Baltas Suspended a Year, Fined $10,000 for Alleged Medication Violations

Trainer Richard Baltas is facing a one-year suspension and a $10,000 fine for the alleged race-day administration of substances to his horses 21 times over roughly a three-week span this past spring at Santa Anita Park, according to a ruling posted Friday on the California Horse Racing Board (CHRB) website.

Baltas told Daily Racing Form that he's “terribly disappointed” and plans to appeal.

In a bit of an odd legal twist, timing-wise, Baltas is already engaged in a legal fight with the CHRB over essentially these very same allegations.

Back on Aug. 17, some 3 1/2 months before the Dec. 2 ruling was even issued, Baltas sued the CHRB, its commissioners, and executive director for at least $12 million in damages, claiming that the CHRB “destroyed” his reputation by issuing the 47-count complaint that led to Friday's ruling.

That lawsuit stated the CHRB allegedly violated Baltas's civil rights and kept materials from him that were related to the accusations, “thereby forcing Baltas to proceed with information and documents that are being withheld and concealed from him…”

The CHRB's original June 21 complaint stated that “Between the dates of 4/15/2022 to 5/8/2022, 23 horses trained by RICHARD BALTAS were administered a substance on days they were entered into races. Surveillance video captured all administrations by employees of BALTAS's barn. The substance was analyzed by University of California, Davis, who reported the presence of Higenamine and Paenol.”

The Dec. 2 ruling stated that Baltas's suspension will run from Dec. 9, 2022, to Dec. 8, 2023, for allegedly violating the following CHRB rules: #1887 (Trainer to Insure Condition of Horse), #1902 (Conduct Detrimental to Horse Racing), and #1843.5 (Medication, Drug, and Other Substances Permitted After Entry in a Race).

More specifically, Baltas was cited for “Oral administrations of 'X-Treme Air Boost' and other substances on race day.” (While the original complaint listed “23 horses,” the ruling stated “21 counts”).

Back when the complaint was issued nearly a half-year ago, Baltas's lawsuit stated that, “None of the counts in the CHRB Complaint are valid, and each of them reflect a malicious intent by the Defendants.”

Baltas has not started a horse since July 15, at Lone Star Park.

His lawsuit stated that on May 10, “Aidan Butler, [acting] on behalf of Santa Anita, notified Baltas that he was prevented from entering any horses at Santa Anita.”

On June 22, 2022, the CHRB filed an ex parte application with the stewards at Los Alamitos Race Course to refuse the entry of two horses trained by Baltas, the lawsuit stated.

The stewards at Los Alamitos summarily denied these two entries “without a hearing or any form of due process,” the lawsuit stated. “The denial constituted a de facto summary suspension.”

Ballas then sent stock to compete at Churchill Downs. But, according to his lawsuit, track management there “issued a de facto suspension…a decision made, once again, without any due process.”

In July, in the wake of the CHRB complaint, a Los Angeles Superior Court Judge denied a request by Baltas to order the CHRB to allow him to enter horses in the state.

Baltas's lawsuit gave the following timeline of events regarding the allegations:

“Baltas had a horse called Noble Reflection scheduled to run in the 10th race at Santa Anita Park on May 8, 2022. A few hours before the race, one of Baltas's employees were seen on videotape administering an oral dose syringe into the horse's mouth.

“A syringe was subsequently recovered from a feed bag that was tested and had allegedly traces of Higenamine and Paeonol, which are organic liquids that are found naturally in Chinese herbs. Notably, after Noble Reflection was scratched from the race, it was tested and the test results were 'clean,' and neither Higenamine nor Paeonol were found in the horse,” the lawsuit stated.

“Based on the film footage of Noble Reflection…on May 10, 2022, the Santa Anita and/or the CHRB and its agents went back retroactively to review videotaped footage of Baltas's horses from April 15, 2022, up through May 8, 2022, and allegedly saw 22 horses trained by Baltas receiving an orally administered liquid that they contend was X-Treme Air Boost, which is a product advertised for use in horses in the Santa Anita Condition Book,” the lawsuit stated.

“Unlike the situation with Noble Reflection, there was no syringe found in the other 21 instances to be tested. Instead, the CHRB assumed the substance in the other 22 cases going back to April 15, 2022, was the same that was found in or on the outside of the syringe found on May 8, 2022. None of the 21 horses that raced ever tested positive for a Controlled or Prohibited Substance,” the lawsuit stated.

