‘Egregious Breach … Of Fundamental Responsibility’: Trainer Potts Under Scrutiny By NYRA

The New York Racing Association is gathering facts for a possible administrative hearing that could lead to the suspension of trainer Wayne Potts from participation or stabling at Aqueduct, Belmont Park and Saratoga racetracks.

The move comes after Potts received a 30-day suspension and $1,000 fine in New Jersey for allegedly directing assistant Bonnie Lucas not to allow the filly Chispita to be vanned off on an equine ambulance – as ordered by a regulatory veterinarian – after a second-place finish in a claiming race at Monmouth Park on Aug. 6, 2021.

A claim was submitted for Chispita in that race, but New Jersey Racing Commission rules state that a claim may be voided if a horse is vanned off. The claim was subsequently voided.

Lucas, also listed as the owner, received  a 30-day suspension as well as a $1,000 fine.

The 30-day ban is just the latest sanction against Potts, who was suspended 20 days in New York last year for violating claiming rules and also in 2021 received a 15-day suspension for a medication violation in New Jersey. In 2020, he was excluded by track management from participating at Maryland Jockey Club tracks for allegedly operating as a program trainer for Marcus Vitali, who was also banned by the MJC. In 2019, Potts was suspended in Delaware for non-payment of invoices from a veterinary firm. Three years before that, Potts was fined in Maryland for operating his racing stable without workers' compensation insurance for nearly seven months. It was only after an exercise rider was injured that it was discovered that the workers' comp policy had been cancelled.

“In just the last five months, Wayne Potts has been suspended by both the New York State Gaming Commission and the New Jersey Racing Commission due to conduct in direct violation of the rules of racing,” said Pat McKenna, vice president of communications for the New York Racing Association. “Most recently, Mr. Potts was proven to have jeopardized the health and safety of a horse by refusing to allow the horse to enter an equine ambulance as directed by a regulatory veterinarian. This is a particularly egregious breach of his most fundamental responsibility as a trainer – to ensure the well-being of horses under his care.

“NYRA has afforded Mr. Potts the privilege of stabling and racing at our venues, but this pattern of conduct calls into question whether he should continue to enjoy that privilege. NYRA is gathering the necessary facts to support a statement of charges and a formal administrative hearing to potentially suspend Mr. Potts from participating in racing at Aqueduct Racetrack, Belmont Park and Saratoga Race Course. In the near term, NYRA is determining immediate options such as revoking his stall allotment at Belmont Park.”

Chispita has not raced since running for a $7,500 claiming price in that Aug. 6 race.

Potts told Daily Racing Form's David Grening he intends to appeal the New Jersey suspension. Grening also reported Potts told him Chispita is “turned out on a farm.”

The Paulick Report was subsequently contacted by Florida horsewoman Julie Ramgeet, who said she facilitated the private sale of Chispita from trainer David Fawkes to Potts last year. Ramgeet, who said her policy is to follow up on all horses she sells after their racing careers end, said Chispita has been retired from racing and is serving as a riding horse for a young person.

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NYRA’s Pre-Suspension Hearing Against Bob Baffert To Begin Monday; Judge Dismisses Trainer’s Lawsuit

Judge Carol Bagley Amon of the U.S. District Court for the Eastern District of New York officially dismissed a lawsuit brought by Hall of Fame trainer Bob Baffert on Friday, reports the Daily Racing Form, allowing the New York Racing Association's pre-suspension hearing to begin as scheduled on Monday, Jan. 24.

Amon's ruling indicated that the pre-suspension hearing fulfills Baffert's right to due process.

“NYRA is gratified by Judge Amon's decision to dismiss Mr. Baffert's suit in its entirety,” Patrick McKenna, a spokesman for NYRA, told DRF. “As we have said throughout this process, NYRA's focus in this matter is protecting the integrity of the sport of Thoroughbred racing in New York.”

Amon's ruling also states that Baffert will be able to pursue a separate judicial review of a suspension after the hearing is completed.

“Whether NYRA is a biased agency and whether suspension is a 'fait accompli' will certainly be clearer after the hearing has run its course and NYRA has decided to suspend Baffert,” Amon wrote.

