Baffert Amends Lawsuit to Attack NYRA’s Alleged ‘Sham’ Hearing

Bob Baffert filed an amended complaint on Friday in his ongoing constitutional rights court battle against the New York Racing Association (NYRA). The new sections of the revised lawsuit contain no new bombshell allegations, and largely mirror points previously voiced by his legal team regarding what they have described as a “sham” hearing process initiated by NYRA to determine if Baffert will be excluded from New York's premier tracks.

“The Sept. 10, 2021, 'Statement of Charges' which NYRA has asserted against Baffert are unquestionably vague and entirely subjective,” the amended complaint states. “The 'Statement of Charges' alleges that Baffert has engaged in: 1) 'conduct detrimental to the best interest of racing'; 2) 'conduct detrimental to the health and safety of horses and jockeys'; and 3) 'conduct detrimental to NYRA business operations.'”

The Nov. 19 revision filed in United States District Court (Eastern District of New York) goes on to state that “there are no articulable standards for establishing whether Baffert's conduct in other jurisdictions was detrimental.”

Thus, the amended complaint further states, “Under this vague framework, NYRA seeks to ignore [legal matters that have already been decided] in other jurisdictions and impose its own arbitrary punishment.”

The Hall of Fame trainer's initial version of this lawsuit dates back to June 14. It alleged NYRA violated his constitutional right to due process by trying to bar him over his history of equine medication violations.

NYRA had banished the seven-time GI Kentucky Derby-winning trainer back on May 17 after the Baffert-trained Medina Spirit (Protonico) tested positive for a betamethasone overage while winning the May 1 Run for the Roses.

That case has still not resulted in any Kentucky ruling against Baffert. In a separate testing endeavor, Baffert is trying to prove that Medina Spirit's betamethasone finding was the result of the application of an anti-fungal ointment and not an injection of that drug. The Blood-Horse reported Thursday that long-delayed testing of a urine specimen won't even begin until next week.

But NYRA's desire to rule off Baffert goes beyond Medina Spirit's still-in-limbo Derby penalization status. In the 12 months prior to Medina Spirit's positive, four other Baffert trainees also tested positive for medication overages, two of them in Grade I stakes.

On July 14 the court granted Baffert a preliminary injunction that allows him to race at New York's premier tracks until his lawsuit gets adjudicated in full.

But judge Carol Bagley Amon also wrote in that ruling that “Baffert should have been given notice of all of the reasons that NYRA intended to suspend him….[The] benefits of providing notice and a pre-suspension hearing would likely have been substantial.”

So in the wake of that decision, NYRA drafted a new set of procedures for holding hearings and issuing determinations designed to suspend licensees who engage in injurious conduct.

After those rules were made public, NYRA wrote a Sept. 10 letter summoning Baffert to appear at an exclusion hearing.

On Sept. 22, Baffert filed a motion asking the judge to hold NYRA in civil contempt for trying to schedule such a hearing and to stay the hearing itself. Both requests were denied.

  1. Craig Robertson, the lead attorney on Baffert's legal team, then wrote an Oct. 21 letter to the judge asking to be allowed to amend the initial complaint to address the allegedly unfair hearing process. His argument, in part, stated that “The rules and procedures which NYRA has concocted for Baffert were all created after the fact.”

On Nov. 9, in an effort to move along the already cumbersome litigation process, Amon said she would allow Baffert to amend his complaint, because if she didn't, it is likely that he would simply file a new, separate lawsuit to get his allegations about the exclusion hearing ruled upon in court.

“NYRA purports to act pursuant to a new 'rule' that supposedly gives it the right to suspend Baffert for conduct occurring 'in any jurisdiction,'” the amended complaint now states.

“However, prior to this case, NYRA never had such a rule in place and never attempted to punish a trainer for conduct that occurred outside of the state of New York,” the complaint continues. “It created this rule (and the associated procedures) after the alleged misconduct occurred. It is a fundamental due process violation for NYRA to enact rules and procedures and attempt to apply them ex post facto.”

The new allegations further state that “There are numerous other trainers who, unlike Baffert, have actually run afoul of New York's rules of racing, but who NYRA continues to allow to race. NYRA's duplicitous actions make it clear that it has simply chosen to target Baffert for disparate treatment.”

Even as Baffert's legal team is fighting the exclusion hearing, it still must prepare for that process in the event that the court does not intervene to cancel it. The parties have mutually agreed to a Jan. 24 start date.

