Weekly Stewards and Commissions Rulings, Feb. 27 – Mar. 4

Every week, the TDN posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA)-related rulings from around the country.

Among this week's rulings, trainer Daniel Franko has been suspended seven days after his trainee, Misty's Cat, tested positive for caffeine, when winning at Golden Gate Fields on Dec. 1 last year. He was also fined $1,000. Caffeine is a Class B controlled substance under HISA. The case was resolved without a hearing.

 

NEW HISA/HIWU STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity and Welfare Unit's (HIWU) “pending” and “resolved” cases portals.

Resolved ADMC Violations

Resolution Date: 03/06/2024

Licensee: James Watkins, trainer

Penalty: 15-day period of Ineligibility for Covered Person, beginning on March 7, 2024; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $1,000; imposition of 2 Penalty Points. Final decision by HIWU.

Explainer: For the presence of Xylazine-Controlled Medication (Class B)-in a sample taken from Dennis's Pride, who finished fifth at Fanduel Sportsbook and Horse Racing on 11/11/23. This was a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Resolution Date: 03/28/2024

Licensee: Michael Simone, trainer

Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Final decision by HIWU.

Explainer: For the presence of Phenylbutazone-Controlled Medication (Class C)-in a sample taken from Another Duke, who won at Tampa Bay on 1/28/24. This was a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Resolution Date: 02/29/2024

Licensee: Howard Love, trainer

Penalty: None. Equine controlled medication charges withdrawn.

Explainer: For the presence of Phenylbutazone-Controlled Medication (Class C)-in a sample taken from Slender Slipper on 2/3/24. This was a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Resolution Date: 02/29/2024

Licensee: Daniel Franko, trainer

Penalty: 7-day period of Ineligibility for Covered Person, beginning on March 1, 2024; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $1,000; imposition of 2 Penalty Points. Admission.

Explainer: For the presence of Caffeine-Controlled Medication (Class B)-in a sample taken from Misty's Cat, who won at Golden Gate on 12/1/23. This was a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Pending ADMC Violations

Date: 12/27/2023

Licensee: George Arnold II, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Tramadol-Controlled Medication (Class B)-in a sample taken from Figgy, who won at Turfway Park on 12/27/23. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 01/28/2024

Licensee: Isidro Tamayo, trainer

Penalty: Pending

Alleged violation: Vet's list medication violation

Explainer: For the presence of Phenylbutazone-Controlled Medication (Class C)-in a sample taken from Silent Beauty on 1/28/24. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 02/16/2024

Licensee: Patrick Biancone, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: A possible violation of Rule 3314-Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method-on the horse, Infinite Diamond. This was also a possible violation of Rule 4222-Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 02/06/2024

Licensee: Patricia Farro, trainer

Penalty: Interim suspension

Alleged violation: Medication violation

Explainer: For the presence of Cobalt Salts-a banned substance-in a sample taken from Deplane, who won at Parx Racing on 2/6/23. This is a possible violation of Rule 3212-Presence of a Banned Substance and/or its Metabolites or Markers (Post-Race/Vets' List Workout).

Date: 02/02/2024

Licensee: Brandon Kulp, trainer

Penalty: Pending

Alleged Violation: Medication violation

Explainer: For the potential breach of Rule 4221-Alkalinization or use/administration of an Alkalinizing Agent (TCO2)-on Me Darlin Kathleen, who won at Penn National on 2/2/2024. This is also a possible violation of Rule 3313-Use of a Controlled Method During the Race Period.

Date: 02/14/2024

Licensee: Jose D'Angelo, trainer

Penalty: Pending

Alleged violation: Vets' list medication violation

Explainer: For the presence of Omeprazole and Cimetidine-both Controlled Medications (Class C)-in a sample taken from Sun Azteca on 2/14/24. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 01/31/2024

Licensee: Jamie Ness, trainer

Penalty: Pending

Alleged Violation: Medication violation

Explainer: For the potential breach of Rule 4221-Alkalinization or use/administration of an Alkalinizing Agent (TCO2)-on Tops the Chart, who finished fourth at Parx Racing on 1/31/2024. This is also a possible violation of Rule 3313-Use of a Controlled Method During the Race Period.

Violations of Crop Rule

One important note: HISA's whip use limit is restricted to six strikes during a race.

