Tag: Weekly Stewards and Commissions Rulings

Weekly Stewards And Commissions Rulings, Nov. 28-Dec. 4

Every week, the TDN posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA) related rulings from around the country.

Among the key rulings from the last seven days, the prohibition of intra-articular injections within seven days of a timed or reported workout once again stands out as a thorn in the side of trainers.

Three such cases have been resolved in the past week, resulting in $3,000 fines meted out in each case.

The Horseracing Integrity and Welfare Unit (HIWU) also handed down a seven-day suspension and $1,000 fine to trainer Norman Follett, for a post-race Lidocaine positive following a September runner at Belmont at the Big A. Lidocaine is a pain reliever used ubiquitously in human medicine.

The details of the ruling are not yet publicly available. But Equibase shows Follett to run a small New York-based stable. This year, he has made only 39 starts and had one winner.

NEW HISA/HIWU STEWARDS RULINGS
The following rulings were reported on HISA's “rulings” portal and through the HIWU's “pending” and “resolved” cases portals.

Resolved ADMC Violations
Date: 11/4/2023
Licensee: Gustavo Amaya, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Sandpiper Memories. This was also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 10/26/2023
Licensee: Wendell McDaniel, trainer
Penalty: A fine of $500; imposition of 1.5 Penalty Points. Final decision by HIWU.
Explainer: For the presence of Phenylbutazone—Controlled Medication (Class C)—in a sample taken from Big Difference. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/25/2023
Licensee: Peter Miller, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Final decision by HIWU.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Thirsty John. This was also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 10/24/2023
Licensee: Jamie Ness, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Final decision by HIWU.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Dust Devil. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 10/14/2023
Licensee: Ronnie Cravens, trainer
Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Final decision by HIWU.
Explainer: For the presence of Phenylbutazone—Controlled Medication (Class C)—in a sample taken from Saturday's Gold, who won at Remington Park Oct. 14, 2023. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/11/2023
Licensee: Darlene Green, trainer
Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a written reprimand (per 9/26/23 HISA Guidance). Final decision by HIWU.
Explainer: For the presence of Omeprazole—Controlled Medication (Class C)—in a sample taken from Highcotton Justice, who finished second at Horseshoe Indianapolis Oct. 11, 2023. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 9/22/2023
Licensee: Norman Follett, trainer
Penalty: 7-day period of Ineligibility, beginning on Dec. 5, 2023; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $1,000; imposition of 2 Penalty Points. Admission.
Explainer: For the presence of Lidocaine—Controlled Medication (Class B)—in a sample taken from Racing Colors, who finished second at Belmont at the Big A Sept. 22, 2023. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Pending ADMC Violations
Date: 11/01/2023
Licensee: Steve Krebs, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Guaifenesin—Controlled Medication (Class C)—in a sample taken from Burn The Evidence, who won at Parx Racing Nov. 1, 2023. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/31/2023
Licensee: Ortis Henry, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Glycopyrrolate—Controlled Medication (Class C)—in a sample taken from Empress Palpatine, who finished second at Finger Lakes Oct. 31, 2023. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/28/2023
Licensee: Tony Lello, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Methocarbamol—Controlled Medication (Class C)—in a sample taken from Reel Em In. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Violations of Crop Rule
One important note: HISA's whip use limit is restricted to six strikes during a race.

Del Mar
Armando Aguilar – violation date Dec. 1; $250 fine, one-day suspension
Tyler Gaffalione – violation date Dec. 2; $277 fine, one-day suspension

Remington Park
Jermaine Valentino Bridgmohan – violation date Nov. 29; $250 fine, one-day suspension

OTHER KEY RULINGS
The TDN also publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

California
Track: Del Mar
Date: 12/03/2023
Licensee: Keron Thomas, owner
Penalty: Suspension
Violation: Failure to comply with financial responsibility agreement
Explainer: Owner Keron Thomas is suspended after failing to comply to the terms agreed to in the hearing for violation of California Horse Racing Board rule #1876 (Financial Responsibility – Sunshine Farms [Boarding cost] $5,170.97). Suspension to commence Dec. 16, 2023.