“The CHRB has never explained its decision for going back in time to find violations in the past, and its conduct demonstrates that they and/or the Defendants herein intended to target Baltas to find as many violations as possible. Such conduct demonstrates malice and oppression on the part of the CHRB and its Agents,” the lawsuit stated.

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Servis Negotiating with Feds for Plea Bargain

The barred trainer Jason Servis, the final–and most notoriously prominent–defendant awaiting a trial or sentencing in the 2020 racehorse doping conspiracy scandal, is negotiating with federal prosecutors for a plea bargain agreement to adjudicate the three felony drug misbranding and fraud conspiracy charges he is facing for allegedly drugging almost all the Thoroughbreds under his care in 2019.

The disclosure was revealed late Friday afternoon in an otherwise routine court filing asking for an extension of time to file motions in Servis's upcoming trial, which has a Jan. 9 start date.

“The Government and counsel for defendant Jason Servis are currently in discussions regarding a potential pre-trial disposition, which may obviate the need for trial,” wrote United States Attorney Damian Williams in his letter to the court.

The request for extra time was granted by Judge Mary Kay Vyskocil of United States District Court (Southern District of New York).

The Dec. 2 filing also referenced a change-of-plea hearing that same judge had granted the day before to the New York-based veterinarian Alexander Chan, who is accused of his own trio of felony charges related to injecting purported performance-enhancing drugs (PEDs) into Servis's horses and then hiding the charges from billing and veterinary records.

Chan, as part of his plea change, could very well implicate his former client, Servis, during his Dec. 5 hearing.

That's what another veterinarian who worked for Servis, Kristian Rhein, did in August 2021 when he changed his own plea to guilty on one felony count within the federal government's sprawling prosecution of an allegedly years-long conspiracy to dope racehorses. Rhein got the maximum sentence of three years imprisonment for his crimes.

Chan and Servis were scheduled to be tried together next month.

“In light of the foregoing, the parties respectfully contend that a brief adjournment of the upcoming deadline [to file motions] will facilitate the parties' ongoing efforts to reach a resolution short of trial,” Williams wrote to the judge.

The feds have already disclosed they have a trove of wiretapped evidence involving Servis speaking about his doping regimens to Rhein, Chan, and the now-imprisoned trainer Jorge Navarro, who in December 2021 was sentenced to five years behind bars for his rampant criminal usage of equine PEDs.

Some of those secretly recorded phone conversations involved the MGISW Maximum Security, who crossed the wire first in the GI Kentucky Derby, but was DQ'd for in-race interference.

One of the elixirs of choice for both Servis and Navarro was SGF-1000, a custom-made, purported PED intended to promote tissue repair and increase a racehorse's stamina and endurance beyond its natural capability. The two trainers discussed this PED in an intercepted call on March 5, 2019. The transcript reads as such:

Servis: I'll tell you what, Jorge. I'm using that [expletive] shot. What is it, SGF?

Navarro: Oh yeah, yeah, yeah. I got, uh, I got more than 12 horses on that so I'll let you know, okay?

Servis: I've been using it on everything, almost.

Navarro: Jay, we'll sit down and talk about this [expletive]. I don't want to talk about this [expletive] on the phone, okay?

Servis: All right. You're right.

On June 5, 2019, a call between Servis and Rhein went like this, according to the feds:

Servis: Are you by yourself?

Rhein: Yeah, yeah, yeah. I just walked out of the barn.

Servis: Hey. So they've been doing some out-of-competition testing, which I have no problem with. Um, they took Maximum Security Monday and they came back again today. But Monday he got the KS. I just want to make sure we are all good with that.

Rhein: Wait, what did he get?

Servis: I'm sorry, I said “KS.” The, you know, your shot. The…

Rhein: Oh, the SG.

Servis: Yeah, that stuff.

Rhein: Yeah-no, no, no. The Jockey Club tested it, and I met the guy who tested it way back when. It comes back as collagen. They don't even have a test for it.

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Thoroughbred Education and Research Foundation Awards $5,000 to Wilson College

The Thoroughbred Education and Research Foundation (TERF) has awarded Wilson College $5,000 to be used for scholarship support.

