling date August 18, 2022

Delaware Park
Horacio Karamanos – ruling date August 26, 2022
Jariro Rendon – ruling date August 27, 2022

Del Mar
Juan Hernandez – ruling date August 25, 2022
Joe Bravo – ruling date August 26, 2022

Evangeline Downs
Paulina Ramirez – ruling date August 19, 2022
Treylon Albert – ruling date August 20, 2022

Fanduel / Fairmount Park
Javier Tavares – ruling date August 27, 2022

Finger Lakes
Jose Rohena – ruling date August 24, 2022
Jeremias Flores – ruling date August 24, 2022
Steven Fret – ruling date August 24, 2022

Saratoga
Amin Castillo – ruling date August 26, 2022
Jose Gomez – ruling date August 26, 2022
Luis Rodriguez Castro – ruling date August 27, 2022
Jose Lezcano – ruling date August 27, 2022
Dylan Scott Davis – ruling date August 28, 2022

Thistledown
Alexander Chavez – ruling date August 25, 2022

Mountaineer Park
Jose Davila – ruling date August 24, 2022

Voided Claims
Ellis Park
Maysville Miss – ruling date August 21, 2022

Canterbury Park
Shotgun River – ruling date August 14, 2022

Finger Lakes
Chris Englehart – ruling date August 29, 2022

Horseshoe Indianapolis
The Feature – ruling date August 24, 2022

Monmouth Park
Reckless Place – ruling date August 22, 2022
Ray Arewethereyet – ruling date August 27, 2022
Gennie Highway – ruling date August 27, 2022

Prairie Meadows
Lucky April – ruling date August 27, 2022

Belterra Park
Pepper Pike – ruling date August 22, 2022

Parx Racing
Outline – ruling date August 23, 2022
Starship Charly – ruling date August 24, 2022
Enraged – ruling date August 24, 2022
Uncle Gary G – ruling date August 24, 2022
Broad Jumper – ruling date August 24, 2022

Violations Involving Forfeiture of Purse
Thistledown
Alexander Chavez – 13 strikes – $500 fine, 3-day suspension; 5 points; horse disqualified from purse

Evangeline Downs
Paulina Ramirez – 12 strikes – $500 fine, 3-day suspension; 5 points; horse disqualified; and purse redistributed

Albuquerque Downs
Frankie Martinez – owner, jockey did 13 strikes – purse redistribution

Appeal Request Updates
Mountaineer Park
Jose Davila
Crop rule violation
Ruling date August 23, 2022
Appeal filed August 25, 2022
Stay requested and granted

Mountaineer Park
Jose Davila
Crop rule violation
Ruling date August 24, 2022
Appeal filed August 26, 2022
Stay requested and denied

Gulfstream Park
Chantal Sutherland
Crop rule violation
Ruling date August 21, 2022
Appeal filed August 26, 2022
Stay requested and granted

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Weekly Stewards and Commissions Rulings: Jan. 3-10

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public and where.

California
Track: Santa Anita
Date: 01/07/2022
Licensee: Andreas Psarras, trainer
Penalty: $500
Violation: Medication violation
Explainer: Trainer Andreas Psarras, who started the horse House of Targaryen, who finished fifth in the sixth race at Santa Anita Park Oct. 10, 2021, is fined $500.00 and assessed one half (1/2) point in accordance with California Horse Racing Board rule #1843.4 (Multiple Medication Violations–Expires 01/07/23) pursuant to rule #1887 (Trainer or Owner to Insure Condition of Horse) for violation of rule #1843(a)(d) (Medication, Drugs and Other Substances), and rule #1843.1(b) (Prohibited Drug Substance–Methocarbamol 4.7 NG/ML [Class 4]).

Track: Santa Anita
Date: 01/08/2022
Licensee: Keith Desormeaux, trainer
Penalty: $400
Violation: Late registration of Lasix
Explainer: Trainer Keith Desormeaux is fined $400.00 for violation of California Horse Racing Board rule #1845 (Authorized Bleeder Medication–late registration) of Miss Everything in the eighth race Jan. 7, 2022, at Santa Anita Park.

