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Weekly Stewards and Commissions Rulings, Dec. 5-11

Every week, the TDN posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA)-related rulings from around the country.

Among the key rulings from the last seven days, trainer Philip Aristone has been suspended for a combined 105 days and fined a total $7,500 after two of his horses tested positive post-race for Lamotrigine, a Class A controlled medication under HISA.

According to the National Institutes of Health, Lamotrigine is an anti-seizure, anti-epilepsy drug that is also used off-label to treat other human health issues like acute bipolar depression, fibromyalgia, schizophrenia, and unipolar depression.

Los Alamitos-based trainer Reed Saldana has also been banned for two years and fined $25,000 after one of his horses tested positive post-race for the banned substance, Diisopropylamine, a vasodilator, meaning it can cause blood vessels to open or dilate. Diisopropylamine is also found in commonly used human products like hand sanitizer.

A Horseracing Integrity and Welfare Unit's (HIWU) arbitration body heard Saldana's case, for which he did not engage an attorney.

The next option for covered persons who wish to contest a HIWU arbitration decision is to appeal the result to the Federal Trade Commission (FTC).

NEW HISA/HIWU STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity and Welfare Unit's (HIWU) “pending” and “resolved” cases portals.

Resolved ADMC Violations

Date: 11/4/2023

Licensee: Jeff Hiles, trainer

Penalty: A fine of $3,000; imposition of 3 Penalty Points. Final decision by HIWU.

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Blue Devil. This was also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 11/01/2023

Licensee: Steve Krebs, trainer

Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Admission.

Explainer: For the presence of Guaifenesin—Controlled Medication (Class C)—in a sample taken from Burn The Evidence, who won at Parx Racing on 11/1/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/31/2023

Licensee: Ortis Henry, trainer

Explainer: For the presence of Glycopyrrolate—Controlled Medication (Class C)—in a sample taken from Empress Palpatine, who finished second at Finger Lakes on 10/31/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/29/2023

Licensee: Michael Ferraro, trainer

Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission.

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Princess Sonya. This was also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 09/06/2023

Licensee: Carl James Deville, trainer

Penalty: No penalties. HIWU withdrew its Equine Anti-Doping (EAD) charges.

Explainer: For the presence of Tapentadol and Butalbital—banned substances—in a sample taken from Eurobeliever, who was pulled up and vanned off at Presque Isle Downs on 9/6/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/06/2023

Licensee: Philip Aristone, trainer

Penalty: 45-day period of Ineligibility for Covered Person, beginning on January 5, 2024; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $5,000; imposition of 3 Penalty Points; Additional 30-day period of Ineligibility for Covered Person, beginning on February 19, 2024, as a result of the accumulation of 6 penalty points.Admission.

Explainer: For the presence of Lamotrigine—Controlled Medications (Class A)—in a sample taken from Jewels in the Bay, who won at Parx Racing on 9/06/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 9/03/2023

Licensee: Debbie Van Horne, trainer

Explainer: For the presence of Phenylbutazone—Controlled Medication (Class C)—in a sample taken from You're the Cause, who won at Emerald Downs on 9/3/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/12/2023

Licensee: Faustino Patino Lopez, trainer

Explainer: For the presence of Dexamethasone—Controlled Medication (Class C)—in a sample taken from Night to Remember, who finished third at Emerald Downs on 8/12/23. This was a possible violation of Rule 3312—Presence of a Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List Workout).

Date: 08/08/2023

Licensee: Michael Pappada, trainer

Penalty: No penalties. HIWU withdrew its Equine Anti-Doping (EAD) charges.

Explainer: For the presence of Tapentadol—a banned substance—in a sample taken from Truckin Tommy, who finished third at Presque Isle Downs on 8/8/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 08/04/2023

Licensee: Philip Aristone, trainer

Penalty: 30-day period of Ineligibility for Covered Person, beginning on December 6, 2023; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $2,500; imposition of 3 Penalty Points. Admission.

Explainer: For the presence of Lamotrigine—Controlled Medications (Class B)—in a sample taken from Field Letters, who won at Penn National on 8/4/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 06/16/2023

Licensee: Reed Saldana, trainer

Penalty: 24-month period of Ineligibility for Covered Person, beginning on July 6, 2023; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $25,000; payment of $12,000 of arbitration costs. Final decision of an arbitral body.

