View From The Eighth Pole: Getting Ready For HISA

“Ready or not, here I come!”

That battle cry from the children's game of Hide and Seek could also serve as the mantra for the Horseracing Integrity and Safety Authority, the racetrack safety portion of which will go into effect on July 1, as mandated by federal law. The Anti-Doping and Medication Control portion of HISA now has a deadline of Jan. 1, 2023, to get up and running.

The 18-month implementation timeline from Dec. 27, 2020, when the Horseracing Integrity and Safety Act became law with then-President Donald Trump's signature, was always going to be a challenge. A nominating committee had to be formed to identify nine individuals who would serve on the HISA board of directors. Under the law, five board members had to come from outside of racing, with the remaining four industry representatives not having current investment or active engagement in the sport that could present a conflict of interest.

That board, along with two standing committees on safety and medication, was charged with drafting national rules on a broad swath of issues currently defined and regulated by the dozens of state racing commissions that have overseen racing for decades.

The board also launched a search for a chief executive for the organization, eventually landing Lisa Lazarus, who was named HISA's CEO in January 2022, officially beginning her duties about four months ago. An attorney with extensive experience in international sports law, Lazarus previously served as general counsel and chief of business development and strategy for the Federation Equestre Internationale. She was with the National Football League for nearly 10 years before that, helping negotiate collective bargaining agreements and serving as chief of business development and strategy.

Lazarus told the Paulick Report on May 19 that HISA  is “on target to be really quite successful” with its July 1 launch on safety regulations. I hope she is right.

There are challenges, to be sure.

First and foremost, while HISA –­ an independent non-governmental agency – prepares to become the national authority on racing regulations, its very legitimacy is being questioned in a pair of federal lawsuits: one that is being appealed after a Texas judge ruled in favor of HISA's constitutionality, and a second suit filed in Kentucky that has yet to be heard. It's unfortunate that a group like the National Horsemen's Benevolent and Protective Association and some of its state affiliates have stubbornly attempted to block progress toward having one set of rules that apply to all Thoroughbred horsemen and racing. Fighting the two lawsuits has cost precious time and resources HISA could use elsewhere.

Secondly, under HISA's technology director Steve Keech – a former executive with AmTote International and its parent company, The Stronach Group – the organization is building what HISA board chairman Charles Scheeler has described as a “transformational database.” The database will house registrations of “covered” persons (everyone currently licensed as an owner, trainer, jockey, backstretch worker) and “covered” horses, plus veterinary records, detailed injury reports of horses and baseline concussion tests for jockeys, among other things. Jockeys will need to have physical examinations and baseline concussion tests done by July 1.

There is a significant amount of data to collect before July 1, and limited time to do it. Many of those “covered persons” who must register currently are unaware they will be required to do so.

The clock has also been ticking on regulatory agreements between HISA and state racing commissions or other government entity that would, among other things, have stewards and regulatory veterinarians enforce HISA rules. Lazarus said only a few states have signed those detailed agreements but added that there have been productive discussions with 80 percent of racing states.

“I can say that we are engaging with the vast majority (of states),” Lazarus said, though it's been difficult to engage with states that are suing to put you out of business. “Ultimately what's happened is when we sit down and talk with them, we say, 'We didn't write the law. The law is what it is. HISA has been asked to implement it. We're kind of in the same position as regulators. It's federal law. We've got rules to enforce, so let's just work together.' Most of the people we've had these conversations with have been receptive.”

In states that have not signed those agreements, HISA will need to supply its own steward and veterinarian to enforce rules, with the cost going back to the tracks in those states.

“Some of the states approached us by saying, 'What's in it for us?'” she said. “At the end of the day, my answer, albeit gently, is, 'It's federal law, we don't have a choice. But if you work with us, what's in it for you is your racetracks are not going to get a bill for no reason and be upset with you. Once we've had those conversations, most racing commissions have seen that it makes sense to at least figure something out.”

The regulatory agreements “are really about accessing existing staff and resources within the state racing commissions,” Lazarus added.

The regulatory agreement is separate from the financial agreement signed by four states – California, Colorado, Kentucky and Minnesota. This agreement calls for the state racing commissions to collect on HISA's behalf the fees the states are being assessed by this new organization. Without the financial agreement with racing commissions, tracks will be on the hook to pay.