NYRA had notified Baffert ahead of the Belmont Stakes that it was suspending his ability to enter horses in races or have stall space at its racetracks due to his recent history of medication violations (five over a one-year period), the conflicting statements he provided to media around the Medina Spirit scandal, and Churchill Downs' suspension of the trainer.

Amon determined that NYRA's suspension of Baffert should not have taken place without some sort of hearing allowing him to address the organization's accusations against him. Although NYRA was asserting its private property rights in the case, Amon said the organization is closely entwined enough with the state that its suspension of Baffert constituted a state action, thereby requiring due process.

NYRA issued a statement of charges against Baffert and fellow trainer Marcus Vitali on Sept. 10.

The upcoming hearing process, laid out by NYRA in its official statement on Sept. 10, is not expected to be brief. O. Peter Sherwood, the retired New York State Supreme Court justice, will serve as a NYRA-appointed hearing officer. The hearing may last several days, and Sherwood is not required to issue his post-hearing report with recommendations within a specific period of time.

Once that report has been issued, a panel will review it and issue a final decision within 10 days

Read more at the Daily Racing Form.

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Horse-Doping Trial: Former Fishman Employee Cites Non-Testable Products

A New York jury heard a full day of testimony Jan. 21 in the federal horse doping trial of Dr. Seth Fishman and Lisa Giannelli.

The entire morning and most of the afternoon featured a second day of testimony from a woman who worked for Fishman at his Florida business Equestology for five years.

Courtney Adams, 34, testifying from Florida via video conference, told jurors that Fishman and Equestology were all about “testability.” That meant creating “product” that couldn't be detected in post-race testing by horse racing authorities, she said.

During her testimony in U.S. District Court in Manhattan, prosecutors showed an email in which a veterinarian who was a client of Equestology asked about one of the products, equine growth hormone, and whether it was testable.

“That was our biggest selling point, that he specialized in making product that wasn't testable,” Adams testified, referring to Fishman.

The witness, who had been an Equestology office manager and then a sales rep, said that Fishman told her there was a risk of regulators coming up with a test to detect the substance. If that happened, Fishman said he would have to create another product that would be undetectable, she said.

“That was the whole point of that product to be not testable,” Adams testified.

Fishman and Giannelli face conspiracy charges in a wide-ranging scheme to dope horses with performance-enhancing drugs to boost the treated horses' chances of winning races. Those charged include prominent trainer Jason Servis, who has maintained a not guilty plea and is awaiting trial. Others, such as trainer Jorge Navarro, have pled guilty and been sentenced.

Prosecutors say the accused were motivated by greed to win races and acted without regard to the welfare and safety of horses.

While on the stand, Adams admitted helping to mislabel products that Fishman created for clients around the country and in the United Arab Emirates. She said she also shipped vials of product without any labels.

Under questioning by prosecutor Andrew Adams, the witness said that she knew “in general terms” that some of those who purchased Fishman's drugs were horse trainers.

“He would discuss why they wanted them and why they were being used by them,” she testified.

“And did he say why they were being used by trainers?” the prosecutor asked.

“He said they were being used because they were untestable,” Adams replied.

The jury also heard the witness cite the names of some of the drugs Equestology sold.

Those products included Endurance, Bleeder, Hormone Therapy Pack, HP Bleeder Plus, and PSDS.

Adams testified that PSDS stood for Pain Shot Double Strength, describing it as a “double strength product for pain.”

She indicated she didn't know what the other substances were for.

Adams said she stopped working for Equestology in 2017.

“I was over it to be honest,” Adams testified. “I didn't want to do it anymore.”

As she left, Fishman asked her not to discuss their business with anyone, Adams noted.

“I said okay,” she said.

She said in 2018 investigators with the Food and Drug Administration approached her to ask about Fishman. She said she wasn't comfortable talking to them without a lawyer.

After Fishman, Giannelli, Servis, and about two dozen others connected to horse racing were indicted in March 2020 in the doping case, Adams said a friend sent her a link with a story about the arrests.

She said after reading it she contacted law enforcement.

“I read the story, and I realized they didn't have the whole story, and I felt obliged to give it to them,” Adams told the jury.

She said as a result of the information she provided, government lawyers offered her a non-prosecution agreement.

During cross-examination, Fishman's attorney Maurice Sercarz sought to suggest that Adams was motivated to contact law enforcement out of personal animosity against Fishman.

