HISA Not Positioned to Police Sales

The case of Jeffrey Englehart, who bought a horse at an OBS 2-Year-Old sale in June who had given Clenbuterol sometime before being purchased by Englehart, has renewed questions about the role of the Horse Racing Integrity and Safety Authority (HISA) and whether or not it would be in the sport's best interest for it to expand its jurisdiction to cover sales as well as racing. Currently, HISA has no authority over a horse until it has its first recorded public workout, which is when it becomes a “covered” horse. HISA CEO Lisa Lazarus doesn't see that changing any time soon.

“There is a little bit of a misunderstanding about what HISA's authority is in this regard,” she said. “We can only do what the statute allows us to do and right now the statute specifically provides that a horse becomes a covered horse upon its first workout. We would have to ask for a legislative change if we wanted to change the scope of that jurisdiction, which would be a heavy lift and not something we'd probably go to Congress and try to do right now.”

Lazarus stresses that the sales companies should use every resource available to them to make sure that sellers are not using drugs that might enhance the value of a horse being sold.

Lazarus said she has had discussions with the heads of the sport's three largest sales companies–Keeneland, OBS and Fasig-Tipton–and asked that they work together to come up with unified rules that mirror those already in place by HISA for covered horses.

“HISA did convene a meeting with all the sales companies in October,” she said. “We all got together in a room and discussed the fact that it made sense to get on the same page. We would hope that there would be was a logical protective flow from weanling to retirement that makes sense. It doesn't have to be the same program for every stage of a horse's life, but it needs to be sensible and consistent and all fit together. There was wide agreement with all the sales companies that this was an important initiative and they said they would work towards it. They've been working really hard on coming up with an aligned agreement.”

Lazarus said that if there is still a reason to suspect that some horses are slipping through the cracks at the sales, HISA might take another look at getting legislation that would allow it to categorize a horse as covered at some time prior to its first official workout.

“I trust that the sales companies are going to be able to do this on their own and that we won't need to take a stricter view,” she said. “If for some reason that doesn't happen, we would definitely, over time, look at that and consider our options. Once a horse comes into the HISA program and is our responsibility we do everything we possibly can to protect it. But not having a window into what has happened with the horse before they become a covered horse can be challenging. That's why we are working towards this aligned system where everything is really clear and the sales companies are all doing the same thing. If that is a fit with HISA's program, that would be really beneficial for the industry.

“The way to move the sport forward is to have more consistent and stricter regulations throughout a horse's life. Based on my experience since HISA's inception, that is most effectively done when the stakeholders come to the table and are willing participants. You come up with a much stronger program when you have everyone buy in. I am working every day to earn the trust of horsemen and earn the trust of the racetracks. If I could get sales companies on board and make changes that make a lot of sense, that would mean we would have a much better chance of being successful right out of the gate. I really believe that's where we need to end up. But I also believe that given where we are and given the commitments I have received from the sales companies, we'll be able to do that without having to legislate or change HISA's jurisdiction.”

Englehart was notified that a horse under his care had been found to have Clenbuterol in its system when it was tested by the Horseracing Integrity and Welfare Unit (HIWU) after it broke down in a workout at Finger Lakes in November. The positive was the result of a hair test and the infraction was made public on the HIWU website. Englehart faced a suspension of up to two years.

Englehart insisted he never gave the horse the drug and that it had to be given to the horse before he bought it at Ocala. The original HIWU test was a standard hair test. Tests known as segmented hair test can pinpoint when a drug was given to a horse and Englehart pushed for the horse to undergo that type of test. HIWU had the Kenneth L. Maddy Equine Analytical Chemistry Laboratory at the University of California, Davis perform the segmented test and it revealed that the Clenbuterol was in fact administered before Englehart became the trainer. All charges against Englehart were then dropped.

Lazarus admitted that the Englehart matter could have been handled better.

“There was an initial matter that we had to flag because something was found in the horse,” she said. “But we should not be holding the trainer responsible if that substance went into the horse before he or she was responsible for it. One thing we are going to change, we are not going to make a positive test from hair public until a B sample comes back.

“The only way we failed Mr. Englehart in this case was the public announcement of his violation. He didn't have any suspension and there were no repercussions from a sanctions standpoint. There was nothing in place until the system concluded, but the public did know about it. It would be different if Clenbuterol were found in the blood or urine. We know how long Clenbuterol can stay in blood and urine. So if there is a Clenbuterol finding in blood or urine there would be no ambiguity unless the trainer got the horse the day before or within a week. With hair testing we can find things going back six months and even a year sometimes.”

“What I really hope is that this situation shows the public and the racing industry that HISA is always going to do what's right. We are going to follow the science and we are going to follow the facts. We are giving Mr. Englehart the money back that he spent for the B sample. He is going to be made entirely whole. As I said, the one thing I would do differently is not to have made this public from the outset. This is the first case we've had of this nature and I've always said there will be things that we learn along the way that we didn't foresee and that we have to adjust.”

