Justify, Hoppertunity Disqualification Hearings Should Be Held, California Judge Rules

The connections of 2018 Triple Crown winner Justify and Grade 1 winner Hoppertunity on Thursday were thwarted in their attempt to stave off an Oct. 29 hearing before California Horse Racing Board stewards concerning possible disqualification from April 2018 victories by the two horses at Santa Anita Park because of failed drug tests.

Both horses tested positive for the banned substance scopolamine: Justify, after his win in the Grade 1 Santa Anita Derby; and Hoppertunity in the Grade 3 Tokyo City Cup.

Los Angeles Superior Court Judge James C. Chalfant denied an application for a temporary restraining order requested by attorneys for WinStar Farm, China Horse Club, Head of Plains Partners, and Starlight Racing, the owners of Justify, and Michael Pegram, Karl Watson and Paul Weitman, the owners of Hoppertunity. Trainer Bob Baffert and jockeys Mike Smith and Flavien Prat were also named as petitioners in the case.

Earlier this year, the CHRB settled a lawsuit filed by Mick Ruis, owner of Santa Anita Derby runner-up Bolt d'Oro, conditional on the stewards conducting a hearing into Justify's positive drug test. The case was not pursued in 2018 after CHRB members voted unanimously in closed-door executive session – upon the recommendation of equine medical director Dr. Rick Arthur and then-CHRB executive director Rick Baedekr – not to file complaints. Arthur and Baedeker had investigated the cases and concluded the positive tests were a result of hay contaminated with jimson weed.

Ruis filed suit after learning of the CHRB's actions from a 2019 report in the New York Times.

Attorneys for the connections of the two horses argued  that the CHRB was violating government code by reopening a case more than two years after the fact. Attorneys for the state said the petitioners were premature in seeking judicial review because the cases had not yet gone through the administrative process (i.e., a stewards hearing).

“At this hearing, the parties will have the opportunity to present evidence and make argument,” the state said in its opposition to the restraining order. “After the hearing, the Board of Stewards will render a decision. The decision by the Board of Stewards could be in favor of Petitioners or could be against Petitioners. If Petitioners take issue with the decision by the Board of Stewards following the Oct. 29, 2020, hearing, they can file a petition for writ of mandate. … Instead of following the procedures set forth by California law, Petitioners want this court to prematurely intervene and short-circuit the administrative processes of the CHRB.”

Darrell Vienna, an attorney for Ruis, issued a statement after the ruling that stated: “We are pleased that Judge Chalfant saw through this flimsy attempt to delay or avoid a long overdue and proper treatment of the positive tests involving these two horses.”

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Justify, Hoppertunity Connections Seek Court Block of CHRB Scopolamine Re-Hearings

Trainer Bob Baffert, plus the owners and two jockeys who rode the undefeated 2018 Triple Crown winner Justify and the MGISW Hoppertunity, filed a legal petition against the California Horse Racing Board (CHRB) Oct. 13, alleging that the CHRB’s recent decision to reopen hearings on two scopolamine positives from those horses in 2018 amounts to “arbitrary, capricious, and unlawful conduct” that purportedly targets Baffert and his clients unfairly while supposedly damaging the horses’ reputations as stallions.

The petition, filed Tuesday in Los Angeles County Superior Court, seeks a judgment, injunction, and “peremptory writ of mandate commanding Respondent CHRB to dismiss the Complaints filed against Petitioners and cancel all hearings on the matter.”

The petitioners–Baffert, WinStar Farm LLC, China Horse Club, Head of Plains Partners LLC, Starlight Racing, Michael Pegram, Karl Watson, Paul Weitman, Mike Smith, and Flavien Prat–are also going after the CHRB for unspecified monetary damages, attorney fees, and court costs, plus “other, different, or further relief as the Court may deem just and proper,” according to the 26-page court filing.

“This action challenges the CHRB’s groundless decision to reopen a closed matter and conduct a retroactive hearing with an apparently foregone conclusion to disqualify and redistribute winnings from horse races that occurred two and a half years ago. When those races [the [GI] Santa Anita Derby and [GIII] Tokyo City Cup] were run in April 2018 and two horses (Justify and Hoppertunity, respectively) were declared the winners, the CHRB decided the very issue it is seeking to revisit now,” the court documents state.

“The CHRB has no legal or factual basis for reopening its prior final decision,” the filing continues. “As the CHRB knew when it decided this issue in 2018, both Justify and Hoppertunity tested positive for scopolamine just after their respective races in April 2018. But after a thorough investigation and deliberation, consistent with the well-established equine science and its very own governing statute and rules, the CHRB correctly decided that the positive results were due to naturally occurring contamination in the horses’ feed and therefore dismissed the matter. Now, after almost two and a half years, the CHRB has issued complaints and announced it intends to hold a hearing [Oct. 29] to consider retroactively disqualifying these two horses.”

