NYRA Slams Baffert’s ‘Premature’ Claim for ‘Disproportionately High’ Legal Fees

The New York Racing Association (NYRA) fired back in court Monday against Bob Baffert's attempt to collect $162,086 in legal fees and expenses from NYRA that have resulted from the Hall of Fame trainer's lawsuit against NYRA.

Calling his request “premature” while claiming that the $450 to $975 hourly fees charged by his lawyers are “disproportionately high,” NYRA also alleged that Baffert is attempting to twist a legal provision “intended to incentivize attorneys to represent individual civil rights plaintiffs that might otherwise be unrepresented” to his own financial benefit when it purportedly shouldn't apply.

“Plaintiff, the most prominent trainer in Thoroughbred racing, can afford to pay his lawyers and would have brought this action regardless of whether he could obtain an award of attorneys' fees,” NYRA wrote in the Sept. 27 filing in United States District Court (Eastern District of New York).

“An award of attorneys' fees would be particularly unjust, given the vital interests NYRA seeks to promote, and NYRA's status as a not-for-profit corporation,” the filing continued.

Back on Aug. 25, Baffert had asked the court to order NYRA to pay him the money based on Baffert's claim that he is the “prevailing party” in the case even though the trainer has only obtained a preliminary injunction to race at Belmont Park, Saratoga Race Course and Aqueduct Racetrack.

The overall lawsuit stems from NYRA's banishment of the seven-time GI Kentucky Derby-winning trainer back on May 17, which came 16 days after the Baffert-trained Medina Spirit (Protonico) tested positive for betamethasone while winning the Derby.

That case has still not resulted in any Kentucky ruling against Baffert. But in the 12 months prior to Medina Spirit's positive, four other Baffert trainees also tested positive for medication overages, two of them in Grade I stakes.

Baffert responded to NYRA's ruling-off by filing a June 14 civil complaint alleging that the NYRA ban violated his constitutional right to due process.

On July 14, the eve of the Saratoga season, the court granted Baffert a preliminary injunction that allowed him to race at New York's premier tracks until the lawsuit was adjudicated in full.

Six weeks later, Baffert petitioned the court to get NYRA to pay for the legal costs he had incurred to that point.

Baffert's attorneys wrote in that Aug. 25 filing that “Under any view of the case, Baffert has fully prevailed on all of his due process claims asserted under Section 1983…. Baffert has essentially achieved his main objective in this litigation [and] the Court's preliminary injunction is to Baffert the functional equivalent of a final judgment on the merits with respect to his claims and relief sought.”

Baffert had attached to his legal filing detailed invoices to substantiate his requests for payment. Those documents revealed the hourly amounts that Baffert's three main attorneys have charged him.

The Kentucky-based W. Craig Robertson, the lead counsel in the case, wrote in a declaration that he charged Baffert $475 hourly for his work.

The New York-based Charles Michael wrote in a separate declaration that “my $975 hourly rate is within the reasonable rate customarily charged by attorneys with comparable experience.”

The Oklahoma-based Clark Brewster wrote that he billed $450 hourly, noting that “the rate charged to Baffert is reasonable with respect to equine matters and the rates fall within the standard range for commercial and equine litigators.”

But NYRA's Sept. 27 filing took umbrage with those rates and how they were calculated.

“Plaintiff's requested fees and costs associated with the work of lawyers' and paralegals' fees from law firms in three separate states is, under the particular circumstances of this case, disproportionately high and in excess of what courts in this District have deemed reasonable,” NYRA stated. “Accordingly, even if a fee award is granted, which it should not be, this Court should exercise its discretion to substantially reduce any award.”

The NYRA filing continued: “A close review of the billing records attached to the declarations in support of Plaintiff's motion reveals multiple instances in which more than one attorney bills for a task, or series of tasks, that reasonably could have been handled by a single attorney, or tasks that a more junior lawyer or paralegal should perform.”

Beyond the issues with invoicing, NYRA argued that it's not appropriate to award any costs right now because the overall case is ongoing.

“As a threshold matter, Plaintiff's motion is premature because, while this Court granted preliminary relief in the July 14 Order, there has been no final determination of this matter,” the filing stated. “Numerous courts have rejected requests for attorneys' fees predicated on preliminary injunction orders at this early stage.”

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Grade I Winner Valiance Retired, to Sell at Fasig-Tipton November

Grade I winner Valiance (Tapit–Last Full Measure, by Empire Maker) has been retired from racing and will be offered at Fasig-Tipton's upcoming November Sale Nov. 9 in Lexington, Kentucky. Bluewater Sales will consign the 5-year-old mare for owners Eclipse Thoroughbred Partners, Martin S. Schwartz, and CHC Inc.

Valiance captured last year's GI Juddmonte Spinster S. at Keeneland in just her second dirt start and followed up that victory with a game second in the GI Longines Breeders' Cup Distaff to multiple champion Monomoy Girl (Tapizar), finishing ahead of another four Grade I winners.

The gray won her first three career starts on turf, including Monmouth's Open Mind S. as a 3-year-old. Trained throughout her career by Hall of Famer Todd Pletcher, she retires with a record of 9-6-0-1 and career earnings of $809,575.

“Valiance is a top-class race mare and a terrific individual,” commented Pletcher. “She's always been a true professional to train in the morning and was so versatile on the racetrack in the afternoon. She's a good one.”

