HISA Releases Annual Metrics Report

The Horseracing Integrity and Safety Authority's 2023 annual metrics report shows advances in the implementation of national uniform practices, the building up of the HISA Portal, which contains a broad spectrum of equine treatment and other health records, and driving collaboration and cooperation across the industry, the organization said in a release Wednesday.

“Our inaugural annual report reflects our journey toward a safer, fairer and more resilient future for horse racing,” said HISA CEO Lisa Lazarus. “The success of HISA's programs relies on steady partnership among the tracks, trainers, riders, owners, veterinarians and state regulators who comprise the sport. Only by working together can we make Thoroughbred racing safer for its equine and human athletes.”

The Annual Metrics Report provides stakeholders with key data collected in 2023 at 50 racetracks in 20 states as part of HISA's Racetrack Safety Program, which went into effect July 1, 2022.

Highlights of the report include: accreditation visits to 21 tracks last year; creation of a centralized online database of horses and people involved in the sport, enabling treatment records and other information to be accessed by racetracks and officials across the country; a racing participant registration, which as of Dec. 31, 2023, had registered approximately 33,000 Covered Persons, 55,000 Covered Horses and 1,000 veterinarians actively involved in the daily and specialized care of equine athletes.

Other highlights from the report:

Racetracks operating under HISA's rules reported 1.23 racing-related equine fatalities per 1,000 starts in 2023. That rate is down from the rate reported by The Jockey Club in its Equine Injury Database (EID) in 2022 (1.25 per 1,000 starts) and is lower than the national rate reported in The Jockey Club's 2023 EID (1.32 per 1,000 starts).

The Jockey Club's 2023 EID also shows that non-HISA tracks reported a rate of 1.63 racing-related equine fatalities per 1,000 starts.

In 2023, HISA reported 4.40 crop rule violations per 1,000 starts, which is down from 5.09 violations per 1,000 starts in 2022.

To read the complete report, click here.

The Horseracing Integrity & Welfare Unit (HIWU) is expected to release a separate annual report detailing metrics from the Anti-Doping and Medication Control (ADMC) Program soon.

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Weekly Stewards And Commissions Rulings, Oct. 31-Nov. 6

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

The TDN also posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA) related rulings from the same week. These include decisions from around the country.

NEW HISA/HIWU STEWARDS RULINGS
The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity & Welfare Unit's “pending” and “resolved” cases portals.

Resolved ADMC Violations
Date: 10/12/2023
Licensee: Chad Summers, trainer
Penalty: Treated as 1 violation with Rayya Valentine under 9/8/23 HISA Guidance.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Thank you Jon. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 10/11/2023
Licensee: Chad Summers, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Rayya Valentine. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 09/28/2023
Licensee: Ruben Gomez, trainer
Penalty: 7-day period of Ineligibility, beginning on November 2, 2023; a fine of $1,000; imposition of 2 Penalty Points.Admission.
Explainer: For the presence of Acepromazine—Controlled Medications (Class B)—in a sample taken from Blue Cloud. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/29/2023
Licensee: Kevin Fletcher, trainer
Penalty: 7-day period of Ineligibility, beginning on November 4, 2023; a fine of $1,000; imposition of 2 Penalty Points.Admission.
Explainer: For the presence of Caffeine—Controlled Medications (Class B)—in a sample taken from Ruby Layne. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/28/2023
Licensee: Shane Meyers, trainer
Penalty: None. EAD Notice Withdrawn
Explainer: For the presence of Altrenogest—a banned substance—in a sample taken from Mugsy Malone. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 08/22/2023
Licensee: Thomas Kagele, trainer
Penalty: Public disclosure.
Explainer: Rule 3510 Disciplinary Proceedings/Refusal or Failure to Cooperate with HISA/HIWU.

Date: 08/11/2023
Licensee: Cathal Lynch, trainer
Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Admission.
Explainer: For the presence of Flunixin—Controlled Medications (Class C)—in a sample taken from Saloon, who finished second at Laurel Park on 8/11/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 07/03/2023
Licensee: William Martin, trainer
Penalty: 30-day period of Ineligibility, beginning on November 7, 2023; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $2,500; imposition of 3 Penalty Points. Final decision of IAP.
Explainer: For the potential breach of Rule 4221—Alkalinization or Use of an Alkalinizing Agent (TCO2)—on Wild Irish, who won at Presque Isle Downs on 7/3/2023. This is also a possible violation of Rule 3313—Use of a Controlled Method During the Race Period.