Track: Santa Anita
Date: 01/08/2022
Licensee: Abel Cedillo, jockey
Penalty: $500
Violation: Excessive riding crop use
Explainer: Jockey Abel Cedillo is fined $500.00 for violation of California Horse Racing Board Rule #1688(b)(7) (Use of Riding Crop–more than two times in succession during a race–first offense in the last 60 days) during the third race at Santa Anita Park Jan. 7, 2022.

Track: Santa Anita
Date: 01/09/2022
Licensee: John Velazquez, jockey
Penalty: $500
Violation: Use of riding crop in post parade
Explainer: Jockey John Velazquez is fined $500.00 for violation of California Horse Racing Board Rule #1688(b)(3) (Use of Riding Crop–during post parade–first offense in the last 60 days) while warming up for the first race Jan. 7, 2022–at Santa Anita Park.

Track: Santa Anita
Date: 01/09/2022
Licensee: Tyler Baze, jockey
Penalty: $1,000
Violation: Excessive riding crop use
Explainer: Jockey Tyler Baze is fined $1,000.00 for violation of California Horse Racing Board rule #1688(b)(8) (Use of Riding Crop–more than six times–third offense within the past 60 days) during the second race at Santa Anita Park Jan. 8, 2022.

Track: Santa Anita
Date: 01/09/2022
Licensee: Mario Gutierrez, jockey
Penalty: $750
Violation: Excessive riding crop use
Explainer: Jockey Mario Gutierrez is fined $750.00 for violation of California Horse Racing Board rule #1688(b)(8) (Use of Riding Crop–more than six times–second offense within the past 60 days) during the eighth race at Santa Anita Park Jan. 8, 2022.

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Weekly Stewards and Commission Rulings: A Primer

Starting next week, the TDN will begin a weekly roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

The task, however, of collecting these rulings has wrenched the curtain back on the fractured way in which the industry polices its own and then makes those rulings public–or not, as is often the case.

The California Horse Racing Board (CHRB) provides something of a gold standard, thanks to a centralized, easy-to-use database containing all stewards rulings from across the state.

Perhaps most importantly, it includes a soup to nuts of everything from medication violations to disorderly conduct on the backstretch to excessive use of the riding crop.

This isn't the case across the board, with information sometimes buried deep in hard-to-use websites, or else withheld from the public altogether.

When it comes to the Florida racing industry, which operates without a centralized commission, medication violations and excessive use of the whip offenses–at least those whip offenses pertaining to state rules–are supposed to be posted on the Florida Department of Business and Professional Regulations' (DBPR) website here.

The information, however, is limited. Indeed, to see a particular stewards' ruling, a final order, or a consent order, for example, you would need to make a public records request.

What's more, the website isn't organized in a chronologically searchable fashion, meaning, you would need to know in advance who the ruling is against before you could find it.

And so for the sake of our weekly endeavour as it pertains to Florida, we will also scour the Thoroughbredrulings and ARCI's Recent Rulings websites alongside the DBPR. Because those other databases aren't always updated on a timely basis for similar reasons, however, the information we impart may be similarly tardy.

Other offenses in Florida, like most riding violations, are handled by the individual tracks according to their house rules. In the case of Gulfstream Park, however, these rulings aren't made public.

The situation in Florida does appear poised to change thanks to an administrative hearing ruling from earlier in the year.

Expected imminently, a panel of stewards–one from the state and two association stewards–will begin hearing horse racing related medication and riding offenses in Florida.

When will this new system start? The answer is unclear. And where will these rulings be posted? That's unclear, too. But we will be following developments.

Interestingly, a state bill signed into law earlier this year creates a gaming commission in Florida.