Track: Del Mar
Date: 12/03/2023
Licensee: Antonio Fresu, jockey
Penalty: One-day suspension
Violation: Competing in one more designated race than permitted
Explainer: Jockey Antonio Fresu is suspended for 1 additional racing day (Dec. 10, 2023) pursuant to California Horse Racing Board rule #1766 (f) (Designated Races – participated in more than one designated race on Dec. 3, 2023).

New York
Track: Aqueduct
Date: 11/30/2023
Licensee: Jose Antonio Gomez, jockey
Penalty: Five-day suspension
Violation: Careless riding
Explainer: Having waived his right to an appeal Jockey Mr. Jose Antonio Gomez is hereby suspended five NYRA racing days. Effective Dec. 7-10, 2023, and Dec. 14, 2023, inclusive. This for careless riding during the running of the 7th race at Aqueduct Racetrack Nov. 25, 2023.

The post Weekly Stewards And Commissions Rulings, Nov. 28-Dec. 4 appeared first on TDN | Thoroughbred Daily News | Horse Racing News, Results and Video | Thoroughbred Breeding and Auctions.

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Weekly Stewards and Commissions Rulings: Nov 7-13

Every week, the TDN posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA) related rulings from around the country.

Among the key rulings from the last seven days, trainer Natalia Lynch has been handed down a combined four-year suspension by an arbitrator, and a combined $55,000 in fines and arbitration costs.

Lynch had faced sanctions for two separate issues. One was for the possession of banned thyroid drug, Levothyroxine. The other was a positive test for another banned substance, Altrenogest—a synthetic progestin used in horses for the purpose of suppressing estrus—from Lynch-trainee, Motion to Strike.

Lynch's attorney told the TDN Monday that the trainer plans to appeal the arbitration result to a Federal Trade Commission administrative law judge.

An interesting wrinkle in the case is how in a series of proposed rule changes now headed out for public comment, HISA is seeking to alter the status of Altrenogest from a substance banned at all times to a controlled substance, permitted for use within certain criteria. Controlled substance positive findings are significantly leaner than those for banned substances.

Also this past week, trainer David Reid has been banned four months and fined $4,125 after his trainee, Maligator, tested positive for the banned substance, Venlafaxine. The case was resolved without a merits hearing.

Reid had previously provided proof to the Horseracing Integrity and Safety Unit (HIWU) that his assistant of over 30 years had been prescribed Venlafaxine for 15 years.

The Horseracing Integrity and Welfare Unit (HIWU) established “by a balance of probability” that Maligator's positive finding was brought about by consuming hay contaminated as a result of the assistant relieving herself in the horse's stall.

NEW HISA/HIWU STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal and through the HIWU's “pending” and “resolved” cases portals.

Resolved ADMC Violations

Date: 10/20/2023

Licensee: Antonio Sano, trainer

Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission.

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Il Miracolo. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 9/08/2023

Licensee: Clarence King, trainer

Penalty: A fine of $500; imposition of 1.5 Penalty Points. Final decision of the internal adjudication panel (IAP).

Explainer: For the presence of Dimethylsulfoxide—Controlled Medications (Class C)—in a sample taken from Indirectly. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/15/2023

Licensee: Jeffrey Crozier, trainer

Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Final decision of the IAP.

Explainer: For the presence of Phenylbutazone—Controlled Medications (Class C)—in a sample taken from Orb of the Boro, who won at Belterra Park on 8/15/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/28/2023

Licensee: Ruben Gomez, trainer

Penalty: 7-day period of Ineligibility, beginning on November 2, 2023; a fine of $1,000; imposition of 2 Penalty Points. Admission.

Explainer: For the presence of Acepromazine—Controlled Medications (Class B)—in a sample taken from Blue Cloud. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/29/2023

Licensee: Kevin Fletcher, trainer

Penalty: 7-day period of Ineligibility, beginning on November 4, 2023; a fine of $1,000; imposition of 2 Penalty Points. Admission.

Explainer: For the presence of Caffeine—Controlled Medications (Class B)—in a sample taken from Ruby Layne. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/03/2023

Licensee: Angel Castillo Sanchez, trainer

Penalty: 18-month period of Ineligibility, beginning on October 12, 2023; At least a 60-day period of Ineligibility for Covered Horse beginning on August 28, 2023 and subject to a Negative Finding in a Re-Entry Test; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $12,500. Admission.