Explainer: For the presence of Diisopropylamine—a banned substance—in a sample taken from Ice Queen, who finished third at Santa Anita on 6/16/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Weekly Stewards And Commissions Rulings, Oct. 31-Nov. 6

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

The TDN also posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA) related rulings from the same week. These include decisions from around the country.

NEW HISA/HIWU STEWARDS RULINGS
The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity & Welfare Unit's “pending” and “resolved” cases portals.

Resolved ADMC Violations
Date: 10/12/2023
Licensee: Chad Summers, trainer
Penalty: Treated as 1 violation with Rayya Valentine under 9/8/23 HISA Guidance.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Thank you Jon. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 10/11/2023
Licensee: Chad Summers, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Rayya Valentine. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 09/28/2023
Licensee: Ruben Gomez, trainer
Penalty: 7-day period of Ineligibility, beginning on November 2, 2023; a fine of $1,000; imposition of 2 Penalty Points.Admission.
Explainer: For the presence of Acepromazine—Controlled Medications (Class B)—in a sample taken from Blue Cloud. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/29/2023
Licensee: Kevin Fletcher, trainer
Penalty: 7-day period of Ineligibility, beginning on November 4, 2023; a fine of $1,000; imposition of 2 Penalty Points.Admission.
Explainer: For the presence of Caffeine—Controlled Medications (Class B)—in a sample taken from Ruby Layne. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/28/2023
Licensee: Shane Meyers, trainer
Penalty: None. EAD Notice Withdrawn
Explainer: For the presence of Altrenogest—a banned substance—in a sample taken from Mugsy Malone. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 08/22/2023
Licensee: Thomas Kagele, trainer
Penalty: Public disclosure.
Explainer: Rule 3510 Disciplinary Proceedings/Refusal or Failure to Cooperate with HISA/HIWU.

Date: 08/11/2023
Licensee: Cathal Lynch, trainer
Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Admission.
Explainer: For the presence of Flunixin—Controlled Medications (Class C)—in a sample taken from Saloon, who finished second at Laurel Park on 8/11/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 07/03/2023
Licensee: William Martin, trainer
Penalty: 30-day period of Ineligibility, beginning on November 7, 2023; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $2,500; imposition of 3 Penalty Points. Final decision of IAP.
Explainer: For the potential breach of Rule 4221—Alkalinization or Use of an Alkalinizing Agent (TCO2)—on Wild Irish, who won at Presque Isle Downs on 7/3/2023. This is also a possible violation of Rule 3313—Use of a Controlled Method During the Race Period.

Pending ADMC Violations
Date: 10/08/2023
Licensee: Francisco Soria, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Dantrolene—Controlled Medications (Class C)—in a sample taken from Profit Hunter. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/07/2023
Licensee: Nancy Summers, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Furosemide—Controlled Medications (Class C)—in a sample taken from Sweet Money, who finished second at Albuquerque Downs on 10/7/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/06/2023
Licensee: Jeffrey Dale Hudson, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Flunixin—Controlled Medications (Class C)—in a sample taken from Yumiko's Candy. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 10/02/2023
Licensee: Reid France, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Phenylbutazone—Controlled Medications (Class C)—in a sample taken from One Little Indian, who finished fourth at Golden Gate Fields on 10/2/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/22/2023
Licensee: Tanner Tracy, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Cannabidiol—Controlled Medications (Class B)—in a sample taken from Carry On, who finished second at Prairie Meadows on 9/22/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/20/2023
Licensee: Adolfo Macias, trainer
Penalty: Provisionally suspended
Alleged violation: Medication violation
Explainer: For the possible possession of Levothyroxine (Thyro-L). This is a possible violation of Rule 3214(a)—Possession of Banned Substances

The following cases have been returned to the “pending violation” list having previously been resolved.
Date: 06/20/2023
Licensee: Joseph Taylor, trainer
Penalty: Provisionally suspended
Alleged Violation: Medication violation
Explainer: For the presence of Methylphenidate and Clenbuterol—both banned substances—in a sample taken from Classy American, who finished second at Parx Racing on 6/20/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 06/18/2023
Licensee: Joseph Taylor, trainer
Penalty: Provisionally suspended
Alleged Violation: Medication violation
Explainer: For the presence of Methylphenidate and Clenbuterol—both banned substances—in a sample taken from Cajun Cousin, who finished second at Parx Racing on 6/18/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Violations of Crop Rule
One important note: HISA's whip use limit is restricted to six strikes during a race.