That legislation was signed into law alongside two companion bills. One is commonly referred to as the Seminole Compact, that permits the Seminole Tribe to operate sports betting and adds craps and roulette to the tribe's casinos, among other things. The other was a decoupling bill, which allows racetracks and other gaming facilities to host other forms of gambling.

A ruling late last month in a Washington D.C. federal court invalidated the compact, however. Will this impact plans to create a gaming commission? Possibly, said Daniel Wallach, a Florida-based attorney who has been following this case closely.

“All three statutes–the Seminole Compact, the creation of this new gaming agency, and the decoupling of Harness racing and Quarter Horse racing–they were all adopted at the same time, and, crucially, the effectiveness of decoupling and the creation of the agency was expressly tethered to the effective date of the compact becoming a law,” Wallach said.

Therefore, Wallach added, “If the compact is no longer effective since it was invalidated by a federal court, then it raises the question of whether the statutes creating the agency and the decoupling of non-Thoroughbred horse racing are invalid as well.”

The creation of a Florida gaming commission, experts say, wouldn't likely have an impact on the way horse racing related offences are adjudicated, however.

When it comes to New York, their rule book is “older, and certainly less prescriptive in some areas, than what you might be used to seeing in other jurisdictions,” explained Dr. Jennifer Durenberger, the Jockey Club steward for the New York Racing Association (NYRA), in a written statement.

Issues like medication violations, reckless or careless riding, and of conduct detrimental to racing are supposed to be posted on the New York State Gaming Commission's website here.

Violations of the NYRA house rule on whip use–which limits the number of consecutive strikes to five and prohibits use of the crop when a horse is no longer in contention–as well as other minor backstretch infractions, are handled in-house by NYRA by a board of stewards. These rulings are not made public.

The TDN has asked NYRA if it will share on a weekly basis any whip-related rulings, which NYRA says happens fairly infrequently. A response is pending.

When it comes to Kentucky, the state's Horse Racing Commission makes public its administrative rulings here, at the bottom of the page. Higher up on the same page are links to the race day stewards actions and comments.

Will the Horseracing Integrity and Safety Act (HISA) make any difference–if, indeed, it goes into effect on July 1? When it comes to medication violations, expect things to remain disjointed in the beginning.

For the first six months of the program, post-race medication violations will continue to be handled by the individual commissions and posted on their individual websites.

And for those same first six months, the out-of-competition (OOC) testing program will be handled by the enforcement agency, most likely the United States Anti-Doping Agency (USADA), which will post results on its website.

Come 2023, all post-race and OOC testing is expected to be handled by USADA, and therefore, all results are expected to be posted on its website.

When it comes to other violations, things have a similarly fractured look to them.

There are certain issues like dangerous riding and minor backstretch altercations that don't fall under HISA's purview, and which, as a result, will continue to be adjudicated by state stewards (and therefore posted on their individual websites–or not, as the case may be).

But matters like excessive whipping and use of an electronic device (i.e., a buzzer) do fall under the act's remit. As such, these offenses will be heard by one of two different panels.

  1. An individual jurisdiction can enter into a voluntary agreement with the Authority which will allow its existing state stewards to adjudicate these offenses.
  2. If they don't enter into a voluntary agreement, a separate body of stewards, overseen and managed by the Authority, will hear these cases.

And where will these rulings be posted? At the moment, that's unclear, though it does appear as though they will be posted on a publicly available centralized website at some point after the act goes into effect.

There are a couple of important things to note before we begin this weekly process.

One is that, because California appears to be the only one of the four major jurisdictions to post rulings on minor backstretch infractions, we will stick primarily to medication and riding offenses, so as not to treat the California licensees unfairly.

The second is that the information the TDN posts weekly will only be as timely as that issued on each jurisdiction's websites. Expect a bit of a time drag, therefore.

“As a steward, I would be interested in seeing a weekly summary,” Durenberger wrote, about the TDN's plans. “I believe it's been suggested to HISA to require house rulings and associated fines to be made public in a centralized searchable database.”

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