Explainer: For the presence of Metformin—a banned substance—in a sample taken from Pylon who won at Delaware Park on 8/3/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 07/20/2023

Licensee: Natalia Lynch, trainer

Penalty: 24-month period of Ineligibility for Covered Person, beginning on July 20, 2025; a fine of $25,000; payment of $2,500 of arbitration costs. Final decision of arbitral body.

Explainer: For the possible presence or possession of Levothyroxine, a banned substance. This is a possible violation of Rule 3214 (a)—Presence of a Banned Substance or a Banned Method.

Date: 07/20/2023

Licensee: Natalia Lynch, trainer

Penalty: 24-month period of Ineligibility for Covered Person, beginning on July 20, 2025; a fine of $25,000; payment of $2,500 of arbitration costs. Final decision of arbitral body.

Explainer: For the possible presence or possession of Levothyroxine, a banned substance. This is a possible violation of Rule 3214 (a)—Presence of a Banned Substance or a Banned Method.

Read more on Lynch's case here.

Date: 06/25/2023

Licensee: David Reid, trainer

Penalty: 4-month period of Ineligibility, beginning on September 11, 2023; 60-day period of Ineligibility for Covered Horse, beginning on July 20, 2023 (which has already been served); Disqualification of Covered Horse's Race results from 06/25/23 and 07/16/23, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $4,125. Final decision by HIWU.

Explainer: For the presence of Venlafaxine—a banned substance—in a sample taken from Maligator, who won at Hawthorne on 6/25/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 06/24/2023

Licensee: Natalia Lynch, trainer

Penalty: 24-month period of Ineligibility for Covered Person, beginning on July 20, 2023; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $25,000; payment of $2,500 of arbitration. Final decision of arbitral body.

Explainer: For the presence of Altrenogest—a banned substance—in a sample taken from Motion to Strike, who finished fourth at Monmouth Park on 6/24/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Pending ADMC Violations

Date: 10/06/2023

Licensee: Luis Mendez, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Methocarbamol—Controlled Medication (Class C)—in a sample taken from Big Celebration, who finished third at Santa Anita on 10/6/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/06/2023

Licensee: Carlos Martin, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Flunixin and Aminocaproic Acid—both Controlled Medications (Class C)—in a sample taken from Billy Price. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/05/2023

Licensee: Glenroy Brown, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Phenylbutazone and Omeprazole—both Controlled Medications (Class C)—in a sample taken from Moester. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/05/2023

Licensee: Marcus Vitali, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Betamethasone—Controlled Medications (Class B)—in a sample taken from Yankee Dollar, who won at Prairie Meadows on 10/25/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/20/2023

Licensee: Dr. Margaret Smyth, veterinarian

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the possible possession of Sarapin and Levothyroxine (Thyro-L). This is a possible violation of Rule 3214(a)—Possession of Banned Substances.

Date: 09/14/2023

Licensee: Kari Craddock, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Methocarbamol—Controlled Medication (Class C)—in a sample taken from Connors Outlaw, who finished second at Remington Park on 09/14/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/13/2023

Licensee: Melvin Ovando, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Phenylbutazone—Controlled Medication (Class C)—in a sample taken from I Love Maria, who finished second at Delaware Park on 09/13/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/04/2023

Licensee: Gerald Brooks, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Gabapentin—Controlled Medication (Class B)—in a sample taken from Breezy Connection, who finished second at Timonium on 09/04/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Violations of Crop Rule

One important note: HISA's whip use limit is restricted to six strikes during a race.

Del Mar

Abdul Alsagoor – violation date Nov 11; $250 fine, one-day suspension, 7 strikes

Horseshoe Indianapolis

Andres Patricio Ulloa – violation date Nov 7; $250 fine, one-day suspension

McKenna Anderson – violation date Nov 7; $250 fine, one-day suspension

Parx Racing

Tyrone Carter – violation date Nov 7; $250 fine, one-day suspension

Yabriel Omar Ramos – violation date Nov 8; $250 fine, one-day suspension

OTHER KEY RULINGS 

The TDN also publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

California

Track: Del Mar

Date: 11/10/2023

Licensee: Mario Gutierrez, jockey

Penalty: $500 fine

Violation: Use of whip resulted in breaking the skin

Explainer: Jockey Mario Gutierrez, who rode Aloha Kitten in the fourth race at Los Alamitos Race Course on September 15, 2023 is fined $500 for violation of California Horse Racing Board #1688 (Use of Riding Crop-causing a break in the skin)

New York

Track: Aqueduct

Date: 11/08/2023

Licensee: Nancy Vutz, racing official

Penalty: $1,000 fine

Violation:  Lasix administration error

Explainer: Racing official Dr. Nancy Vutz is hereby fined the sum of $1,000 dollars for failing to conduct business in a proper manner necessitating a scratch in the 1st race at Aqueduct Racetrack on October 26th 2023.