Oaklawn Park

  • Joe Bealmear – violation date March 3; $250 fine, no further details
  • Rafael Jesus Bejarano – violation date March 2; $250 fine, no further details
  • Joe Bealmear – violation date March 1; $250 fine, no further details

Santa Anita

  • Tyler Baze – violation date March 1; $250 fine and one-day suspension, 7 strikes

Sunland Park

  • Larry Marquez – violation date Feb 29; $250 fine and one-day suspension

Tampa Bay Downs

  • Carlos Eduardo Rojas- violation date Feb 28; $250 fine and one-day suspension
OTHER KEY RULINGS

The TDN also publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

California

Track: Santa Anita

Date: 03/01/2024

Licensee: Dale Brewer, owner

Explainer: Owner Dale Brewer, having satisfied a financial complaint filed by Farrier Kyle Baze for $750.00, is restored to good standing and California Horse Racing Board LATS Ruling #175 dated May 04, 2014, is set aside.

Track: Santa Anita

Date: 03/01/2024

Licensee: Armando Ayuso, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Jockey Armando Ayuso, who rode Takes Three in the tenth race at Santa Anita Park on February 25, 2024, is suspended for 3 racing days (March 8, 9, and 10, 2024) for crossing over without sufficient clearance going into the first turn, causing interference resulting in the disqualification of his mount from first to second; a violation of California Horse Racing Board rule #1699 (Riding Rules-careless riding).

Track: Santa Anita

Date: 03/03/2024

Licensee: Debbie Winick, trainer

Penalty: $500 fine

Violation: Prohibited use of an electro-magnetic blanket on race day

Explainer: Having violated the Horseracing Integrity and Safety Authority Rule #2271 (Prohibited Practices) Trainer Debbie Winick, who was scheduled to run Ghostly Act in the fourth race at Santa Anita Park on January 26, 2024, is fined $500.00 for prohibited use of an electro-magnetic blanket on race day, necessitating a late declaration.

 

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The Kentucky Oaks Top 10 for Mar. 8

The GII Davona Dale S., run last Saturday at Gulfstream, was all about the return of Eclipse Award winner Just F Y I (Justify). But she was scratched with a fever, delaying her 3-year-old debut. At Aqueduct, Jody's Pride (American Pharoah) won the Busher S., picking up enough points to guarantee her a spot in the GI Kentucky Oaks. It will be a relatively quiet weekend for the horses on the road to the GI Kentucky Oaks. The GIII Santa Ysabel at Santa Anita will be headlined by Kinza (Carpe Diem). She looks like the best 3-year-old filly in training, but will not be allowed to run in the Oaks because she is trained by Bob Baffert.

Here's a look at the fourth installment of our Kentucky Oaks Top 10:

1) TARIFA (f, Bernardini–Kite Beach, by Awesome Again) O/B-Godolphin (KY); T-Brad Cox. Lifetime Record: 'TDN Rising Star', GSW, 4-3-0-0, $278,925. Last start: WON Feb. 17 GII Rachel Alexandra S. Ky Oaks Points: 50. Next Start: GII Fair Grounds Oaks, FG, Mar. 23 or GI Ashland S., Kee, Apr. 5

Tarifa will have one more prep before the Kentucky Oaks and if she passes that test she will likely be the favorite come the first Friday in May. Trainer Brad Cox still hasn't decided between the GII Fair Grounds Oaks or the GI Ashland S. She has had her first workout since her win in the GII Rachel Alexandra S. presented by Fasig-Tipton, breezing a half-mile at the Fair Grounds Mar. 3 in :49.80. Considering that the Rachel Alexandra was her stakes debut, this filly is good now and figures to only get better for Cox.

2) JODY'S PRIDE (f, American Pharoah–Jody's Song, by Scat Daddy) O-Parkland Tbreds & Sportsmen Stable; B-Mr. Steve Weston (Ky); T-J Abreu. Lifetime Record: MSW & GISP, 4-3-1-0, $590,250. Last start: WON Mar. 2 Busher S. Kentucky Oaks Points: 65. Next Start: GIII Gazelle S., AQU, Apr. 6.