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Slight Uptick in Rate of Fatal Injuries in 2023

According to numbers compiled by The Jockey Club for its Equine Injury Database (EID), there were 1.32 fatalities per 1,000 starts at North American racetracks in 2023. That was slightly worse than in 2022 when the number was 1.25, the lowest rate of fatalities since The Jockey Club started compiling numbers in 2009. It was the first time the number had increased year-over-year since 2018 when there were 1.68 fatalities per 1,000 starters.

Nonetheless, the figures showed that the sport has made obvious strides since 2009 when it comes to fatalities. In 2009, the rate was 2.0 per 1,000 starters. When compared to 2009, 2023 shows a 34% decrease in risk of fatal injury.

“This change is statistically significant,” said Professor Tim Parkin (University of Bristol), who has consulted on the EID since its inception. “This is equivalent to 171 fewer horses sustaining a fatal injury racing in 2023 than would have occurred had the number of starts remained constant since 2009.”

The 2023 figures were the second lowest since the EID began compiling numbers, surpassed only by 2022.

Analysis of the EID was provided Parkin and by Dr. Euan Bennet of the University of Glasgow.

“There was a slight increase in the rate of fatality from 2022 to 2023 of 5.6%,” Parkin said. “However, this is not statistically significant, and we are encouraged by the low numbers in 2023 that the industry is still headed in the right direction with regard to keeping its horses safe.”

Based on the 2023 data, 99.87% of flat racing starts at the racetracks participating in the EID were completed without a fatality.

Once again, synthetic tracks proved to be the safest among the three types of racing surfaces. There were 0.97 deaths per 1,000 starters on synthetic tracks, 1.13 on turf courses, and 1.43 on dirt tracks.

Races for 2-year-olds proved to be the safest types of races.  There were 0.79 fatalities per 1,000 starters in those races versus 1.37 for 3-year-old races and 1.38 for races for 4-year-olds an upward.

By distance, races run at less than six furlongs showed the fewest fatalities at 1.22 per 1,000. Races run from six to eight furlongs had a rate of 1.37 and for races longer than eight furlongs, the number was 1.32.

During the year, the problems of horses breaking down were magnified by a rash of fatalities at Churchill Downs and Saratoga. At Saratoga in 2023, the rate of breakdowns was 2.55 per 1,000 starters. Churchill Downs does not make its numbers public.

Among tracks that had meets of more than 10 days, one stood out. There were zero fatalities at Del Mar during its racing seasons.

Racetracks under the jurisdiction of the Horseracing Integrity and Safety Authority (HISA) fared better than non-HISA tracks in 2023. There were 1.23 fatalities per 1,000 starters at HISA tracks, while the number at non-HISA track was 1.63.

“HISA's most important goal is driving down equine fatalities,” said HISA CEO Lisa Lazarus. “We undoubtedly have significant work ahead of us, but I am pleased to see the rate is trending in the right direction. The reduction in the rate of equine fatalities at tracks under our jurisdiction demonstrates that setting high standards for racetrack safety and anti-doping and medication control across the country makes Thoroughbred racing safer.”

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Wong Suspended Two Years and Fined $25,000, Says He’ll Appeal

Trainer Jonathan Wong has been suspended for two years and fined $25,000 for a post-race metformin positive from last June after a Jan. 9 hearing before the Horseracing Integrity and Safety Authority's arbitration panel.

The two-year period of ineligibility retroactively starts July 1, 2023, when Wong's initial provisional suspension was first imposed.

He will also pay $8,000 of HIWU's share of the arbitration, in addition to his own arbitration fees.

As the maximum possible sentence for such a violation, the ruling marks the latest twist in a case that became entangled in the evolving rules of the Horseracing Integrity and Safety Act's (HISA) enforcement efforts. While the arbitrator rejected that this was contamination, several other Metformin cases have called into question whether or not possible environmental contamination should be treated the same way that other positives are treated.

The case also appears far from over. In a short statement, Wong wrote that he had appealed the ruling which could now go before the Federal Trade Commission, head to federal court, or both. Wong also explained that he would seek a temporary injunction against the ban.

“By the time this new story breaks, we will have already filed or will be filing our appropriate appeal, whether in Federal Court or with an Administrative Law Judge through the Federal Trade Commission. It is entirely possible we will dual-path this situation and file in both. In all instances, we will seek an Emergency Order with Injunctive Relief.  The facts and merits of the case will be heard,” Wong wrote, in a joint statement with his long-time owner, Brent Malmstrom.

Wong-trainee Heaven and Earth (Gormley) broke her maiden at Indiana Grand June 1 but subsequently tested positive for the prescription drug Metformin, a type 2 diabetes treatment that HISA has classified as a banned substance.

As a matter of protocol at that time, HIWU initially provisionally suspended Wong at the beginning of June when the A sample returned a positive finding for Metformin.

The HISA Authority subsequently announced that it had modified the rules surrounding provisional suspensions. Under the revised provisions, responsible parties who request B Sample confirmation following a positive test for a banned substance would no longer face a provisional suspension until the B sample findings are returned.

