Fishman Wants Court to Merge Two Convictions

Thirty-four days after being found guilty by jury trial on two felony counts of conspiring to violate adulteration and misbranding laws in the nationwide racehorse doping case, the Florida-based veterinarian Seth Fishman made a motion in federal court asking for the first of those counts to be dismissed on the basis that it is allegedly “multiplicitous of” (already contained within) the second, much broader conspiracy.

Fishman's Mar. 8 filing in United States District Court (Southern District of New York) is likely the first of several legal steps leading to a formal appeal of his convictions. He faces 20 years in prison upon sentencing May 5.

“As relevant here, a multiplicitous indictment 'charges the same crime in two counts,'” Fishman's letter motion stated, “when 'only one crime has been committed' in 'law and fact.'”

Fishman's filing–almost two years to the date of his Mar. 9, 2020, arrest–argued that the dual counts could lead to “multiple sentences for the same offense,” and that the two counts might have “improperly prejudice[d] a jury by suggesting that a defendant has committed not one but several crimes.”

Fishman, along with six other veterinarians, 11 trainers, and nine others, was charged with being a key figure in an international network of purported performance-enhancing drug (PED) suppliers who allegedly conspired to dope racehorses in New York, New Jersey, Florida, Ohio, Kentucky, and the United Arab Emirates.

“The indictment in this case accused Dr. Fishman of participating in overlapping but ostensibly independent conspiracies to illegally distribute a variety of customized PEDs–untestable, adulterated and misbranded–to racehorse owners and trainers in America and abroad,” Fishman's motion stated.

“Count Two alleged a broad, 18-year conspiracy–lasting from 2002 through 2020–with Lisa Giannelli, Jordan Fishman, Rick Dane Jr. and unnamed others. Count One alleged a subsidiary, four-year conspiracy–lasting from 2016 through 2020–with Jorge Navarro, Erica Garcia, Marcos Zulueta, Michael Tannuzzo, Christopher Oakes and unnamed others…

“Yet throughout the trial–from the start of the prosecutor's opening to summation–the government framed the case as one involving 'a single, ongoing conspiratorial' agreement: namely, an encompassing 18-year arrangement among Dr. Fishman, his employees, suppliers and customers to manufacture, buy and sell the same menu of adulterated and misbranded PEDs through Dr. Fishman's company, Equestology LLC, rather than 'two separate schemes operating independently…'

“The government thus presented an integrated, 'overall' agreement with one primary object–trafficking in prohibited substances designed to boost racehorse performance and avoid regulatory detection–that violated a 'single statute' over a lengthy period.”

The filing continued: “Perhaps most significant, the government's summations graphically confirmed its mixing and matching the charged conspiracies–its blending their vague contours, blurring their fuzzy boundaries and otherwise presenting the two as an interwoven, indivisible whole…

“Even more striking, the prosecutors opted to address the charges in 'reverse,' starting with the sprawling conspiracy alleged in Count Two [before finally getting around to] Count One…

“On this record–even when construed most favorably to the government and drawing all inferences in its favor–the only plausible conclusion is that the lesser conspiracy charged in Count One was 'simply a species' or subset of the greater one alleged in Count Two.”

Fishman's multiplicity motion suggested a remedy of merging his two convictions so that only a single sentence will be imposed.

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Stay Denied on Interim Suspension of Blea’s Vet License

A hearing in the Los Angeles County Superior Court Wednesday morning resulted in a denial of sidelined California Horse Racing Board (CHRB) equine medical director Jeff Blea's request to stay the California Veterinary Medical Board's interim suspension of his veterinary license, meaning that the California horse racing industry continues to operate without its chief veterinarian at least for the near future.

According to George Wallace, Blea's attorney, Judge James Chalfant was not persuaded by the argument that Blea and the California Horse Racing Board (CHRB) would suffer irreparable harm if the interim suspension remained in place, pending a formal hearing on the merits of the veterinary board's accusations against him.

UC Davis placed Blea on administrative leave from his role as equine medical director Jan 12. That position is first appointed by the dean of UC Davis, which then contracts with the CHRB for the appointee's services.

Since then, UC Davis has used various school personnel to fulfil the equine medical director's duties for the CHRB.

“Basically, [the judge] concluded on balance that the benefit of lifting the interim suspension order, even in part, was not outweighed by the harm that the interim suspension order is doing. And he seemed not to be really tuned in either to Jeff Blea's irreparable harm in not being able to do his job, or the public policy harm being caused by the CHRB having to function without its chosen equine medical director,” said Wallace.