Pending ADMC Violations
Date: 10/08/2023
Licensee: Francisco Soria, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Dantrolene—Controlled Medications (Class C)—in a sample taken from Profit Hunter. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/07/2023
Licensee: Nancy Summers, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Furosemide—Controlled Medications (Class C)—in a sample taken from Sweet Money, who finished second at Albuquerque Downs on 10/7/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/06/2023
Licensee: Jeffrey Dale Hudson, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Flunixin—Controlled Medications (Class C)—in a sample taken from Yumiko's Candy. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/02/2023
Licensee: Reid France, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Phenylbutazone—Controlled Medications (Class C)—in a sample taken from One Little Indian, who finished fourth at Golden Gate Fields on 10/2/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/22/2023
Licensee: Tanner Tracy, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Cannabidiol—Controlled Medications (Class B)—in a sample taken from Carry On, who finished second at Prairie Meadows on 9/22/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/20/2023
Licensee: Adolfo Macias, trainer
Penalty: Provisionally suspended
Alleged violation: Medication violation
Explainer: For the possible possession of Levothyroxine (Thyro-L). This is a possible violation of Rule 3214(a)—Possession of Banned Substances

The following cases have been returned to the “pending violation” list having previously been resolved.
Date: 06/20/2023
Licensee: Joseph Taylor, trainer
Penalty: Provisionally suspended
Alleged Violation: Medication violation
Explainer: For the presence of Methylphenidate and Clenbuterol—both banned substances—in a sample taken from Classy American, who finished second at Parx Racing on 6/20/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 06/18/2023
Licensee: Joseph Taylor, trainer
Penalty: Provisionally suspended
Alleged Violation: Medication violation
Explainer: For the presence of Methylphenidate and Clenbuterol—both banned substances—in a sample taken from Cajun Cousin, who finished second at Parx Racing on 6/18/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Violations of Crop Rule
One important note: HISA's whip use limit is restricted to six strikes during a race.

Delaware Park
Andres Chavez – violation date Nov 1; $250 fine

Horseshoe Indianapolis
Samuel Bermudez – violation date Nov 1; $250 fine, one-day suspension
Rogelio Miranda – violation date Nov 1; $100 fine

Mahoning Valley Race Course
Hector Berrios – violation date Oct 31; $750 fine, $7,800 purse forfeited, ten-day suspension, on appeal and stay denied

Santa Anita
Ryan Moore – violation date Nov 4; $20,800 fine, one-day suspension, on appeal and stay granted
More on the story here.

OTHER KEY RULINGS
Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.
California
Track: Santa Anita
Date: 11/05/2023
Licensee: Irad Ortiz, jockey
Penalty: Three-day suspension
Violation: Careless riding
Explainer: Jockey Irad Ortiz, who rode Goodnight Olive in the fifth race at Santa Anita Park on November 4, 2023, is suspended for 3 racing days (November 12, 17 and 18, 2023) for failure to maintain a straight course in the stretch and causing interference; violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).
More on the story here.

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Weekly Stewards and Commissions Rulings, July 11-17

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

The TDN will also post a roundup of the relevant Horseracing Integrity and Safety Act (HISA) related rulings from the same week. These will include decisions from around the country.

New York
Track: Saratoga
Date: 07/12/2023
Licensee: Tyler Gaffalione, jockey
Penalty: Three-day suspension
Violation: Careless riding
Explainer: Mr. Tyler Gaffalione is hereby suspended three NYRA racing days for careless riding during the running of the 2nd race on July 14th 2023 at Saratoga Racecourse. Having appealed a stay has been granted.
Gaffalione is appealing this ruling.

NEW HISA/HIWU STEWARDS RULINGS
The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity & Welfare Unit's “pending” and “resolved” cases portals.

This does not include the voided claim rulings which were sent to the TDN directly. Some of these rulings are from prior weeks as they were not reported contemporaneously.

One important note: HISA's whip use limit is restricted to six strikes during a race.

Violations of Crop Rule
Colonial Downs
Jose Lucio Riquelme – violation date July 13; $250 fine and one-day suspension, 1-3 excess strikes

Delaware Park
Richard Mitchell – violation date July 12; $500 fine and three-day suspension, 10 strikes
William Humphrey – violation date July 13; $250 fine and one-day suspension, 7 strikes
Jhonatan Freddy Mendoza – violation date July 13; $250 fine and one-day suspension, 7 strikes

Horseshoe Indianapolis
Eduardo Perez – violation date July 11; $250 fine and one-day suspension, 7 strikes

Presque Isle Downs
Martina Rojas – violation date July 11; $250 fine and one-day suspension, 7 strikes