Delaware Park
Andres Chavez – violation date Nov 1; $250 fine

Horseshoe Indianapolis
Samuel Bermudez – violation date Nov 1; $250 fine, one-day suspension
Rogelio Miranda – violation date Nov 1; $100 fine

Mahoning Valley Race Course
Hector Berrios – violation date Oct 31; $750 fine, $7,800 purse forfeited, ten-day suspension, on appeal and stay denied

Santa Anita
Ryan Moore – violation date Nov 4; $20,800 fine, one-day suspension, on appeal and stay granted
More on the story here.

OTHER KEY RULINGS
Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.
California
Track: Santa Anita
Date: 11/05/2023
Licensee: Irad Ortiz, jockey
Penalty: Three-day suspension
Violation: Careless riding
Explainer: Jockey Irad Ortiz, who rode Goodnight Olive in the fifth race at Santa Anita Park on November 4, 2023, is suspended for 3 racing days (November 12, 17 and 18, 2023) for failure to maintain a straight course in the stretch and causing interference; violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).
More on the story here.

The post Weekly Stewards And Commissions Rulings, Oct. 31-Nov. 6 appeared first on TDN | Thoroughbred Daily News | Horse Racing News, Results and Video | Thoroughbred Breeding and Auctions.

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Weekly Stewards and Commissions Rulings, Oct. 3-9

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

The TDN also posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA)-related rulings from the same week. These include decisions from around the country.

California

Track: Santa Anita

Date: 09/06/2023

Licensee: Edwin Maldonado, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Jockey Edwin Maldonado, who rode Where's My Ring in the second race at Santa Anita Park on October 1, 2023, is suspended for 3 racing days (October 14, 15 and 20, 2023) for failure to make the proper effort to maintain a straight course in the stretch, causing interference. This constitutes a violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).

Track: Santa Anita

Date: 09/06/2023

Licensee: Abel Cedillo, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Jockey Abel Cedillo, who rode Sea of Cortez (IRE) in the third race at Santa Anita Park on October 1, 2023, is suspended for 3 racing days (October 14, 15 and 20, 2023) for altering course without sufficient clearance in the stretch, causing interference resulting in the disqualification of his mount from third to fourth; a violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).

Track: Santa Anita

Date: 09/09/2023

Licensee: Juan Hernandez, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Jockey Juan Hernandez, who rode Endlessly in the sixth race at Santa Anita Park on October 8, 2023, is suspended for 3 racing days (October 20, 21 and 22, 2023) for altering course without sufficient clearance in the stretch; a violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).

Kentucky

Track: Churchill Downs

Date: 10/01/2023

Licensee: Declan Cannon, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: After a hearing before the Board of Stewards, Declan Cannon, who rode Levy in the second race at Churchill Downs on September 24, 2023 is hereby suspended 3 racing days, October 11 through October 13, 2023 (inclusive) for careless riding in the stretch that resulted in the disqualification of his mount.

Track: Churchill Downs

Date: 10/01/2023

Licensee: Martin Garcia, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: After a hearing before the Board of Stewards, Martin Garcia, Who rode Candy Landy in the third race at Churchill Downs on September 21, 2023 is hereby Suspended 3 racing days, October 14, October 15 and October 18, 2023 for Careless riding near the six and one-half-furlong pole that resulted in the disqualification of his mount.

NEW HISA/HIWU STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity & Welfare Unit's “pending” and “resolved” cases portals.

This does not include the voided claim rulings which were sent to the TDN directly. Some of these rulings are from prior weeks as they were not reported contemporaneously.

One important note: HISA's whip use limit is restricted to six strikes during a race.