The connections of Jody's Pride, the runner-up in the GI Breeders' Cup Juvenile Fillies, called an audible at the line of scrimmage and withdrew from the Davona Dale in order to run in the Busher S. at Aqueduct. It was a smart move. They knew they'd be the headliner against a weak field of competitors and that it was a good spot to pick up easy Oaks points. It worked out perfectly as she splashed her way over a sloppy track to win by 2 1/4 lengths with Jose Lezcano aboard. It was the third win in the race over a five-year span for trainer Jorge Abreu. She didn't have particularly good Beyer numbers coming into the race and, though she did improve, her Beyer was an 80. That means she's going to have to run faster in upcoming races. They will stay in New York and run next in the GIII Gazelle S. Her 65 Oaks points puts her at No. 1 on that list.

3) JUST F Y I (f, Justify–Star Act, by Street Cry {Ire}) O/B-George Krikorian (Ky); T-Bill Mott. Lifetime Record: Ch. 2yo filly, GISW, 3-3-0-0, $1,317,750. Last start: WON Nov. 3 GI Breeders' Cup Juvenile Fillies. Kentucky Oaks Points: 40. Next Start: TBD.

Things had gone perfectly for this daughter of Justify through her championship campaign in 2023 and early 2024. She was primed for her return in the Davona Dale, but came down with a fever, forcing trainer Bill Mott to scratch her. Normally, that would be a minor setback, but Just F Y I will now likely go into the Kentucky Oaks with just one prep. That could be a problem. “Her temperature is back to normal,” Mott said. “She looks bright and is eating well. Three races are possible if she recovers well, the Gulfstream Park Oaks, the Fantasy or the Ashland.” A high-quality filly, but she can't afford to have another setback.

4) KOPION (f, Omaha Beach–Galloping Ami, by Victory Gallop) O-Spendthrift Farm; B-Tall Oaks Farm (Ky); T-Richard Mandella. Sales history: $270,000 yrl '22 KEESEP. Lifetime Record: GSW, 3-2-1-0, $116,600. Last start: 2nd Feb. 10 GIII Las Virgenes S. Ky Oaks Points: 20. Next Start:GIII Santa Ysabel S., SA, Mar. 9

Kopion is in an odd spot. She's not the best 3-year-old filly based in Southern California. Kinza is. But Kopion is California's top threat for the Kentucky Oaks. That's because Kinza is trained by Bob Baffert and will not be allowed to start in the Oaks. She's also not the best 3-year-old filly in the Richard Mandella barn. Tamara (Bolt d'Oro) is. But she has been sidelined and won't be making it to Churchill Downs. According to the Santa Anita notes team, Kopion, a daughter of Omaha Beach will, face off against Kinza again in Saturday's Santa Ysabel S. In some respects, a second-place finish will seem like a win.

5) POWER SQUEEZE (f, Union Rags–Callmethesqueeze, by Awesome Again) O-Lea Farms, LLC; B-Forging Oaks Farm (KY); T-Jorge Delgado. Sales history: $50,000 yrl '22 KEESEP; $90,000 2yo '23 OBSAPR. Lifetime Record: MSW, 5-3-1-0, $188,650. Last start: WON Feb. 10 Suncoast S. Kentucky Oaks Points: 20. Next Start: GII Gulfstream Park Oaks, GP, Mar. 30.

The real test for this filly will come in the GII Gulfstream Park Oaks, the final Kentucky Oaks prep run in Florida. The connections have been running her in non-graded races and she has come through, winning the Cash Run S. at Gulfstream and the Suncoast S. at Tampa Bay Downs. How good is she? We don't know yet. Sold for just $90,000 at last year's OBS June sale. She is trained by Jorge Delgado, who is not well known on the national scene, but is winning at a 30% clip on the year. For his career, his winning percentage is 22%.

6) INTRICATE (f, Gun Runner–Complex Analysis, by Distorted Humor) O-Bradley Thoroughbreds, Laura Leigh Stable, Scot Estes & Cambron Equine, LLC; B-LBD Stable, LLC (Ky); T-Brendan Walsh. Sales history: $200,000 yrl '22 KEESEP; $280,000 2yo '23 OBSAPR. Lifetime Record: GSW, 4-2-1-0, $362,180. Last start: 2nd GII Rachel Alexandra S. Kentucky Oaks Points: 35. Next Start: GII Fair Grounds Oaks, FG, Mar. 23

Brendan Walsh will be looking to become the first trainer to win back-to-back runnings of the Kentucky Oaks since Wayne Lukas. Lukas won the 1990 Oaks with Seaside Attraction and the 1989 Oaks with Open Mind. Walsh enjoyed a terrific year last year with Pretty Mischievous (Into Mischief), who raised her profile in her Oaks win and went on to win the 3-year-old filly championship. Intricate has more to prove before she can be compared to her illustrious stablemate, but there's no reason why she won't have a similar year. Took a bit of a hit when second behind Tarifa in the Rachel Alexandra, but she ran well and was beaten by a top-class filly.

