Weekly Stewards and Commissions Rulings | Horse Racing Free Tips

Weekly Stewards and Commissions Rulings, Jan. 23-29

Every week, the TDN posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA) related rulings from around the country.

Among this week's rulings, the seven-day prohibition on intra-articular injections prior to a timed workout continues to trip up stakeholders.

Six new individuals are facing possible sanctions for violations of this rule, to go with the 30 individuals whose cases have already been resolved. A typical first-time violation comes with a $3,000 fine.

One of the trainers in question is Ignacio Correas, whose trainee Didia violated the intra-articular injection rule prior to a timed workout dated Jan. 11 of this year. Didia subsequently won the GII Pegasus World Cup Filly and Mare Turf Invitational S. on Jan. 27.

NEW HISA/HIWU STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity and Welfare Unit's (HIWU) “pending” and “resolved” cases portals.

Resolved ADMC Violations

Date: 11/09/2023

Licensee: George Weaver, trainer

Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Admission.

Explainer: For the presence of Dantrolene—Controlled Medication (Class C)—in a sample taken from Typhoon Fury, who won at Aqueduct on 11/09/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Pending ADMC Violations

Date: 12/26/2023

Licensee: Manuel Badilla, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Dexamethasone—Controlled Medication (Class C)—in a sample taken from Shana Madel, who finished second at Golden Gate on 12/26/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 01/11/2024

Licensee: Ignacio Correas, trainer

Penalty: Pending

Alleged violation: Pre-workout intra-articular injection violation

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Didia. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 12/14/2023

Licensee: Todd Pletcher, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Dexamethasone—Controlled Medication (Class C)—in a sample taken from Give Me Kisses, who finished fifth at Aqueduct on 12/14/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 01/14/2024

Licensee: James Tsirigotis, trainer

Penalty: Pending

Alleged violation: Pre-workout intra-articular injection violation

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Melancholy Blues. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 01/03/2024

Licensee: Anthony Dutrow, trainer

Penalty: Pending

Alleged violation: Pre-workout intra-articular injection violation

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Past Tense. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 11/23/2023

Licensee: Peter Miller, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Phenylbutazone—Controlled Medication (Class C)—in a sample taken from House of Magic, who finished second at Del Mar on 11/23/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 01/05/2024

Licensee: Rohan Crichton, trainer

Penalty: Pending

Alleged violation: Pre-workout intra-articular injection violation

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Oconee Life. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 01/05/2024

Licensee: Jose Delgado, trainer

Penalty: Pending

Alleged violation: Pre-workout intra-articular injection violation

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Justintimeforwine. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 01/14/2024

Licensee: Peter Walder, trainer

Penalty: Pending

Alleged violation: Pre-workout intra-articular injection violation

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Uncle Curly. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

OTHER KEY RULINGS

The TDN also publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

California

Track: Santa Anita

Date: 01/27/2024

Licensee: Geovanni Franco, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Jockey Geovanni Franco, who rode King Apollo in the sixth race at Santa Anita Park on January 26, 2024, is suspended for 3 racing days (February 3, 4 and 9 2024) for failure to make the proper effort to maintain a straight course in the stretch, causing interference; a violation of California Horse Racing Board rule #1699 (Riding Rules-careless riding – first offense in the last sixty (60) days).

Track: Santa Anita

Date: 01/27/2024

Licensee: Mario Gutierrez, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Jockey Mario Gutierrez, who rode Be Punctual in the fourth race at Santa Anita Park on January 26, 2024, is suspended for 3 racing days (February 3, 4 and 9 2024) for crossing over without sufficient clearance going into the first turn, causing interference; a violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).

The post Weekly Stewards and Commissions Rulings, Jan. 23-29 appeared first on TDN | Thoroughbred Daily News | Horse Racing News, Results and Video | Thoroughbred Breeding and Auctions.

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Weekly Stewards and Commissions Rulings, Jan. 16-22

Every week, the TDN posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA) related rulings from around the country.

Among this week's rulings, trainer Daniel Kenney has been banned18 months and fined $12,500 for possession of the thyroid drug, Levothyroxine, which HISA has listed a banned substance. Kenney's ban began on Oct. 5, 2023.