The filing contends that “The CHRB’s attempted proceedings, however, ignore a critical element: the CHRB could not have disqualified either horse in 2018 and cannot do so now because scopolamine is a classified substance that, by law, does not permit disqualification. Further, the CHRB has no authority, or basis, to reopen this closed matter. Rather, the CHRB has admitted it has issued its complaints and is holding a hearing simply to dispose of a civil action brought against it by a race runner-up, and solely as a way to avoid further litigation and expense in that lawsuit.”

According to the Oct. 13 filing, “All racing jurisdictions have rules that govern the sport and the presence of medications and substances in post-race blood and urine tests. California is no different, and the April 2018 tests were taken pursuant to those rules. Specifically, California’s classification system delineates five classes of substances [and] four categories of penalties. [The more egregious and harmful] Class 1-3 substances correspond with penalty categories A and B, while Class 4-5 substances are associated with penalty categories C and D.”

“At the time of the 2018 Santa Anita Derby, just as it is today, the CHRB’s rules designated scopolamine as a Class 4, penalty C substance. Significantly, disqualification is not an authorized penalty for Class 4, penalty C substances. Plainly stated, disqualification premised on the presence of scopolamine was not a permissible option for the CHRB in April 2018 under its own rules [nor is it an option today].”

The filing continues: “There have been numerous incidents of jimson weed contaminating bales of hay, leading to what are called ‘clusters’ of horses testing positive for scopolamine when they unknowingly ingest contaminated feed. Fortunately, there is a proven scientific method for determining whether the presence of scopolamine in a horse is due to intentional administration or is the result of innocent contamination from hay. If the horse has ingested jimsonweed, blood tests of that horse will reveal the presence of atropine. On the other hand, if scopolamine has been intentionally administered, atropine will not be present.”

“Racing commissions routinely use the presence or absence of atropine in the blood as a determinative factor in deciding whether to pursue complaints against an owner or trainer.. Equally important, the amounts of scopolamine found in the blood of Justify and Hoppertunity..were small enough that they would have no pharmacological effect in a horse.”

The filing states that, “There were five other horses who tested positive for scopolamine during this time period. All seven horses were investigated by Dr. Rick Arthur, the CHRB’s Equine Medical Director, and Rick Baedeker, the CHRB’s Executive Director. Arthur and Baedeker determined that the cluster of scopolamine positives at Santa Anita in 2018 was the result of contaminated hay. They found jimson weed in hay that had been delivered to Santa Anita and the blood and urine samples of all the horses revealed the presence of atropine. The investigation and science were conclusive: this was a case of environmental contamination that had no effect whatsoever on all seven horses tested that day, nor the outcome of their respective races. Thus, Arthur and Baedeker jointly recommended to the Board of the CHRB that all seven cases be dismissed.”

“Arthur and Baedeker’s recommendation was presented to the Board of the CHRB, which voted unanimously to dismiss all seven cases. That decision was not only proper, it was the only one the CHRB could make under its own rules..In sum, the cases for the seven horses testing positive for scopolamine in April 2018..were all thoroughly and properly investigated and were

all dismissed. The science was not only overwhelming, it ‘mandated’ such a result.”

The filing further contends that a January 2020 lawsuit initiated against the CHRB by Mick Ruis, who owned and trained the 2018 Santa Anita Derby runner-up, Bolt d’Oro, is “the only reason the CHRB has decided to reopen the formally closed decisions with respect to Justify,” because the CHRB “agreed to do so as part of a private settlement.”

In his suit, Ruis alleged that the CHRB’s August 2018 vote to dismiss the case against Justify led Ruis to suffer “the loss of purse caused by the CHRB’s failing to disqualify Justify and re-distribute the purse for the positive test result.”

The Oct. 13 filing states that, “the CHRB is only attempting to reopen its 2018 decision regarding Hoppertunity because that horse too was trained by Bob Baffert” and that, “the CHRB agreed to file the [Aug. 25, 2020] complaints against Justify and Hoppertunity solely to avoid further litigation costs associated with its legal defense in the Ruis lawsuit and to placate the race runner-up.”

The Baffert, et al, filing states that as a result of the CHRB’s unlawful conduct, the petitioners have, “suffered harm, including damage caused to Justify’s and Hoppertunity’s reputations, as award-winning Thoroughbred horses.”

But the Oct. 13 court documents do not provide specific details about the exact nature of this alleged harm.