NYRA has until Dec. 3 to file its response to the amended complaint. When NYRA previously addressed the issue of the hearing in court documents, it termed Baffert's characterization of the process as “misguided,” noting that “Plaintiff s argument that he had no notice of the conduct prohibited by NYRA likewise fails given that common law has long recognized the standards and interests NYRA intends to uphold.”

NYRA had also previously pointed out to the judge that it was “providing Plaintiff exactly what he argued he was entitled to in support of his motion for a preliminary injunction-notice and an opportunity to be heard.”

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Classic Empire Colt ‘Rockets’ Home on Debut

7th-Churchill Downs, $116,256, Msw, 11-19, 2yo, 7f, 1:22.99, ft, 5 1/2 lengths.

ROCKET DAWG (c, 2, Classic Empire–Rever de Vous {SP}, by Distorted Humor), the most expensive first-crop yearling of 66 sold by his freshman sire when bringing $375,000 at last year's FTKSEL sale, tuned up for this with a five-furlong spin in 1:01 1/5 (5/15) at Churchill Nov. 13. Off at odds of 9-2, Rocket Dawg raced in an outside seventh through an opening quarter in :22.76 after exiting from post nine. He began to roll beneath Florent Geroux while three wide rounding the far turn, set his sights on the leader approaching the quarter pole and powered home down the stretch to graduate by 5 1/2 lengths over Grantham (Declaration of War). This is the 15th winner for Classic Empire. Steven and Brandi Nicholson of Silver Fern Farm went to $180,000 to acquire the stakes-placed Rever de Vous in foal to Honor Code at the 2017 KEENOV sale. She is also responsible for a Frosted filly of 2020 ($32,000 KEESEP yearling purchase by Andrew McKenzie) and a colt by Classic Empire of this year. Rocket Dawg's third dam is GISW Silver Maiden (Silver Buck). Sales history: $185,000 Wlg '19 KEENOV; $375,000 Ylg '20 FTKSEL. Lifetime Record: 1-1-0-0, $69,460. Click for the Equibase.com chart or VIDEO, sponsored by TVG.

O-Frank Fletcher Racing Operations, Inc. & Ten Strike Racing; B-Steven & Brandi Nicholson (KY); T-Brad H. Cox.

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Strava Tops HORA Portion of KEENOV

Strava, a promising juvenile colt by super sire Into Mischief, topped Friday's 10th and final session of the Keeneland November Sale, bringing $825,000 from legendary University of Louisville basketball Denny Crum. Consignor and part-owner WinStar Farm stayed in for half.

There were 435 horses catalogued for Friday's session with the first 148 being broodmares and weanlings and the remaining 287 comprised of active racehorses. This was the first time the horse of racing age portion was consolidated into a single and final session.

A total of 231 horses grossed $9,122,400 Friday with an average of $39,491 and median of $14,000. The RNA rate was 11.83%. Of those, 127 were horses of racing age, which brought $8,029,000.

WinStar Racing led all consignors during the final session, selling 22 racehorses for $2,456,500 and an average of $113,932. Their consignment accounted for three of the top five sellers and six of the top 11, including three for Juddmonte. Elite was second with 21 head bringing $1,707,000. They represented four of the top 12.

The red-hot Into Mischief was the day's leading sire, with seven of his offspring selling for $1,163,000.

 

Crum Gets in the Game for Strava

Denny Crum, who put together a Hall of Fame career as the basketball coach for the University of Louisville, has been in the racing industry on and off over the years. However, he made a big splash at Keeneland November Friday when purchasing the promising juvenile colt Strava (Into Mischief) (Hip 3631) for $825,000 during the Horses of Racing Age Portion.

WinStar Farm, which bred, consigned and co-owned the colt with Siena Farm, stayed in for 50%. Strava will be returned to the care of trainer Dallas Stewart, who bid on Crum's behalf.

“He's had horses off and on,” Stewart said. “He's got a piece of another 2-year-old. He's been in the game a long time. He knows the ups and the downs. He has won a lot at the buzzer and he has lost a lot at the buzzer, so he knows what's going on.”

The conditioner continued, “It is hard to find the good ones. People are always like, 'When you find a good one let me know.' I was at a fish fry last night. I started talking to him about this colt and said, 'Do you want to go to the sale?' He said, 'Sure.' I showed him the race when he won at Keeneland. I was so impressed. We took the ride over there and he bought half of him and WinStar stayed in for half.”