7) LESLIE'S ROSE (f, Into Mischief–Wildwood Rose {Ire}, by Galileo {Ire}) 'TDN Rising Star' O-Whisper Hill Farm; B-John D. Gunther & Eurowest Bloodstock Services (Ky); T-Todd Pletcher. Sales history: $1,150,000 yrl '22 KEESEP. Lifetime Record: 'TDN Rising Star', GSP, 3-2-0-1, $89,950. Last start: 3rd Mar. 2 GII Davona Dale S. Kentucky Oaks Points: 15. Next Start: TBD.

A $1.15-million purchase at Keeneland September, this daughter of Into Mischief faced her biggest challenge to date in the Davona Dale S. The results were mixed. She didn't run terribly in what was her stakes debut. She finished third as the 3-10 favorite and was beaten 2 1/4 lengths. The race came after she posted big Beyer numbers in her maiden win and in an allowance race. Trainer Todd Pletcher reports that her next start will either be in the Ashland or the Gulfstream Park Oaks. She deserves one more chance, but a defeat in her next start would mean the bloom is off this rose.

8) WEST OMAHA (f, West Coast–Birthday Bash, by Medaglia d'Oro) O/B-Gary & Mary West Stables (Ky); T-Brad Cox. Lifetime Record: SW, 4-2-2-0, $203,000. Last start: 3rd in Feb. 24 GIII Honeybee S. Kentucky Oaks Points: 40. Next Start: TBD.

Brad Cox is always loaded with talent in the 3-year-old filly division. It looks like Tarifa is his best prospect, but her stablemate West Omaha is still in the mix. After a win in the Silverbulletday S. presented by Fasig-Tipton, she disappointed when third in the GIII Honeybee. S. at Oaklawn as the 11-10 favorite. A little bit on the erratic side, she wins every other race. There can't be any excuses next time…she needs a major win to prove she has what it takes to win the Kentucky Oaks.

9) LEMON MUFFIN (f, Collected–Pelt, by Canadian Frontier)

O-Aaron Sones; B-Mr & Mrs Theodore R Kuster & Collected Syndicate (KY); T-D Wayne Lukas. Sales history: $20,000 yrl '22 KEESEP; $140,000 2yo '23 OBSAPR. Lifetime Record: GSW, 6-1-4-0, $305,250. Last start: WON Feb. 24 GIII Honeybee S. Kentucky Oaks Points: 50. Next Start: GIII Fantasy S., OP, Mar. 30.

The remarkable story of Hall of Famer Wayne Lukas just keeps going and going. He's now 88, but has shown the world he's still more than capable of competing at the highest levels of the sport and against the very best trainers. He's also bold enough to do what few other trainers would. Prior to her win in the Honeybee, Lemon Muffin was still a maiden after five starts and had never run beyond six furlongs. On paper, she looked to be up against it in the Honeybee but scored the upset at 28-1. Was it a fluke? We'll find out in her next start. Having won the 2022 Oaks with Secret Oath (Arrogate), Lukas will be out to win his second Oaks in three years.

10) FIONA'S MAGIC (f, St Patrick's Day–Mollie's Magic, by Factum) O/B-Stonehedge, LLC (FL); T-Michael Yates. Lifetime Record: GSW, 5-3-2-0, $250,910. Last start: WON Mar. 2 GII Davona Dale S. Kentucky Oaks Points: 60. Next start: GII Gulfstream Park Oaks, GP, Mar. 30.

When the entries came out for the Davona Dale, Fiona's Magic was completely overshadowed by Just F Y I and Leslie's Rose. But when the dust cleared, Just F Y I had been scratched and Leslie's Rose didn't live up to her billing. That left a void and it was filled by this Florida-bred daughter of St. Patrick's Day (Pioneerof the Nile). She was bred by and is owned by Marilyn Campbell's Stonehedge Farm South, the Florida Breeder of the Year in 1997, 2013, and 2016. Trainer Michael Yates is not well known outside of Florida, but he has won the Davona Dale in back-to-back years. His 2023 winner was Dorth Vader (Girvin).