“Unless [the CHRB] is restrained and enjoined from reopening these actions that were previously and rightfully dismissed, Petitioners’ rights will continue to be violated, as they have no plain, speedy, or adequate remedy at law; injunctive relief is the only legal means available to protect their legal rights,” the filing concludes.

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Nashville Under Consideration for Breeders’ Cup Sprint

WinStar Farm and China Horse Club’s TDN Rising Star‘ Nashville (Speightstown), who took his record to two-for-two with a towering allowance success at Keeneland Oct. 10, could make his next start in the Nov. 7 GI Breeders’ Cup Sprint over the same track and distance, WinStar General Manager David Hanley said Monday.

“It’s a bit too early for a final decision, but I would say the nothing has been ruled out at this point,” Hanley said. “I haven’t discussed it with [WinStar President/CEO and Racing Manager] Elliott [Walden] or [trainer] Steve [Asmussen] and they will be the ones to decide.”

A $460,000 Keeneland September purchase in 2018, Nashville was sent off as the prohibitive odds-on favorite in a sloppy Saratoga maiden Sept. 2 and romped home by 11 1/2 lengths, covering 6 1/2 furlongs in a spectacular 1:14.48 (video). The 1-2 chalk in a non-two-lifetime allowance in Lexington over the past weekend, Nashville led past every pole en route to a 9 3/4-length score (video). Hanley said Nashville has emerged unscathed from the effort.

“He seems to have come out of the race just fine, none the worse for wear,” he said. “He ran such a big race first time out at Saratoga, but you weren’t sure that he just didn’t run so big because of the slop. I wouldn’t say we expected to see the kind of performance he put up the other day, but you sure hope he could reproduce the debut and it was nice to see him do it on a fast track.”

Hanley explained that Nashville had his fair share of issues growing up.

“He had a few little setbacks and we just decided to give him some time,” he said. “There was nothing major that was wrong with him, he had some bone bruising and he tended to be a little headstrong, so we gave him the time and it looks like it’s paying off.”

Hanley indicated that if they decide against a run in the Sprint, Nashville could make an appearance in one of the undercard stakes on Breeders’ Cup weekend as a steppingstone to the GI Malibu S. at Santa Anita in late December. Nashville is cataloged as a racing or stallion prospect for the Keeneland November Sale, but Hanley said it is unlikely he’ll go through the ring.

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Recent Grade 1 Winner Valiance To Sell At Fasig-Tipton November Sale

Valiance, winner of the Grade 1 Juddmonte Spinster Stakes this past weekend, will be offered at this year's Fasig-Tipton November Sale on Sunday, Nov. 8, at the company's Newtown Paddocks in Lexington, Ky.

Bluewater Sales will consign the four-year-old old filly on behalf of owners Eclipse Thoroughbred Partners, Martin S. Schwartz, and CHC Inc.

Valiance, trained by Todd Pletcher, has won six of her eight career starts to date and earned $469,575. She has won her last three starts since this summer, including the Eatontown Stakes on Aug. 29, followed by the Juddmonte Spinster Stakes on Oct. 4. In the Spinster, she defeated a top-class field that included Grade 1 winner Ollie's Candy, and recent Kentucky Oaks victress Shedaresthedevil.

Valiance's next anticipated start is the Longines Breeders' Cup Distaff on Nov. 7 in Lexington.

“Eclipse has been fortunate to sell several seven-figure mares, including a $3 million sales-topper, at Fasig-Tipton's Night of the Stars and it's only fitting for Valiance to be one of the next in line,” said Aron Wellman, President and Founder of Eclipse Thoroughbred Partners. “Our partnership, including Marty Schwartz and her breeder, China Horse Club, acquired Valiance at the Saratoga Selected Yearlings Sale and she's been a joy to be associated with, taking us to the top of the mountain. Valiance is regally-bred, a gorgeous physical, and she's a top shelf performer on dirt and turf. We are hoping for another positive result in the Breeders' Cup Distaff and to then showcase her at the historic Newtown Paddocks.”

A daughter of leading sire Tapit, Valiance was purchased for $650,000 at the 2017 Fasig-Tipton Saratoga Selected Yearlings Sale.  Her dam Last Full Measure, by Empire Maker, captured the Grade 1 Madison Stakes on her way to career earnings of $293,245. Valiance's second dam, Lazy Slusan, was a multiple Grade 1 winning distaffer and millionaire.

“It is always exciting to offer fillies in top current form,” said Fasig-Tipton President Boyd Browning. “A daughter of Tapit with a fantastic pedigree will be highly desirable to the sport's leading buyers and owners.”

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