She admitted that before she left Equestology, Fishman had accused her of theft and using Equestology funds to purchase personal items.

She told Sercarz she was upset about those accusations “because they were false.”

During his cross-examination, Giannelli's attorney, Louis Fasulo, questioned Adams about whether she would work at a place that put horses in danger.

No was her response.

Adams also said she didn't think she was breaking the law when labeling products she said were mislabeled.

Toward the end of the day, Long Island retired Federal Bureau of Investigation agent Angela Jett took the stand to read from notes of an interview she conducted with Fishman in 2010.

Jett said she had interviewed Fishman as a potential government witness in a $190 million securities fraud case. That case involved a magnate named David Brooks and a body-armor company he owned on Long Island. Fishman worked for Brooks, an owner of Standardbred racehorses that competed in New York and elsewhere.

According to the notes, Fishman told Jett that he had supplied performance-enhancing drugs to Brooks, who administered them to horses before racing.

Brooks was found guilty in 2010 of charges connected to the fraud and died in prison while serving a 17-year prison sentence.

Under cross-examination by Sercarz, Jett acknowledged that her notes don't say whether Fishman learned of the doping at the time it occurred or “after the fact.”

He also pointed out that Jett's notes show that when Brooks asked Fishman to dope a horse, Fishman refused.

Fishman's admissions to Jett never led to charges.

The trial resumes Jan. 24.

The Thoroughbred industry's leading publications are working together to cover this key trial.

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New Jersey Commission Issues Fines, Suspensions To Trainers Potts, Lucas, Richards

The New Jersey Racing Commission issued a bevy of suspensions and fines on Friday, Jan. 21, according to the Association of Racing Commissioners International's regulatory page, including for trainers Wayne Potts, Bonnie Lucas, and Marvin Richards.

Trainer Marvin Richards was issued a $5,000 fine and suspended for one year (May 7, 2022 through and including May 6, 2023) for a post-race test of Awesomenewyear, winner of the sixth race at Monmouth Park on Sept. 3, 2021. The post-race sample was positive for oxazepam (a sedative designed to treat anxiety, anxiety with depression, and symptoms of alcohol withdrawal) and ibuprofen (a nonsteroidal anti-inflammatory), a violation of N.J.A.C 13:70-14A.1(b) (substances foreign to the natural horse) and 13:70-14A.6 (absolute insurer rule).

Awesomenewyear was disqualified from that victory, and the Horseman's Bookkeeper was ordered to redistribute purse money. Richards incurred 2.5 multiple medication violation points.

Trainer Wayne Potts and his assistant Bonnie Lucas were each fined $1,000 and suspended for 30 days (from May 7, 2022 through and including June 5, 2022) over a ruling initially issued on Sept. 18, 2021. The text for that ruling indicates that Potts' trainee Chispita finished second in the fourth race at Monmouth Park on Aug. 6, 2021, and the state veterinarian ordered that that she be vanned off the track in the equine ambulance. Potts ordered his licensed assistant, Bonnie Lucas, to not allow the horse to be vanned off. The state veterinarian voided a claim on Chispita for that Aug. 6 race; the filly has not run since.

The fine and suspension stem from violations of the following rules:

  • N.J.A.C. 13:70-1.15 – The stewards may fine, suspend or rule off any person who in their opinion has acted to the detriment of racing or violated the rules.
  • N.J.A.C. 13:70-14.13 – Every association, all officials and employees thereof, and all persons licensed in any capacity by the Commission shall give every possible cooperation, aid and assistance to any department, bureau, division, officer, agent or inspector, or any other person connected with the United States Government, or with the State of New Jersey, who may be investigating or prosecuting any matter involving a violation of any law, or any rules or regulations of the Commission. Failure to cooperate will subject the person or persons involved to a fine, suspension or both.

Additional rulings included:

  • A $1,000 fine issued to trainer Peter Walder after Briella's first-place finish in the seventh race on Sept. 4 at Monmouth. The post-race sample showed the presence of aminocaproic acid (Amicar); Briella was ordered disqualified.
  • A $500 fine issued to trainer Jose D'Angelo after his trainee Avenida Manana' first-place finish in the seventh race on Sept. 18 at Monmouth. The post-race sample showed the presence of 5-hydroxydantrolene (dantrolene), and was ordered disqualified.

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