In Wong's case, he was notified on Aug. 9 that the B Sample confirmed the Metformin positive.

Though Wong was technically permitted to return to training for a brief period while the B sample was being processed, he explained at the time that his owners did not wish to transfer the horses back with the B Sample results expected imminently, and effectively has not trained since July 2.

Metformin ranks as the nation's third-most-prescribed human medicine, according to the consumer healthcare website Healthgrades, with more 20 million patients taking it. As a banned substance under HISA, a metformin positive comes with a possible two-year suspension and $25,000 fine.

Because of the possible severity of the sanctions and its ubiquity in the environment, metformin has been at the heart of several cases since HISA's anti-doping and medication control program went into effect that have led some to question whether HIWU is deploying too strict an enforcement approach to the drug.

In justification of its stance, HISA CEO Lisa Lazarus told the TDN last month that “we do have intelligence that metformin is being used intentionally to enhance performance.”

Furthermore, in October HIWU announced that internal reviews of its six contracted laboratories uncovered different limits of detection in blood for metformin, triggering a process of testing harmonization in blood across the labs for the drug. Until that point, all the metformin positives originated from just the one lab.

The Horseracing Integrity and Welfare Unit (HIWU) has posted a detailed explainer of the ruling on its website.

The report details how the A sample was sent to the HIWU-accredited Industrial Laboratories in Denver Colorado, while the B sample was sent to the Chicago Analytical Forensic Testing Laboratory in Chicago, Illinois, for confirmatory analysis.

According to the report, the Kenneth L. Maddy Equine Analytical Chemistry Laboratory at the University of California, Davis, conducted “Further Analysis” on the A blood sample “received from Industrial,” and on the “remainder of the B urine sample” received from the Chicago lab.

“Apparently, they can swing till they're happy,” said Malmstrom, when asked about that development.

Wong's legal team presented several defenses during the hearing, including that Heaven and Earth had a groom who urinated in the stall and frequently touched the horse on the mouth. They said that the groom was on Metformin, and had fled to Mexico after the finding, for fear he had contaminated the horse, and could not be found. He argued that the sample being sent to the Maddy lab for further testing—a third laboratory–suggested questionable conduct on the part of HIWU. The samples at all three labs were positive.

“There is, unfortunately, the simple fact that Mr. Wong has been untruthful in this proceeding. I find that Mr. Wong has not met his threshold burden of establishing the source of the contamination and thus there is no mitigation that might possibly be considered for Wong, and his sanction should be two years of Ineligibility,” wrote arbitrator Nancy Holtz in her finding.

“There is no doubt that Mr. Wong is an experienced, highly successful trainer who has climbed the ranks of this industry from the bottom up. His conduct and performance as a trainer presents a mixed bag: He has submitted numerous letters of support and praise from a constellation of highly regarded people in the horse racing industry. There is also no doubt that Mr. Wong has suffered financially, professionally, and emotionally from the Provisional Suspension and this will no doubt continue during the balance of the Ineligibility period. Balanced against these facts, however, is a record which does not support that Mr. Wong did much to prevent this contamination from occurring. If Mr. Wong was engaged in routine, frequent trainings of his staff regarding not urinating in the stalls, keeping hands clean and so on–which I do not believe–he certainly did not couple this with any level of monitoring, enforcement, or deterrence such as through imposing consequences for violators. Mr. Wong is no doubt a decent person who, in his own way, has tried to put the safety and welfare of his horses first. But despite his best intentions, the evidence is clear that Mr. Wong has abdicated his obligation as a Covered Person to protect the safety and welfare of the horses under his care consistent with ADMC Rules.”

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HISA Appoints Bethany Erb To Director of Public Affairs

With over 18 years experience in government affairs and stakeholder engagement, Bethany Erb has been appointed to serve as Director of Public Affairs at the Horseracing Integrity and Safety Authority (HISA), the organization announced via press release Monday.

In the position, Erb will manage HISA's engagement with policymakers and other stakeholders in Washington, D.C. and around the country, which includes representatives from the Federal Trade Commission (FTC) as well as the various advocacy groups inside and outside of the industry. Erb's prior positions include within the U.S. Department of Agriculture, Congressional Sportsmen's Foundation, and the Land Trust Alliance as well as two appointments to the Hunting and Wildlife Conservation Council.

“I deeply respect the important work HISA is doing to protect equine athletes, jockeys, and the future of the sport,” said Erb. “Horses and equestrian sports have been an integral part of my life since childhood and I am excited to be part of this organization and help further its mission.”

HISA CEO Lisa Lazarus praised the appointment of Erb, calling her experience with large-scale and local advocacy groups an 'excellent choice' for the position.

“Bethany's experience on Capitol Hill and with leading national-level and grassroots advocacy efforts make her an excellent choice for this role; we are confident that her skills will be invaluable in advancing HISA's mission. She shares HISA's core values and unwavering commitment to the advancement of Thoroughbred racing, and we are thrilled to welcome her to the team.”

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