In a brief explainer on the Horseracing Integrity and Welfare Unit's (HIWU) website, HIWU Investigators allegedly found the Levothyroxine—otherwise known as Thyro-L—in one of Kenney's tack rooms at Arapahoe Park in Aurora, Colorado on Aug. 25, 2023.

The case was resolved without a hearing after Kenney admitted to the possession error, according to HIWU.

In a curious chain of developments, possible sanctions have been issued against trainer Joel Gonzales, after the horse Desert Danger returned a Phenylbutazone (bute) overage, from a sample dated Dec. 6, 2023.

Originally, charges were filed against Patricio Venzor, who is listed as Desert Danger's owner on Equibase. The charges were recently withdrawn against Venzor, though there's currently no explainer on the withdrawal of the charges on the HIWU website.

On Jan. 22 this year, HIWU filed new charges for Desert Danger's Phenylbutazone overage against trainer Joel Gonzales. On Equibase, Desert Danger's trainer is listed as trainer Andres Gonzalez.

When asked about these developments, a HIWU spokesperson wrote in an email that Venzor was listed in the HISA portal as the horse's “Responsible Person” at the time of the phenylbutazone positive.

“Following the service of the Charge letter, HIWU was able to get in touch with all the relevant parties in this case and determined that Joel Gonzalez was the appropriate Responsible Person. There was no intention to specifically pursue a violation against Desert Danger's owner, which remains Venzor,” the HIWU spokesperson wrote.

The spokesperson added that “it is the responsibility of the owner and/or trainer connected with a Covered Horse to ensure that the information associated with the horse is up to date in the HISA portal. In this vein, Covered Persons must contact HIWU as soon as possible should they receive a Notice or Charge that they believe was sent in error.”

NEW HISA/HIWU STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity and Welfare Unit's (HIWU) “pending” and “resolved” cases portals.

Resolved ADMC Violations

Date: 12/27/2023

Licensee: John Kimmel, trainer

Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission.

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Im Just Kiddin. This was also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 12/06/2023

Licensee: Gerald Brooks, trainer

Explainer: For the presence of Phenylbutazone—Controlled Medication (Class C)—in a sample taken from Jareth, who won at Turfway Park on 12/06/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/25/2023

Licensee: Daniel Kenney, trainer

Penalty: 18-month period of Ineligibility, beginning on October 5, 2023; a fine of $12,500. Admission.

Explainer: For the possible possession of Levothyroxine (Thyro-L). This was a possible violation of Rule 3214(a)–Possession of Banned Substances.

Pending ADMC Violations

Date: 01/05/2024

Licensee: Carlos Gonzalez, trainer

Penalty: Pending

Alleged violation: Pre-workout intra-articular injection violation

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Suertuda. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 11/09/2023

Licensee: George Weaver, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Dantrolene—Controlled Medication (Class C)—in a sample taken from Typhoon Fury, who won at Aqueduct on 11/09/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 12/24/2023

Licensee: David Geofroy (listed as the horse's owner on Equibase)

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of 5-Hydroxy Dantrolene—Controlled Medication (Class C)—in a sample taken from Typhoon Fury. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 12/09/2023

Licensee: Salvador Naranjo, trainer

Penalty: Pending

Alleged Violation: Medication violation

Explainer: For the potential breach of Rule 4221—Alkalinization or use/administration of an Alkalinizing Agent (TCO2)—on Fever, who finished fifth at Los Alamitos on 12/9/2023. This is also a possible violation of Rule 3313—Use of a Controlled Method During the Race Period.

Date: 12/06/2023

Licensee: Joel Gonzales, trainer (Desert Danger's trainer is listed on Equibase as Andres Gonzalez)

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Phenylbutazone—Controlled Medication (Class C)—in a sample taken from Desert Danger. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Violations of Crop Rule

One important note: HISA's whip use limit is restricted to six strikes during a race.

Santa Anita

Santiago Gonzalez – violation date Jan 20; $250 fine and one-day suspension, 7 strikes

The post Weekly Stewards and Commissions Rulings, Jan. 16-22 appeared first on TDN | Thoroughbred Daily News | Horse Racing News, Results and Video | Thoroughbred Breeding and Auctions.

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Weekly Stewards And Commissions Rulings, Dec. 12-18

Every week, the TDN posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA) related rulings from around the country.