Violations of Crop Rule

Fresno

Brayan Pena – violation date Oct 8; $250 fine but no further records of the ruling

Horseshoe Indianapolis

Ferrin Peterson – violation date Oct 3; $250 fine but no further records of the ruling

German Terraza – violation date Oct 9; $250 fine but no further records of the ruling

Parx Racing

Angel Castillo – violation date Oct 4; $250 fine but no further records of the ruling

Presque Isle Downs

Maicol Inirio – violation date Oct 4; $250 fine but no further records of the ruling

Pending ADMC Violations

Date: 09/28/2023

Licensee: Barbara Hippie, veterinarian

Penalty: Provisional Suspension

Alleged violation: Possession of banned substances

Explainer: For the possible possession of Bisphosphonate; Pitcher Plant Extract (Sarapin); Levothyroxine (Thyro-L); Isoxsuprine. This is a possible violation of Rule 3214(a)–Possession of Banned Substances

Date: 09/28/2023

Licensee: Scott Shell, veterinarian

Penalty: Provisional Suspension

Alleged violation: Possession of banned substances

Explainer: For the possible possession of Bisphosphonate; Gamma Aminobutyric Acid (GABA); Isoxsuprine. This is a possible violation of Rule 3214(a)–Possession of Banned Substances

Read more on the two cases above here and here.

Date: 09/16/2023

Licensee: Keith Desormeaux, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Acepromazine—Controlled Medications (Class B)—in a sample taken from Auto Dial. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/10/2023

Licensee: Carlos Mancilla, trainer

Penalty: Pending

Alleged Violation: Medication violation

Explainer: For the presence of Gabapentin—Controlled Medications (Class B)—in a sample taken from Cara in the City, who finished second at Pimlico on 9/10/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/03/2023

Licensee: Debbie Van Horne, trainer

Penalty: Pending

Alleged Violation: Medication violation

Explainer: For the presence of Phenylbutazone—Controlled Medications (Class C)—in a sample taken from You're the Cause, who won at Emerald Downs on 9/3/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/25/2023

Licensee: Daniel Kenney, trainer

Penalty: Provisional Suspension

Alleged violation: Possession of banned substances

Explainer: For the possible possession of Levothyroxine (Thyro-L). This is a possible violation of Rule 3214(a)–Possession of Banned Substances

Date: 08/12/2023

Licensee: Ron Moquett, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Acepromazine—Controlled Medications (Class B)—in a sample taken from Lundberg. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/05/2023

Licensee: Rodolfo Sanchez-Salomon, trainer

Penalty: Pending

Explainer: For the presence of Flunixin—Controlled Medication (Class C)—in a sample taken from Matty Bo, who won at Laurel Park on 8/5/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List Workout).

Resolved ADMC Violations

Date: 09/07/2023

Licensee: Ismael Bahena, trainer

Explainer: For the presence of Diclofenac—Controlled Medications (Class C)—in a sample taken from Yammy Yammy Bella, who finished second at Kentucky Downs on 9/7/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/1/2023

Licensee: Jonathan Thomas, trainer

Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission of ECM Rule Violation and Acceptance of Consequences

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Bay Storm. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 08/28/2023

Licensee: David Wayne Baker, trainer

Penalty: A fine of $500; imposition of 1.5 Penalty Points. Admission of ECM Rule Violation and Acceptance of Consequences

Explainer: For the presence of Phenylbutazone—Controlled Medications (Class C)—in a sample taken from Gerlach's. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/25/2023

Licensee: Sammy Stevens, trainer

Penalty: A fine of $500; imposition of 1.5 Penalty Points. Final Decision by HIWU

Explainer: For the presence of Phenylbutazone—Controlled Medications (Class C)—in a sample taken from Pandora Who. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/17/2023

Licensee: John Guciardo, trainer

Explainer: For the presence of Dexamethasone and Trichloromethiazide—Controlled Medications (Class C)—in a sample taken from Cuz, who won at Presque Isle Downs on 8/17/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List Workout).

Date: 07/07/2023

Licensee: Chad Brown, trainer

Penalty: A written reprimand (per 9/26/23 HISA Guidance). Admission of ECM Rule Violation and Acceptance of Consequences

Explainer: For the presence of Omeprazole—Controlled Medication (Class C)—in a sample taken from Forced Ranking. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers.