A $650,000 Fasig-Tipton Saratoga Selected Yearling, Valiance is out of a dam who scored in the GI the Madison S. and her second dam, Lazy Slusan (Slewvescent), is a multiple Grade I-winning distaffer and millionaire.

“Valiance was a stunning yearling with a royal pedigree and she followed through on the racetrack,” said Aron Wellman, President of Eclipse Thoroughbred Partners. “She trained with brilliance, ran with brilliance on turf and dirt at the highest level and provided our partners with huge thrills. She's a rare filly who had impeccable breeding, gorgeous looks, immeasurable talent and that intangible killer instinct to win her races. She is an elite mare who offers the complete package and she is cut out to be an exceptional broodmare.”

Added Fasig-Tipton President Boyd Browning, “Valiance is a rare commodity–she's a Grade I winner, her dam is a Grade I winner, and her granddam is a Grade I winner. In addition, she's by Tapit and a beautiful individual. Her potential as a broodmare is unlimited.”

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Fasig-Tipton California Sale Tuesday

Bidding returns to the Fairplex Sales Pavilion in Pomona Tuesday for the one-session Fasig-Tipton California Fall Yearlings and Horses of All Ages Sale. The action begins at noon, with 251 catalogued yearlings, and–for the first time–21 weanlings and broodmare/broodmare prospects in a section of horses of all ages.

“The catalogue is very strong,” said Fasig-Tipton's California representative Mike Machowsky. “There are some good-pedigreed horses and some good stallions on top of that, with Kentucky-sired Cal-breds, as well as our local sires.”

Shoppers were out in force on the sales grounds Monday, according to consignor Adrian Gonzalez of Checkmate Thoroughbreds.

“We have been very busy, more than usual I would say, so we are very optimistic that hopefully some of the Keeneland momentum from last week will carry into this week,” Gonzalez said. “There were probably a lot of California connections who didn't get the horses they wanted to get at Keeneland and so now they are kind of forced to shop here if they still need something. I am hoping that's the case.”

The California sale comes just on the heels of Keeneland's marathon yearling sale and has made for long hours between Kentucky and back.

“My crew were literally taking horses to the ring at Keeneland on that last session [Friday] and got on an airplane and got here because we were shipping in horses the next day,” Gonzalez said of the turnaround time between sales. “They have not had a single day off.”

The timing of the auctions may also impact potential buyers.

“So far, it's been mostly trainers,” Gonzalez said of the make-up of shoppers on the grounds. “Very few pinhookers. I think part of the timing of this sale didn't really help us with the Florida guys. I know they were probably super busy at Keeneland and probably just got home to check on whatever they bought. And it's probably hard for them to get back on a plane and leave again. I know there are a few agents here who will probably represent some of the Florida pinhookers. Unfortunately, Eddie Woods and Becky Thomas and those people aren't here and they do usually attend our California sales.”

Checkmate Thoroughbreds will offer nine horses in the horses of all ages sale and Gonzalez said it was a welcome addition to the yearling auction.

“I am hopeful that we can sort of start a new trend here,” Gonzalez said. “It seems like in California all we really have is a mixed sale in January that has sort of turned into a place to sell your lesser quality stock that you don't want to carry on another year with. We don't really have another avenue to sell anything we are really excited about it. Fasig was game and gave us this opportunity to put some stuff that we did like into the sale and get a crack at it and just see if there is a market. I believe there is. It seems like right now one of my weanlings is probably my most popular horse in the barn, even more popular than a lot of my yearlings. I hope that translates into bidding activity, but certainly, in terms of looks, we are getting a lot of traffic on the weanlings.”

Fasig-Tipton had its first sale in California in 2019 and has struggled to gain traction in the market due to circumstances well beyond its control. Before its first 2-year-olds in training sale, it came up against safety concerns at Santa Anita and then last year it was forced to juggle its schedule in the face of the global pandemic.

Gonzalez thinks the strength of the catalogue for Tuesday's auction might help the company gain momentum going into next year's 2-year-old sale.

“I think that the catalogue is quite deep, probably deeper than any yearling catalogue I can remember for a long, long time,” Gonzalez said. “The breeders are showing up with their good stock and are offering them up for sale. For a number of years, the purses were high enough and the sales were low enough, that if anybody had something good, they didn't really want to sell it. I think now, if you bring a good one to the sale, you can get good value for it. I think that has turned into a stronger catalogue and any time there is a stronger catalogue, it forces the buyers to come out and see what's here. Hopefully this will turn the tide for Fasig out here and we can have a strong sale.”

Local connections will have plenty of incentive to buy Tuesday, according to Machowsky.

“I trained for 30 years out here, so I know how important it is to have Cal-breds in your barn to win races and create a good racing stable for yourself,” Machowsky said. “And if you want to have a nice Cal-bred, the yearling sales are where you need to buy. If you race in California and you want to race Cal-breds, you need to be here and shopping. A lot of the better Cal-breds that are going to be running next year are here on the grounds.”

Last year's California Fall Yearlings sale, held at Los Alamitos Race Course due to the pandemic, was topped by a $200,000 son of Stay Thirsty, one of three offerings to reach six figures. In all, 166 yearlings sold for $3,735,700 for an average of $22,504 and a median of $10,000.

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