Kenny Troutt's operation purchased the colt's dam SW & GISP Catch My Drift (Pioneerof the Nile) for $400,000 at the 2015 KEENOV sale. A $275,000 RNA at KEESEP, Strava won on debut for Stewart, WinStar and Siena Farm going six panels at Keeneland Oct. 9.

As for future plans for Strava, Stewart said, “He has been over at the sale a couple of days. You kind of back off of them a little bit going into the sale. He should be back at Churchill this afternoon. We will just ease him back into the training. We will put a campaign together for him later on. He will go back to the Fair Grounds this winter.”

Stewart and Crum have had success together before, most notably with a mare named Nasty Storm (Gulch). She won three graded events and placed in a pair of Grade Is before selling to Frank Stronach for $1.075 million at the 2002 KEENOV sale.

“We have had a couple horses together,” Stewart said. “We had one really, really nice filly named Nasty Storm. She was a graded stakes winner and we sold her for a lot of money to Mr. Stronach. We had a lot of fun with her.”

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IL HBPA Withholds Consent for TwinSpires to be in State

Edited Press Release

The organization representing owners and trainers at FanDuel Sportsbook and Horse Racing (formerly known as Fairmount Park) is withholding consent for the TwinSpires betting platform to accept wagers from Illinois residents.

The board of the Illinois Horsemen's Benevolent & Protective Association cites the closure of suburban Chicago's industry icon Arlington Park by Churchill Downs Inc., TwinSpires' parent corporation, as a prime motivation for withholding consent. With CDI not owning a functioning racetrack in Illinois in 2022, TwinSpires must under state law have a contract with another duly licensed track to conduct business in the state starting Jan. 1. The only remaining Prairie State horse tracks are FanDuel and Chicagoland's Hawthorne Race Course, with CDI seeking approval through the FanDuel track.

Illinois law also gives horsemen consent rights before an advance-deposit wagering (ADW) platform can enter into a relationship with an Illinois track to conduct business in the state.

Illinois HBPA president Jim Watkins said his organization's board believes the issue is of the magnitude that it should go before the Illinois Racing Board. The IRB has scheduled a hearing Dec. 16 at 10 a.m. Central via WebEx. The racing regulators have the power to overrule the horsemen's veto if they believe the horsemen's action was unreasonable, he said.

“That's where we're at now,” Watkins said. “We just felt this was an issue the racing board should be able to weigh in on, whether TwinSpires continues to be allowed to operate in Illinois. That's a big reason we withheld our consent.”

Watkins said the horsemen are upset not just that CDI shut down Arlington Park but then would not sell to ownership wishing to maintain racing at the 94-year-old track. CDI is the majority owner of Rivers Casino Des Plaines, located 10 miles from Arlington Park. The company has an agreement to sell the Arlington Park property to pro football's Chicago Bears for a reported $197 million.

“CDI wants their cake and to eat it, too: 'We're not willing to be involved in the racing, but we want to still utilize our ADW powers in Illinois,'” Watkins said.

Watkins said the Illinois HBPA also “wants to bring light to a flawed system” under which online betting platforms operate. Watkins said that the ADWs make the lion's share of the net proceeds at the expense of horsemen's purse accounts and brick-and-mortar tracks and simulcasting facilities, even as the online technology siphons off the majority of bettors.

“This is where the system is really flawed,” he said. “It's an agreement between three parties. In Illinois, the track and the ADW provider negotiate the contract, and the third–the horsemen–is just the consenter. There are so many questions left unanswered. Obviously with the increased numbers of people using ADWs, the horsemen and the tracks get so much less of that it could spell doom for us. The framers of these ADWs intended for it to basically be a third to the provider, a third to the track and a third to the horsemen. But they take out fees up front, and those fees are unspecified in purpose and amount. What is an ADW fee? What does that mean? The racetracks don't ask the ADW to pay their security payroll and the electric bill. And the horsemen don't ask the ADW company to pay the feed bill and hay bill and straw bill.”

The Illinois HBPA signed a one-year contract with TVG to operate in Illinois, Watkins said. FanDuel, part of the corporate enterprise that operates the TVG racing channel and betting platform, is the southern Illinois track's equity partner to operate the sports book. While the company is not a partner in the racetrack, it received branding and naming rights as part of a contract that includes the long-term sponsorship of the St. Louis Derby, worth $250,000 in 2021.

Click here for previous TDN story on CDI's request for IRB approval.

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