Among the key rulings from the last seven days is the saga surrounding Tankinator, a horse at the centre of two positfives within 17 days.

On Oct. 21, Tankinator finished 6th at Delaware Park. Tankinator was claimed out of Webster Gayle's barn that day before running again on Nov. 7 for Bonnie Lucas at Parx Racing. Tankinator was pulled up and vanned off in that race. It's unclear whether Tankinator was euthanized.

In pending rulings posted on the Horseracing Integrity and Welfare Unit's (HIWU) website, the 5-year-old gelding's post-race sample after his Oct. 21 appearance tested positive for the corticosteroid Dexamethasone, a controlled drug commonly used as an anti-inflammatory.

Tankinator's post-race sample after his Nov. 7 run tested positive for Xylazine, a controlled drug that can be used to sedate or tranquilize horses.

According to a HIWU spokesperson, the notice for the first positive test was sent out after the horse ran again on Nov. 7, as the post-claim owner would not have had the option to void the claim through HISA without being aware of the first positive test. Gayle and the post-claim owner were alerted to the dexamethasone positive at the same time, the spokesperson added.

In a separate case, trainer Michael Lauer was handed down a two and ½ month suspension after his horse, Mowins, had tested positive for the diabetes drug, Metformin, after finishing third at Horseshoe Indianapolis on Aug. 5. He was also fined $2,600. Lauer's suspension began on Oct. 12.

HISA lists Metformin as a banned drug, meaning it comes with a possible two-year suspension.

According to the case resolution posted on HIWU's website, the groom looking after Mowins had a prescription for Metformin, which he took twice daily. The day of the race, the groom, Jorge Ceballos, took the medication during lunch, before preparing Mowins for the race, “which included putting the bridle in Mowins' mouth,” according to the case resolution.

HIWU agreed that “Mr. Lauer was able to establish the source of Metformin by a balance of probability was unintentional contamination by Mr. Ceballos during his pre-race grooming preparations,” according to the case resolution.

Trainers Jeffrey Englehart and A. Ferris Allen were each issued seven-day suspensions and $1,000 fines for Phenylbutazone positives. Phenylbutazone is a Class C controlled medication. For both trainers, the sanctions handed down constituted their second Class C substance violations under HISA.

NEW HISA/HIWU STEWARDS RULINGS
The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity and Welfare Unit's (HIWU) “pending” and “resolved” cases portals.

Resolved ADMC Violations
Date: 11/05/2023
Licensee: Anthony Farrior, trainer
Penalty: No penalty. Equine anti-doping charges withdrawn. B Sample volume insufficient for analysis.
Explainer: For the presence of Metformin-a banned substance-in a sample taken from Geothermal, who raced at Laurel Park on 11/5/23. This was a possible violation of Rule 3212-Presence of a Banned Substance and/or its Metabolites or Markers.
Read more on the story here.

Date: 10/28/2023
Licensee: Tony Lello, trainer
Penalty: A fine of $500; imposition of 1.5 Penalty Points. Admission.
Explainer: For the presence of Methocarbamol-Controlled Medication (Class C)-in a sample taken from Reel Em In. This was a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/25/2023
Licensee: Joe Pizzurro, trainer
Penalty: A fine of $500; imposition of 1.5 Penalty Points. Final decision by HIWU.
Explainer: For the presence of Phenylbutazone-Controlled Medication (Class C)-in a sample taken from Atlantic Firestorm. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/28/2023
Licensee: Terry Eoff, trainer
Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Admission.
Explainer: For the presence of Methocarbomal-Controlled Medications (Class C)-in a sample taken from Kentucky Dawn, who finished second at Remington Park on 9/28/23. This was a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/01/2023
Licensee: A. Ferris Allen, trainer
Penalty: 7-day period of Ineligibility, beginning on December 13, 2023; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $1,000; imposition of 1.5 Penalty Points. Admission.
Explainer: For the presence of Phenylbutazone-Controlled Medication (Class C)-in a sample taken from Aristocratic, who finished second at Colonial Downs at 9/1/23. This was a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/05/2023
Licensee: Michael Lauer, trainer
Penalty: Two and ½ month (i.e., 75-day) period of Ineligibility for Covered Person, beginning on October 12, 2023; 60-day period of Ineligibility for Covered Horse, beginning on August 31, 2023 (already served); Disqualification of Covered Horse's Race results obtained on 08/05/23 and 08/23/23, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $2,600. Final decision of HIWU, and admission.
Explainer: For the presence of Metformin-a banned substance-in a sample taken from Mowins who finished third at Horseshoe Indianapolis on 8/5/23. This was a possible violation of Rule 3212-Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 07/17/2023
Licensee: Jeffrey Englehart, trainer
Penalty: 7-day period of Ineligibility, beginning on December 13, 2023; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $1,000; imposition of 1.5 Penalty Points. Admission.
Explainer: For the presence of Phenylbutazone-Controlled Medication (Class C)-in a sample taken from Graywing, who finished fourth at Finger Lakes on 7/17/23. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers.