Date: 06/09/2023

Licensee: Luis Jorge Perez, veterinarian

Penalty: 14-month period of Ineligibility, beginning on June 14, 2023; a fine of $5,000. Final Decision by Arbitral Body

Explainer: Possession of a Banned Substance, Levothyroxine (Thyro-L). Rule 3214(a): “Other Anti-Doping Rule Violations Involving Banned Substances or Banned Methods. The following acts and omissions constitute Anti-Doping Rule Violations by the Covered Person(s) in question: (a) Possession of a Banned Substance or a Banned Method, unless there is compelling justification for such Possession.”

Date: 06/07/2023

Licensee: Dennis VanMeter, trainer

Penalty: Disqualification of the Covered Horse's race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Admission of ECM Rule Violation and Acceptance of Consequences

Explainer: For the presence of Phenylbutazone—Controlled Medication (Class C)— in a sample taken from Templement, who finished sixth at Thistledown on 6/7/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance.

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Weekly Stewards and Commissions Rulings: Sept. 26–Oct. 2.

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

The TDN also posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA) related rulings from the same week. These include decisions from around the country.

California

Track: Santa Anita

Date: 09/29/2023

Licensee: Jose Valdivia jr., jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Having received notice from the California Horse Racing Board that the appeal of DMTD Ruling #07 (July 22, 2023) has been withdrawn, the original ruling is reinstated. Jockey Jose Valdivia jr. is suspended for 3 racing days (October 14,15 and 20, 2023). Pursuant to California Horse Racing Board Rule #1766 (Designated Races), the term of suspension shall not prohibit participation in designated races.

Track: Santa Anita

Date: 09/30/2023

Licensee: Dino Baccari, owner

Penalty: Restoration of good standing

Violation: N/A

Explainer: Owner Dino Baccari, having complied with the provisions of California Horse Racing Board rule #1876 (Financial Responsibility – $633.79 to Kingfisher Farms) is restored to good standing. Ruling LAQL #109 issued at Los Alamitos Quarter Horse Association on September 9, 2023, is set aside.

New York

Track: Aqueduct

Date: 09/26/2023

Licensee: Jose Lezcano, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Jockey Jose Lezcano is hereby suspended 3 NYRA racing days having appealed a stay has been granted. For careless riding during the running of the 5th race on September 21, 2023. Nyxed ridden by Jockey Jose Lezcano was disqualified from 4th and placed 11th.

Track: Aqueduct

Date: 09/28/2023

Licensee: Linda Rice, trainer

Penalty: Fourteen-day suspension, $2,000 fine

Violation: Medication violation

Exlainer: Linda Rice as responsible trainer under 9 NYCRR 4043.4 (a), violated commission rules in that Linda Rice trained horse “Afleet Arlene” that finished 1st in the 4th race at Aqueduct Racetrack on January 21st 2023, and having received a report from the New York Drug Testing and Research Program that a race-day sample taken from the horse “Afleet Arlene” had the substance Phenylbutazone present at a concentration, including an assessment of the measurement and imprecision of the quantitative threshold, in excess of the quantitative threshold, in excess of 0.3 mcg/ml in plasma in violation of 9 NYCRR 4043.4 (a) 26. Trainer Linda Rice is hereby suspended fourteen (14) days and fined the sum of two thousand ($2,000) dollars having appealed a stay has been granted. Furthermore, the Stewards order horse “Afleet Arlene” disqualified from any part of the purse and the purse redistributed as follows:

(#2) Darn That Song
(#4) Handle the Truth
(#5) America's Pride
(#6) Sheza Rajun Cajun
(#3) Predetermined
(#8) Midmon

Rice has appealed the ruling. More on the story here.

NEW HISA/HIWU STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity & Welfare Unit's “pending” and “resolved” cases portals.

This does not include the voided claim rulings which were sent to the TDN directly. Some of these rulings are from prior weeks as they were not reported contemporaneously.

One important note: HISA's whip use limit is restricted to six strikes during a race.