Unlike the National Thoroughbred Racing Association's Safety and Integrity Alliance, where track accreditation is voluntary, HISA's Racetrack Safety Program accreditation will be required if tracks want to participate in interstate simulcasting. At the outset, tracks with NTRA accreditation will have a three-year provisional accreditation. Tracks that were not accredited with NTRA will only get a one-year provisional accreditation from July 1, giving them time to meet the Racetrack Safety Program requirements.

HISA has pushed back two deadlines from July 1 to Aug. 1.

The first was the shoeing rule prohibiting traction devices like toe grabs or mud calks in racing and training. The delayed implementation, Lazarus said, was a “supply chain” issue. There were concerns about inventory of racing plates that comply with the rules.

The other one-month delay is the requirement that jockeys use a cushioned riding crop that conforms with HISA standards. That postponement is also due to the availability of enough of the cushioned crops by July 1.

The rule restricting how the crop is to be used and how many strikes are permitted will go into effect on July 1. Penalties for violations of the new riding crop use rules may include loss of purse to the jockey and disqualification of the horse and loss of purse to the owner.

HISA is a heavy lift for an industry that is reluctant to change. Over the last few decades I've seen previous initiatives destroyed over bloated egos, territorial turf wars and personality conflicts. The difference here is that this is a federal mandate, and unless the courts strike the law down, HISA is here to stay, for better or worse. Cooperation from state racing commissions and individuals and organizations from throughout the industry can help make it better.

That's my view from the eighth pole.

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The Friday Show Presented By Monmouth Park: Is It Time To Change Triple Crown Schedule?

Hall of Fame trainer Todd Pletcher has run 62 horses in the Kentucky Derby, but only four of those runners have competed two weeks later in the Triple Crown's second leg, the Preakness Stakes, which will be conducted at Pimlico Race Course in Baltimore, Md., for the 147th time on Saturday. Two of those who competed in both races were Kentucky Derby winners Super Saver and Always Dreaming.

Only three of the 20 starters in this year's Derby will contest the Preakness, and most notable of the absentees is Rich Strike, who won the roses in an 80-1 upset but will bypass the second leg of the Triple Crown to train up to the Belmont Stakes on June 11.

With so few horses in this era running in all of the Triple Crown races, rivalries like Affirmed and Alydar, Sunday Silence and Easy Goer, and Real Quiet and Victory Gallop are unlikely to materialize. Rivalries in sports are a good thing.

In this week's edition of the Friday Show, publisher Ray Paulick and bloodstock editor Joe Nevills debate the pluses and minuses of making changes to the current scheduling of the three classic races over a five-week period when so many trainers are spacing races a month or more apart.

Is it time to change the Triple Crown schedule?

Watch this week's episode of The Friday Show below:

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Lukas: ‘I Think No Matter How Those Horses Run, They’ll Be Bob’s’

Trainer Bob Baffert has been excluded from this year's Triple Crown series by virtue of a 90-day suspension (stemming from the 2021 edition Kentucky Derby), but his longtime friend and fellow Hall of Fame trainer D. Wayne Lukas believes that fact won't change horsemen's perceptions of Derby hopefuls Taiba and Messier. The two colts, whose careers began in the Baffert shed row, are now conditioned by Tim Yakteen, a former assistant of Baffert's.

“I think no matter how those horses run, they'll be Bob's,” Lukas told the Courier-Journal this week. “Now, the general public, a lot of them, won't know the difference. (But) All the horse people will know they are Bob's.”

The transfer from Baffert to Yakteen's stable occurred on March 24, days after a Kentucky court denied Baffert's bid for a stay of the 90-day suspension issued by the Kentucky Horse Racing Commission.

(Read more about the transfer to Yakteen here.)

(Read more about the Baffert court case here.)

Lukas said Baffert plans follow the orders of his suspension and not be involved with the day-to-day training of the top 3-year-olds, who ran first and second in the Grade 1 Santa Anita Derby to earn their way into the Run for the Roses. However, Lukas does believe that Baffert gave Yakteen a blueprint on how to prepare horses for the Triple Crown series.