Pending ADMC Violations
Date: 11/29/2023
Licensee: Lacey Gaudet, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: A possible violation of Rule 3314-Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method-on the horse, Graceful Union. This is also a possible violation of Rule 4222-Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 11/25/2023
Licensee: Peter Walder, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: A possible violation of Rule 3314-Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method-on the horse, Hello Jack. This is also a possible violation of Rule 4222-Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 11/14/2023
Licensee: Robert Lucas, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Dexamethasone-Controlled Medication (Class C)-in a sample taken from Shake N Fries. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 11/13/2023
Licensee: Librado Barocio, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Phenylbutazone-Controlled Medication (Class C)-in a sample taken from Sugar Fish. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 11/13/2023
Licensee: Librado Barocio, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Phenylbutazone-Controlled Medication (Class C)-in a sample taken from Barristan the Bold. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 11/13/2023
Licensee: Ron Rozell, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Pemoline-a banned substance-in a sample taken from Bavaria. This was a possible violation of Rule 3212-Presence of a Banned Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 11/08/2023
Licensee: Ilmar Loaiza, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Dexamethasone-Controlled Medication (Class C)-in a sample taken from Roseinthesky, who finished second at Finger Lakes on 11/8/23. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 11/07/2023
Licensee: Bonnie Lucas, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Xylazine-Controlled Medication (Class B)-in a sample taken from Tankinator, who was pulled up and vanned off in a race at Parx Racing on 11/7/23. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/21/2023
Licensee: Webster Gayle, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Dexamethasone-Controlled Medication (Class B)-in a sample taken from Tankinator, who finished sixth at Delaware Park on 10/21/23. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/21/2023
Licensee: Bret Calhoun, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Diclofenac-Controlled Medication (Class C)-in a sample taken from Ain't Broke, who won at Churchill Downs on 09/21/23. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Violations of Crop Rule
One important note: HISA's whip use limit is restricted to six strikes during a race.

Los Alamitos
Diego Herrera – violation date Dec 16; $250 fine, one-day suspension, 2 strikes over limit
Giovanni Franco – violation date Dec 16; $250 fine, one-day suspension, 1 strike over limit
Kyle Frey – violation date Dec 17; $250 fine, one-day suspension, 1 strike over limit

OTHER KEY RULINGS
The TDN also publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

New York
Track: Aqueduct
Date: 12/14/2023
Licensee: Manuel Franco, jockey
Penalty: Three-day suspension
Violation: Careless riding
Explainer: For having waived his right to an appeal Jockey Mr. Manuel Franco is hereby suspended for three (3) NYRA racing days January 1st 2024, January 4th 2024, January 5th 2024 inclusive. This for careless riding during the running of the 6th race at Aqueduct Racetrack on December 9th 2023.

Track: Aqueduct
Date: 12/18/2023
Licensee: Junior Alvarado, jockey
Penalty: Three-day suspension
Violation: Careless riding
Explainer: For having waived his right to an appeal Jockey Mr. Junior Alvarado is hereby suspended three (3) NYRA racing days January 1st 2024, January 4th 2024, January 5th 2024 inclusive. This for careless riding during the running of the 9th race at Aqueduct Racetrack on December 16th 2023.

The post Weekly Stewards And Commissions Rulings, Dec. 12-18 appeared first on TDN | Thoroughbred Daily News | Horse Racing News, Results and Video | Thoroughbred Breeding and Auctions.

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Weekly Stewards and Commissions Rulings, Dec. 5-11

Every week, the TDN posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA)-related rulings from around the country.