Violations of Crop Rule

Santa Anita

Cesar Ortega – violation date Sept 24; $250 fine and one-day suspension, 8 strikes

Pending ADMC Violations

Date: 09/08/2023

Licensee: Clarence King, trainer

Penalty: Pending

Alleged Violation: Medication violation

Explainer: For the presence of Dimethylsulfoxide—Controlled Medications (Class C)—in a sample taken from Indirectly. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 09/07/2023

Licensee: Ismael Bahena, trainer

Penalty: Pending

Alleged Violation: Medication violation

Date: 09/06/2023

Licensee: Carl James Deville, trainer

Penalty: Pending

Alleged Violation: Medication violation

Explainer: For the presence of Tapentadol and Butalbital—banned substances—in a sample taken from Eurobeliever, who was pulled up and vanned off at Presque Isle Downs on 9/6/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/28/2023

Licensee: David Wayne Baker, trainer

Penalty: Pending

Alleged Violation: Medication violation

Date: 08/28/2023

Licensee: Shane Meyers, trainer

Penalty: Provisionally suspended

Alleged Violation: Medication violation

Explainer: For the presence of Altrenogest—a banned substance—in a sample taken from Mugsy Malone. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 08/27/2023

Licensee: Mark Hibdon, trainer

Penalty: Pending

Explainer: For the presence of Flunixin—Controlled Medication (Class C)—in a sample taken from D'wild Muffin, who won at Arapahoe on 8/27/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List Workout).

Date: 08/25/2023

Licensee: Sammy Stevens, trainer

Penalty: Pending

Alleged Violation: Medication violation

Date: 08/17/2023

Licensee: John Guciardo, trainer

Penalty: Pending

Date: 08/15/2023

Licensee: Jeffrey Crozier, trainer

Penalty: Pending

Alleged Violation: Medication violation

Explainer: For the presence of Phenylbutazone—Controlled Medications (Class C)—in a sample taken from Orb of the Boro, who won at Belterra Park on 8/15/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/04/2023

Licensee: Philip Aristone, trainer

Penalty: Pending

Alleged Violation: Medication violation

Explainer: For the presence of Lamotrigine—Controlled Medications (Class B)—in a sample taken from Field Letters, who won at Penn National on 8/4/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Resolved ADMC Violations

Date: 08/29/2023

Licensee: Scott Young, trainer

Penalty: A fine of $500; imposition of 1.5 Penalty Points

Explainer: For the presence of Phenylbutazone—Controlled Medications (Class C)—in a sample taken from Our Davina. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/29/2023

Licensee: Conor Timothy Murphy, trainer

Penalty: A fine of $3,000; imposition of 3 Penalty Points

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Dixie Supreme. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 08/26/2023

Licensee: Jeff Mullins, trainer

Penalty: A fine of $3,000; imposition of 3 Penalty Points

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Dandy Man Shines. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 08/23/2023

Licensee: Juan Alvarado, trainer

Penalty: 7-day period of Ineligibility, beginning on October 4, 2023; a fine of $1,000; imposition of 2 Penalty Points

Explainer: For the presence of Acepromazine—Controlled Medications (Class B)—in a sample taken from Evelyn. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/23/2023

Licensee: Dan Blacker, trainer

Penalty: 7-day period of Ineligibility, beginning on October 3, 2023; a fine of $1,000; imposition of 2 Penalty Points

Explainer: For the presence of Acepromazine—Controlled Medications (Class B)—in a sample taken from Miss O'Brien. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/15/2023

Licensee: Robert Kinmon, trainer

Explainer: For the presence of Methocarbamol—Controlled Medication (Class C)—in a sample taken from Vamonos, who finished sixth at Belterra Park on 8/15/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substances.

Date: 05/28/2023

Licensee: Ray Handal, trainer

Penalty: Withdrawal of EAD Notice

Explainer: For the presence of Zeranol—a banned substance—in a sample taken from Barrage, who finished second at Belmont Park on 5/28/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers. Pursuant to ADMC Program Rule 3247(e), HIWU has lifted the Provisional Suspension based upon information submitted by the Covered Person and the review of relevant scientific information. The Equine Anti-Doping Notice has not been withdrawn.

Read more on the story here.

The post Weekly Stewards and Commissions Rulings: Sept. 26–Oct. 2. appeared first on TDN | Thoroughbred Daily News | Horse Racing News, Results and Video | Thoroughbred Breeding and Auctions.

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