Pending ADMC Violations
Date: 06/25/2023
Licensee: Lorenzo Ruiz, trainer
Penalty: Provisionally suspended
Alleged Violation: Medication violation
Explainer: For the presence of Diisopropylamine—a banned substance—in a sample taken from American Cat, who won at Los Alamitos on 6/25/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 06/23/2023
Licensee: Lorenzo Ruiz, trainer
Penalty: Provisionally suspended
Alleged Violation: Medication violation
Explainer: For the presence of Diisopropylamine—a banned substance—in a sample taken from Facts Matter, who won at Los Alamitos on 6/23/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 06/20/2023
Licensee: Joseph Taylor, trainer
Penalty: Provisionally suspended
Alleged Violation: Medication violation
Explainer: For the presence of Methylphenidate and Clenbuterol—both banned substances—in a sample taken from Classy American, who finished second at Parx Racing on 6/20/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 06/18/2023
Licensee: Joseph Taylor, trainer
Penalty: Provisionally suspended
Alleged Violation: Medication violation
Explainer: For the presence of Methylphenidate and Clenbuterol—both banned substances—in a sample taken from Cajun Cousin, who finished second at Parx Racing on 6/18/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 06/13/2023
Licensee: Juan Quintana, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Phenylbutazone—Controlled Medication (Class C)—in a sample taken from La Castiglione on 6/13/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance.

Date: 06/13/2023
Licensee: Arcadio Lopez, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Flunixin—Controlled Medication (Class C)—in a sample taken from Mo Crazy Blues who won at Finger Lakes on 6/13/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance.

Date: 06/11/2023
Licensee: Guadalupe Munoz Elizondo, trainer
Penalty: Provisionally suspended
Alleged Violation: Medication violation
Explainer: For the presence of Metformin—a banned substance—in a sample taken from Quinton's Charmer on 6/11/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 06/10/2023
Licensee: Javier Hernandez, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Salicylic Acid—Controlled Medication (Class C)—in a sample taken from Chief Mystique who won at Belterra Park on 6/10/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance.

Date: 06/10/2023
Licensee: Javier Hernandez, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Salicylic Acid—Controlled Medication (Class C)—in a sample taken from Fast Fall who won at Belterra Park on 6/10/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance.

Date: 06/8/2023
Licensee: Climaco Galindo-Torres, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Salicylic Acid—Controlled Medication (Class C)—in a sample taken from Delaney's Grace who finished eighth at Belterra Park on 6/8/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance.

Resolved ADMC Violations
Date: 06/14/2023
Licensee: Richard Shaffer, trainer
Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points.
Alleged Violation: For the presence of Methocarbamol—Controlled Medication (Class C)— in a sample taken from Devious Mo, who won at Finger Lakes on 6/14/23. This is a possible violation of Rule 3312—Presence of Controlled

Date: 06/13/2023
Licensee: Jeffrey Englehart, trainer
Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points.
Alleged Violation: For the presence of Methocarbamol—Controlled Medication (Class C)— in a sample taken from Bold Victory, who finished third at Finger Lakes on 6/13/23. This is a possible violation of Rule 3312—Presence of Controlled.

Date: 06/5/2023
Licensee: Scott Lake, trainer
Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points.
Alleged Violation:  For the presence of Phenylbutazone—Controlled Medication (Class C)— in a sample taken from Louella Street, who won at Parx Racing on 6/5/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance.

Date: 06/2/2023
Licensee: Arnoud Dobber, trainer
Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points.
Alleged Violation: For the presence of Phenylbutazone—Controlled Medication (Class C)—in a sample taken from Fast Fixer, who finished first in Race 8 at Gulfstream Park on 6/2/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance.

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Hospital & Veterinary Management System Launches HISA Integration

Hospital & Veterinary Management System (HVMS) has announced the launch of a software integration with the Horseracing Integrity and Safety Authority (HISA). HISA oversees national, uniform integrity and safety rules for Thoroughbred racing in the United States. In an effort to facilitate ease of reporting, HVMS has worked with HISA to create a software integration that will enhance workflow, reduce duplicate entry of records, and align data to make information flow easier and quicker.

“The integration saves a significant amount of time in the HISA reporting requirements over doing reporting separately in the HISA portal,” said Dr. Scott Hay, DVM, President, Managing Shareholder at TFB Equine. “The biggest gain has been increased efficiencies over working in two different systems. The system is comprehensive and quite easy to use.”

Benefits of the integration include:
· When billing for HISA linked patients, HVMS will prompt for the required HISA information.
· The medical records captured while billing in HVMS can be submitted to HISA through your HVMS software.
· All HISA items billed can then be reviewed and submitted to HISA directly from HVMS.
· HVMS also displays the history of all HISA items submitted and reports their sent status so you can verify each item was received by HISA.
· You will save time every day while using this integration as it omits the need for two points of entry.

“Our goal in working with HISA is to automate the flow of medical records between the veterinarian and HISA to eliminate dual entry of records which saves time and input errors,” said Scott Pickard, President & CEO of Business Infusions. “This outcome has been achieved and we are adding new practices to the integration on a weekly basis.”

“HISA is committed to doing everything we can to make compliance with our safety and integrity rules simple and straightforward for horsemen and veterinarians,” said HISA CEO Lisa Lazarus. “We are therefore delighted that HVMS has integrated with HISA to deliver these efficiencies to their customers who have HISA reporting obligations.”

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