This year's scholarship recipient is Adrianna “Andie” Swanson of Kersey, Pa. She has been around horses her entire life and is expected to graduate in 2023 with a major in Equestrian Studies. Swanson recently got her second off-the-track Thoroughbred and will be using her in a training class at Wilson College.

TERF awards scholarships consistent with its mission of promoting equine education and research by sponsoring scholarships in veterinary medicine and supporting organizations that are educating the public in the proper care of horses. Since 2015, 23 students at Wilson College have been awarded TERF scholarships to continue their education, totaling $82,000 in awards.

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Cigar Mile Program Headlines Saturday Stakes Action

Enjoy your day at the Big A.

Led by the GI Cigar Mile H. and three other graded events, Aqueduct's loaded 10-race card will be in the spotlight in South Ozone Park Saturday.

Zandon (Upstart), winner of the GI Toyota Blue Grass S. and third-place finisher in the GI Kentucky Derby this spring, cuts back to a one-turn mile for Chad Brown in the feature. The dark bay, favored at even-money on the Cigar Mile's morning-line, also finished third in the GI Runhappy Travers S. and second in the GI Pennsylvania Derby last time Sept. 24.

Fellow Grade I-winning sophomore White Abarrio (Race Day) will also shorten up here. He tired to fifth after setting the pace in the Pennsylvania Derby last time. The handsome gray has been firing bullets at Saffie Joseph, Jr.'s Gulfstream Park base for this.

Two-time Grade I winner Mind Control (Stay Thirsty), drawn widest of all in post seven (he'll move in one slot with the scratch of O Besos), will look to close out his career on top. The 2018 GI Hopeful S. winner and 2019 GI H. Allen Jerkens S. winner was moved up to first via disqualification after falling a neck short in a roughly run renewal of the Parx Dirt Mile S. last out Sept. 24. The 6-year-old boasts a record of 7-4-2-1 at Aqueduct, including a trio of graded wins. A stud deal for Mind Control will likely be finalized in the days following the Cigar Mile, according to Rick Sacco, racing manager for co-owner Red Oak Stable.

“He's been a great horse for us and accomplished a lot before he even came to us, but he's been a real neat horse to be around,” said Hall of Fame trainer Todd Pletcher, who seeks a record-extending sixth Cigar Mile victory. “He enjoys his job and has always liked Aqueduct.”

Juveniles, meanwhile, will take centerstage in the GII Remsen S. and GII Demoiselle S., both at the demanding distance of 1 1/8 miles.

Stonestreet homebred Julia Shining (Curlin), a full-sister to champion 3-year-old filly and GI Breeders' Cup Distaff winner Malathaat, will head straight into the deep end versus six rivals in the Demoiselle. The bay kicked off her career with an eye-catching come-from-behind victory for Pletcher going seven furlongs at Keeneland Oct. 16. She is the 3-5 morning-line favorite for the Demoiselle. Malathaat, also trained by Pletcher, won this same race in 2020.

“Physically, they're a little bit different, but they're both very impressive fillies to watch train and she's shown talent from the beginning,” Pletcher said. “I always felt like the further she gets the opportunity to go, the better she'll get. That's why we have been pointing for the Demoiselle.”

A field of seven will also line up for the Remsen, led by unbeaten Rocky Run S. winner Tuskegee Airmen (Street Sense) and New York-bred Arctic Arrogance (Frosted), a last out winner of the Sleepy Hollow S.

Aqueduct's Saturday program also includes the GIII Go For Wand S. for older fillies and mares.

Welcome to Hollywood

A very deep field of 11 have been entered for the GI Hollywood Derby at Del Mar. New York shippers 'Rising Star' Wit (Practical Joke) and Celestial City (Uncle Mo) are the top two on the morning-line. Slightly favored Wit just missed by a neck for Pletcher in Keeneland's GIII Bryan Station S. Oct. 29. Celestial City posted a come-from-behind win for Shug McGaughey in Aqueduct's GII Hill Prince S. Oct. 22.

The Hollywood Derby field also includes: GIII La Jolla S. winner and GII Twilight Derby winner Cabo Spirit (Pioneerof the Nile); Cinema S. winner War At Sea (War Front); and Let It Ride S. winner Handy Dandy (Fury Kapcori).

Del Mar's Saturday card also includes a wide-open renewal of the grassy GIII Jimmy Durante S. for 2-year-old fillies.

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