 

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Weekly Stewards and Commissions Rulings, Oct 17-23

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

The TDN also posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA) related rulings from the same week. These include decisions from around the country.

NEW HISA/HIWU STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity & Welfare Unit's “pending” and “resolved” cases portals.

Resolved ADMC Violations

Date: 09/26/2023
Licensee: William Cowans, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission of ECM Rule Violation and Acceptance of Consequences.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Dream Keeper. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 09/26/2023
Licensee: William Cowans, trainer
Penalty: Treated as 1 violation with Dream Keeper under 9/8/23 HISA Guidance. Admission of ECM Rule Violation and Acceptance of Consequences
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Secretary of War. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 08/20/2023
Licensee: Randi Persaud, trainer
Penalty: A fine of $500; imposition of 1.5 Penalty Points. Final Decision by HIWU.
Explainer: For the presence of Phenylbutazone—Controlled Medications (Class C)—in a sample taken from Jumpster. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/12/2023
Licensee: Leslye Bouchard, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission of ECM Rule Violation and Acceptance of Consequences.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Tomarie. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 06/24/2023
Licensee: Javier Morzan, trainer
Penalty: None. EAD Charge Withdrawn
Explainer: For the presence of Metformin—a banned substance—in a sample taken from Lady Liv, who finished third at Delaware Park on 6/24/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 06/11/2023
Licensee: Guadalupe Munoz Elizondo, trainer
Penalty: None. EAD Charge Withdrawn
Explainer: For the presence of Metformin—a banned substance—in a sample taken from Quinton's Charmer on 6/11/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Read more on the withdrawn charges against Elizondo and Morzan here.

Pending ADMC Violations

Date: 09/24/2023
Licensee: Manuel Badilla, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Dexamethasone—Controlled Medications (Class C)—in a sample taken from Regal Redwood, who finished third at Golden Gate on 9/24/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/29/2023
Licensee: Kevin Fletcher, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Caffeine—Controlled Medications (Class B)—in a sample taken from Ruby Layne. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/11/2023
Licensee: Cathal Lynch, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Flunixin—Controlled Medications (Class C)—in a sample taken from Saloon, who finished second at Laurel Park on 8/11/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 07/28/2023
Licensee: John Pimental, veterinarian
Penalty: Provisional Suspension
Alleged violation: Possession of banned substances
Explainer: For the possible possession of Levothyroxine (Thyro-L). This is a possible violation of Rule 3214(a)—Possession of Banned Substances

Date: 05/29/2023
Licensee: John Pimental, trainer
Penalty: Provisionally suspended
Alleged Violation: Medication violation
Explainer: For the presence of Methamphetamine—a banned substance—in a sample taken from Golovkin, who finished sixth at Monmouth Park on 5/29/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Read more on Pimental's story here.

Violations of Crop Rule

One important note: HISA's whip use limit is restricted to six strikes during a race.

Golden Gate Fields
Santos Rivera – violation date Oct 22; $250 fine, one-day suspension

Delaware Park
Hugh H Robertson – violation date Oct 18; $3,200 Purse forfeiture but no further records of the ruling
Eduardo Gallardo – violation date Oct 18; $500 fine, 10-day suspension
Augusto Ali Marin – violation date Oct 20; $500 fine, $550 purse forfeiture, three-day suspension
Karla Marie Dejesus – violation date Oct 20; $540 purse forfeiture but no further records of the ruling

Horseshoe Indianapolis
Tyler Jake Heard – violation date Oct 19; $100 fine but no further records of the ruling

Mahoming Valley Race Course
Fernando Salazar Becerra – violation date Oct 21; $250 fine, one-day suspension