Late last month, Blea filed a writ of mandate with the LA County Superior Court seeking to formally lift the veterinary board's interim suspension. The February court filing also sought declarative and injunctive relief, arguing that the position of equine medical director does not require an active license, and that Blea, UC Davis and the CHRB will continue to suffer “irreparable harm” if California horse racing's head veterinarian remains unable to fulfil his duties.

According to Wallace, the judge set the next procedural hearing on the case for Apr. 7, at which point, the date of the formal hearing on the writ of mandate petition will likely be scheduled.

The full merits hearing on the veterinary board accusations against Blea–which will be conducted before an administrative law judge–has similarly yet to be set. Theoretically, this could occur before the writ of mandate petition hearing in the LA County Superior Court, said Wallace.

In the interim, the CHRB–which has thrown its public support behind Blea–could intervene in the matter with a legal challenge to the veterinary board's jurisdictional authority in the case, said Wallace.

Indeed, a court filing with the Superior Court Monday explained that CHRB chair Greg Ferraro, who formerly served on the California Veterinary Medical Board, had issued a joint declaration explaining that the veterinary board is basing the bulk of its accusation “on misconceptions of how veterinary medicine is practiced in the racetrack environment (which is more analogous to an agricultural or herd practice in many cases than it is to a general small animal practice) and misinterpretation of the governing statutes.”

According to CHRB executive director, Scott Chaney, the agency is weighing its legal options in light of Wednesday's ruling.

“We are obviously disappointed with the decision,” Chaney added, “but we are hopeful that justice will be done in the end.”

Early this year, an administrative law judge issued an interim suspension of Blea's veterinary license for a number of offenses alleged by the veterinary board, including purportedly administering medications to racehorses without a prior examination, without forming a diagnosis and without medical necessity.

The veterinary board also claimed that Blea presents a “danger to public health, safety and welfare,” due to his oversight as equine medical director of the high-profile investigation into the death of the Bob Baffert-trained Medina Spirit (Protonico), the Kentucky Derby winner who collapsed and died after a scheduled workout Dec. 6 at Santa Anita.

Blea hasn't practiced private veterinary medicine since assuming the equine medical director position in June of last year.

The necropsy and postmortem review of Medina Spirit's death is now complete, with the cause of death undetermined. The executive associate dean of UC Davis's School of Veterinary Medicine ultimately oversaw the necropsy examination.

According to various leading veterinary medical experts, the veterinary board's accusations levelled against Blea consist largely of lax record keeping.

They also suggest that the veterinary board's investigation potentially failed to account for the unusual nature of veterinary practice on the backstretch, where veterinarians–even those with multiple barns under their care–can build the sort of daily relationship with their animals absent from traditional small animal practice.

Various legal and medical experts have described the veterinary board's case against Blea as something of a litmus test with potentially significant bearing not only on equine veterinary practice in California but on large animal practice in general.

Kathryn Papp is an East Coast-based veterinarian and vocal critic of the over-use of medication in horse racing, who has nonetheless described Blea's suspension as unjustified.

Papp told the TDN in January that if she were practicing in California, she would be “fearful” of having to second and triple guess “every diagnosis I made or procedure I performed.” She added that if “our livelihoods and very right to work are going to be threatened and, or punished unfairly,” then “I could not understand why anyone would want to continue being an equine practitioner in California at all.”

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Race for Grace Banquet May 2

The Kentucky Race Track Chaplaincy will host its Race for Grace Banquet and Auction May 2 on Millionaires Row in the clubhouse at Churchill Downs. The fundraiser will be held from 6-9 p.m. Hall of Fame jockey Pat Day will be the event's Master of Ceremonies and the keynote speaker will be Pastor Bob Russell.

There will be a live auction featuring Keeneland's Director of Auctioneers Ryan Mahan and items will include six seat boxes for the 2023 Kentucky Derby and Oaks, leather halters from 2022 Kentucky Derby entries and a silent auction with horse racing art and memorabilia.

Race for Grace sponsorships are still available. For more information and event tickets, visit https://kychaplaincy.org.

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OBS Breeze Show Starts Thursday

The under-tack show for the upcoming OBS March 2-Year-Olds in Training Sale kicks off Thursday with the first of three sessions. Hips 1-212 breeze during Thursday's session, followed by Hips 213-424 Friday and Hips 425-635 Saturday. Each session begins at 8 a.m.

The OBS March Sale runs Mar. 15-16 with a 10 a.m. start each day.

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