Among the key rulings from the last seven days, trainer Philip Aristone has been suspended for a combined 105 days and fined a total $7,500 after two of his horses tested positive post-race for Lamotrigine, a Class A controlled medication under HISA.

According to the National Institutes of Health, Lamotrigine is an anti-seizure, anti-epilepsy drug that is also used off-label to treat other human health issues like acute bipolar depression, fibromyalgia, schizophrenia, and unipolar depression.

Los Alamitos-based trainer Reed Saldana has also been banned for two years and fined $25,000 after one of his horses tested positive post-race for the banned substance, Diisopropylamine, a vasodilator, meaning it can cause blood vessels to open or dilate. Diisopropylamine is also found in commonly used human products like hand sanitizer.

A Horseracing Integrity and Welfare Unit's (HIWU) arbitration body heard Saldana's case, for which he did not engage an attorney.

The next option for covered persons who wish to contest a HIWU arbitration decision is to appeal the result to the Federal Trade Commission (FTC).

NEW HISA/HIWU STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity and Welfare Unit's (HIWU) “pending” and “resolved” cases portals.

Resolved ADMC Violations

Date: 11/4/2023

Licensee: Jeff Hiles, trainer

Penalty: A fine of $3,000; imposition of 3 Penalty Points. Final decision by HIWU.

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Blue Devil. This was also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 11/01/2023

Licensee: Steve Krebs, trainer

Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Admission.

Explainer: For the presence of Guaifenesin—Controlled Medication (Class C)—in a sample taken from Burn The Evidence, who won at Parx Racing on 11/1/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/31/2023

Licensee: Ortis Henry, trainer

Explainer: For the presence of Glycopyrrolate—Controlled Medication (Class C)—in a sample taken from Empress Palpatine, who finished second at Finger Lakes on 10/31/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/29/2023

Licensee: Michael Ferraro, trainer

Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission.

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Princess Sonya. This was also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 09/06/2023

Licensee: Carl James Deville, trainer

Penalty: No penalties. HIWU withdrew its Equine Anti-Doping (EAD) charges.

Explainer: For the presence of Tapentadol and Butalbital—banned substances—in a sample taken from Eurobeliever, who was pulled up and vanned off at Presque Isle Downs on 9/6/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/06/2023

Licensee: Philip Aristone, trainer

Penalty: 45-day period of Ineligibility for Covered Person, beginning on January 5, 2024; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $5,000; imposition of 3 Penalty Points; Additional 30-day period of Ineligibility for Covered Person, beginning on February 19, 2024, as a result of the accumulation of 6 penalty points.Admission.

Explainer: For the presence of Lamotrigine—Controlled Medications (Class A)—in a sample taken from Jewels in the Bay, who won at Parx Racing on 9/06/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 9/03/2023

Licensee: Debbie Van Horne, trainer

Explainer: For the presence of Phenylbutazone—Controlled Medication (Class C)—in a sample taken from You're the Cause, who won at Emerald Downs on 9/3/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/12/2023

Licensee: Faustino Patino Lopez, trainer

Explainer: For the presence of Dexamethasone—Controlled Medication (Class C)—in a sample taken from Night to Remember, who finished third at Emerald Downs on 8/12/23. This was a possible violation of Rule 3312—Presence of a Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List Workout).

Date: 08/08/2023

Licensee: Michael Pappada, trainer

Penalty: No penalties. HIWU withdrew its Equine Anti-Doping (EAD) charges.

Explainer: For the presence of Tapentadol—a banned substance—in a sample taken from Truckin Tommy, who finished third at Presque Isle Downs on 8/8/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 08/04/2023

Licensee: Philip Aristone, trainer

Penalty: 30-day period of Ineligibility for Covered Person, beginning on December 6, 2023; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $2,500; imposition of 3 Penalty Points. Admission.

Explainer: For the presence of Lamotrigine—Controlled Medications (Class B)—in a sample taken from Field Letters, who won at Penn National on 8/4/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 06/16/2023

Licensee: Reed Saldana, trainer

Penalty: 24-month period of Ineligibility for Covered Person, beginning on July 6, 2023; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $25,000; payment of $12,000 of arbitration costs. Final decision of an arbitral body.

Explainer: For the presence of Diisopropylamine—a banned substance—in a sample taken from Ice Queen, who finished third at Santa Anita on 6/16/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.