Santa Anita Park
Jose Leonardo Verenzuela – violation date Oct 20; $250 fine, one-day suspension
Kent Desormeaux – violation date Oct 20; $250 fine, one-day suspension

OTHER KEY RULINGS

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

California

Track: Santa Anita
Date: 10/21/2023
Licensee: Antonio Fresu, jockey
Penalty: Three-day suspension
Violation: Careless riding
Explainer: Jockey Antonio Fresu, who rode Kitzkaty in the ninth race at Santa Anita Park on October 20, 2023, is suspended for 3 racing days (October 28, 29 and November 2, 2023) for altering course without sufficient clearance in the stretch, causing interference resulting in the disqualification of his mount from second to eighth; a violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).

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Weekly Stewards and Commissions Rulings, Oct. 3-9

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

The TDN also posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA)-related rulings from the same week. These include decisions from around the country.

California

Track: Santa Anita

Date: 09/06/2023

Licensee: Edwin Maldonado, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Jockey Edwin Maldonado, who rode Where's My Ring in the second race at Santa Anita Park on October 1, 2023, is suspended for 3 racing days (October 14, 15 and 20, 2023) for failure to make the proper effort to maintain a straight course in the stretch, causing interference. This constitutes a violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).

Track: Santa Anita

Date: 09/06/2023

Licensee: Abel Cedillo, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Jockey Abel Cedillo, who rode Sea of Cortez (IRE) in the third race at Santa Anita Park on October 1, 2023, is suspended for 3 racing days (October 14, 15 and 20, 2023) for altering course without sufficient clearance in the stretch, causing interference resulting in the disqualification of his mount from third to fourth; a violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).

Track: Santa Anita

Date: 09/09/2023

Licensee: Juan Hernandez, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Jockey Juan Hernandez, who rode Endlessly in the sixth race at Santa Anita Park on October 8, 2023, is suspended for 3 racing days (October 20, 21 and 22, 2023) for altering course without sufficient clearance in the stretch; a violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).

Kentucky

Track: Churchill Downs

Date: 10/01/2023

Licensee: Declan Cannon, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: After a hearing before the Board of Stewards, Declan Cannon, who rode Levy in the second race at Churchill Downs on September 24, 2023 is hereby suspended 3 racing days, October 11 through October 13, 2023 (inclusive) for careless riding in the stretch that resulted in the disqualification of his mount.

Track: Churchill Downs

Date: 10/01/2023

Licensee: Martin Garcia, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: After a hearing before the Board of Stewards, Martin Garcia, Who rode Candy Landy in the third race at Churchill Downs on September 21, 2023 is hereby Suspended 3 racing days, October 14, October 15 and October 18, 2023 for Careless riding near the six and one-half-furlong pole that resulted in the disqualification of his mount.

 

NEW HISA/HIWU STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity & Welfare Unit's “pending” and “resolved” cases portals.

This does not include the voided claim rulings which were sent to the TDN directly. Some of these rulings are from prior weeks as they were not reported contemporaneously.

One important note: HISA's whip use limit is restricted to six strikes during a race.

 

Violations of Crop Rule

Fresno

Brayan Pena – violation date Oct 8; $250 fine but no further records of the ruling

Horseshoe Indianapolis

Ferrin Peterson – violation date Oct 3; $250 fine but no further records of the ruling

German Terraza – violation date Oct 9; $250 fine but no further records of the ruling

Parx Racing

Angel Castillo – violation date Oct 4; $250 fine but no further records of the ruling

Presque Isle Downs

Maicol Inirio – violation date Oct 4; $250 fine but no further records of the ruling

 

Pending ADMC Violations

Date: 09/28/2023

Licensee: Barbara Hippie, veterinarian

Penalty: Provisional Suspension

Alleged violation: Possession of banned substances

Explainer: For the possible possession of Bisphosphonate; Pitcher Plant Extract (Sarapin); Levothyroxine (Thyro-L); Isoxsuprine. This is a possible violation of Rule 3214(a)–Possession of Banned Substances

Date: 09/28/2023

Licensee: Scott Shell, veterinarian

Penalty: Provisional Suspension

Alleged violation: Possession of banned substances

Explainer: For the possible possession of Bisphosphonate; Gamma Aminobutyric Acid (GABA); Isoxsuprine. This is a possible violation of Rule 3214(a)–Possession of Banned Substances

Read more on the two cases above here and here.