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Mating Plans, Presented by Spendthrift: Watercress Farm

The TDN's popular annual series 'Mating Plans, presented by Spendthrift,' continues today in a conversation with Rob Tribbett, General Manager of Fred Hertrich's Watercress Farm.

Comic City (8, City Zip–Comic Marvel, by Distorted Humor) will be bred to Olympiad.

Comic City is a City Zip mare from a top Juddmonte family. Olympiad is the total package. He is a beautiful horse by a top sire, he was a Saratoga 2-year-old old winner himself over some fantastic horses, then showed the ability to consistently dominant at the top levels at four.

Dance Awhile  (6, Curlin–Dance Quietly, by A.P. Indy) will be bred to Not this Time.

This is a young Curlin mare from a terrific family. Not This Time is off to an amazing start at stud, the team at Taylor Made has done a great job getting him mares, and his performance is incredible. He is an ideal sire for a young mare that we have high hopes for.

Delightof the Nile (5, Pioneerof the Nile–Delightfully, by Indian Charlie) will be bred to Liam's Map.

This is a filly we bred and recently bought back. She is a beautiful filly out of a favorite mare of ours. Sometimes matings don't have to be too hard. She is a half-sister to the very talented Dr Ardito that we bred, a New York stakes winner and graded-placed son of Liam's Map. We have had great success with Liam's Map, breeding Grade I winner Juju's Map, and we love him to get a mare started.

Desert Tempest (4, American Pharoah–Stormy B, by Cherokee Run) will be bred to Twirling Candy.

Another new mare to the fold, this is a young American Pharoah who displayed some ability on the track. We have been very fortunate with Twirling Candy, breeding a pair of Grade I winners by him. She is from a family that has shown the ability to consistently get stakes horses, and Twirling Candy is the best sire in Kentucky to get your mare going.

Giant Win (13, Giant's Causeway–Win's Fair Lady, by Dehere) will be bred to Good Magic.

Giant Win is the dam of Grade I winner Pinehurst, by one of our favorite broodmare sires, Giant's Causeway. Good Magic is a sire we have been a supporter of since the beginning. We love the speed and determination that his foals exhibit. They always show up and love their job. This is a great type-to-type mating that hopefully produces another Grade I-winning 2-year-old.

Laughing Matters (9, Medaglia d'Oro–Hearty Laugh, by Distorted Humor) will be bred to Mage.

Another homebred mare, she is the dam of the super impressive Saratoga MSW winner last year Sugar Hi, and then sold a More Than Ready colt for $310,000 last September. Mage's performance in the spring of his 3-year-old year was super impressive, he was willing to fight every fight and not back down. When I went to see him, I was blown away. We really love his sire and Mage is a great version of his father.

More Respect (14, More Than Ready–Search and Seizure, by War Chant) will be bred to Constitution.

She is the dam of multiple graded-placed High Opinion from one of our favorite families. We have been involved with Constitution since he went to stud and have so much respect for what he has accomplished. He has demonstrated what great stallions do–improve their mares and sire winners at various distances and surfaces.

Nagambie (11, Flatter–Charming N Lovable, by Horse Chestnut {SAf}) will be bred to Uncle Mo.

The dam of Juju's Map visits Uncle Mo this year. He keeps producing at the top level and we are excited for a colt or filly from her by Uncle Mo. She sold a really impressive Not This Time last year and has a Gun Runner we are really excited about for 2024.

Tulira's Star (12, Congrats–Tulira, by General Assembly) will be bred to Forte.

Tulira's Star is a graded-stakes placed filly in Saratoga, and has already produced the good Mullikin, a son of Violence. We are excited about breeding to Forte, his 2- and 3-year-old form was very impressive and he is a great individual.

Zero to Sixty (7, American Pharoah–Cat Moves, by Tale of the Cat) will be bred to McKinzie.

Zero to Sixty is a young mare for us, she was a super impressive Saratoga first-time out winner herself, going short on the turf, and she is out of the sprint Grade I-winning Cat Moves.  We are breeding her to McKinzie, who is a sire we were in love with from the beginning. Similar to the mare, he is out of a top-class speed mare himself, as his dam won the Alicibiades. Everything we are hearing from Ocala gives us a lot of confidence in the horse.

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