“I think he outlined it very carefully (to Yakteen),” Lukas told the Courier-Journal. “I think they had a crash course, for sure. So I think (Yakteen) will follow, I'll bet you, to the letter. He'd be crazy not to. You're talking about a guy who came in here every year with extreme power. I would guess that (Yakteen) is not going to make any decisions.”

Lukas also said he told Baffert it was unlikely the trainer would be able to overturn the penalties handed down by the KHRC, despite all of Baffert's legal maneuvers. When the Baffert-trained 2021 Kentucky Derby first-place finisher Medina Spirit tested positive for betamethasone, a controlled therapeutic medication, Lukas said he knew Baffert “would have a hell of a time overturning any of those judges.”

Read more at the Courier-Journal.

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View From The Eighth Pole: New York Trainer Suspension A Farcical Catch-22

I broke one of the cardinal rules of humankind recently in the wake of a suspension of trainer Wayne Potts, who seems to be well on his way to becoming Peck's bad boy of horse racing with his multiple visits to the penalty box.

I made an assumption.

In recent years, Potts has been excluded by the Maryland Jockey Club tracks, suspended 20 days in New York for violating claiming rules, suspended 15 days in New Jersey for a medication violation, then suspended again in the Garden State – this time for 30 days – for failing to obey the regulatory veterinarian's order to have a horse loaded onto the horse ambulance after a race.

Earlier this year, the New York Racing Association told Potts he would be denied stalls at its racetracks and, most recently, he was suspended 45 days in New York when a non-FDA approved drug was found in his tack room.

New York stewards had to split his 45-day ban so it wouldn't run concurrently with his latest New Jersey violation. The two suspensions combined run from April 10-June 23.

The New York ruling against Potts indicates that his horses won't be allowed to race in the state during the suspension if they are trained by one of his employees. The ruling states:

“Ordered that during your period of suspension, you shall not directly nor indirectly participate in New York State pari-mutuel horse racing. You are denied the privileges and use of the grounds for all racetracks in New York State. You are forbidden to participate in any share of purses or other payments. Every horse is denied the privileges of the grounds and shall not participate in pari-mutuel racing in New York State, that is (a) owned or trained by you, or by individuals who serves (sic) as your agent or employee during your suspension; or (b) for which you during your suspension are directly or indirectly with training, including any arrangements to care for, train, enter, race, invoice, collect fees or other payments, manage funds, employ or insure workers, provide advice or other information or otherwise assist with any aspect of the training of such horses.”

I assumed that word salad ruling meant horses in the Potts barn could not simply be turned over to Bonnie Lucas, his assistant, and have the stable – which migrated to a New Jersey training center – continue racing operations in New York and elsewhere. Lucas, incidentally, was also suspended 30 days in New Jersey for her role in ignoring the order from the regulatory veterinarian to have the Potts horse taken off the track by ambulance. Her suspension runs from May 7 through June 5.

That was my mistake. I assumed, and you know what they say about people who assume (if you don't, watch the video below from one of my favorite TV shows of the 1970s).

Fortunately, our coverage did not state that Lucas could not saddle the Potts horses during his New York suspension. But I did assume that would be the case.

You can imagine my surprise when Lucas sent out the former Potts runner, Catch the Smoke, for an April 10 victory at Aqueduct. She made it 2-for-2 six days later, winning with another former Potts runner, Yah Huh, in a maiden claiming race at the Big A.

Paulick Report asked for clarification from the New York State Gaming Commission on the ruling and we received a terse reply from spokesman Brad Maione stating: “Bonnie Lucas currently holds a trainer's license.”

“So does that override her status as an employee of a suspended trainer?” we asked.

“She holds a license,” Maione replied.

It's not really clear what purpose the aforementioned language in the Potts ruling serves if the former assistant becomes the current trainer.

It strikes me as a farcical “Catch-22” gag, except instead being produced from a book or movie, this is from a New York state regulatory agency.

The Catch-22 in this case is that while Potts is under suspension, he doesn't have an assistant trainer or employees because … how can he? He isn't training. Lucas, his “former” assistant trainer, isn't working for him, so as long as she has a trainer's license she is training on her own and is not his employee or assistant. Therefore, there is no violation of this provision in the ruling  prohibiting a trainer's employee from training horses while the trainer is under suspension.

Get it? I sure don't, but I'm never going to assume anything about a New York stewards ruling again.

That's my view from the eighth pole.

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