Date: 09/16/2023

Licensee: Keith Desormeaux, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Acepromazine—Controlled Medications (Class B)—in a sample taken from Auto Dial. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/10/2023

Licensee: Carlos Mancilla, trainer

Penalty: Pending

Alleged Violation: Medication violation

Explainer: For the presence of Gabapentin—Controlled Medications (Class B)—in a sample taken from Cara in the City, who finished second at Pimlico on 9/10/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/03/2023

Licensee: Debbie Van Horne, trainer

Penalty: Pending

Alleged Violation: Medication violation

Explainer: For the presence of Phenylbutazone—Controlled Medications (Class C)—in a sample taken from You're the Cause, who won at Emerald Downs on 9/3/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/25/2023

Licensee: Daniel Kenney, trainer

Penalty: Provisional Suspension

Alleged violation: Possession of banned substances

Explainer: For the possible possession of Levothyroxine (Thyro-L). This is a possible violation of Rule 3214(a)–Possession of Banned Substances

Date: 08/12/2023

Licensee: Ron Moquett, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Acepromazine—Controlled Medications (Class B)—in a sample taken from Lundberg. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/05/2023

Licensee: Rodolfo Sanchez-Salomon, trainer

Penalty: Pending

Explainer: For the presence of Flunixin—Controlled Medication (Class C)—in a sample taken from Matty Bo, who won at Laurel Park on 8/5/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List Workout).

 

Resolved ADMC Violations

Date: 09/07/2023

Licensee: Ismael Bahena, trainer

Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Admission of ECM Rule Violation and Acceptance of Consequences

Explainer: For the presence of Diclofenac—Controlled Medications (Class C)—in a sample taken from Yammy Yammy Bella, who finished second at Kentucky Downs on 9/7/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/1/2023

Licensee: Jonathan Thomas, trainer

Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission of ECM Rule Violation and Acceptance of Consequences

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Bay Storm. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 08/28/2023

Licensee: David Wayne Baker, trainer

Penalty: A fine of $500; imposition of 1.5 Penalty Points. Admission of ECM Rule Violation and Acceptance of Consequences

Explainer: For the presence of Phenylbutazone—Controlled Medications (Class C)—in a sample taken from Gerlach's. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/25/2023

Licensee: Sammy Stevens, trainer

Penalty: A fine of $500; imposition of 1.5 Penalty Points. Final Decision by HIWU

Explainer: For the presence of Phenylbutazone—Controlled Medications (Class C)—in a sample taken from Pandora Who. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/17/2023

Licensee: John Guciardo, trainer

Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $1,000; imposition of 3 Penalty Points. Final Decision by HIWU.

Explainer: For the presence of Dexamethasone and Trichloromethiazide—Controlled Medications (Class C)—in a sample taken from Cuz, who won at Presque Isle Downs on 8/17/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List Workout).

Date: 07/07/2023

Licensee: Chad Brown, trainer

Penalty: A written reprimand (per 9/26/23 HISA Guidance). Admission of ECM Rule Violation and Acceptance of Consequences

Explainer: For the presence of Omeprazole—Controlled Medication (Class C)—in a sample taken from Forced Ranking. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers.

Date: 06/09/2023

Licensee: Luis Jorge Perez, veterinarian

Penalty: 14-month period of Ineligibility, beginning on June 14, 2023; a fine of $5,000. Final Decision by Arbitral Body

Explainer:  Possession of a Banned Substance, Levothyroxine (Thyro-L). Rule 3214(a): “Other Anti-Doping Rule Violations Involving Banned Substances or Banned Methods. The following acts and omissions constitute Anti-Doping Rule Violations by the Covered Person(s) in question: (a) Possession of a Banned Substance or a Banned Method, unless there is compelling justification for such Possession.”

Date: 06/07/2023

Licensee: Dennis VanMeter, trainer

Penalty: Disqualification of the Covered Horse's race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Admission of ECM Rule Violation and Acceptance of Consequences

Explainer: For the presence of Phenylbutazone—Controlled Medication (Class C)— in a sample taken from Templement, who finished sixth at Thistledown on 6/7/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance.

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