‘A Wrecking Ball … To Integrity’: Lawyers For Baffert, NYRA Trade Barbs On Day One Of Exclusion Hearing

There's going to be a lot to unpack in this week's hearing of the New York Racing Association versus trainer Bob Baffert.

In opening statements made by attorneys for the respective sides on Jan. 24, representatives of each made clear that they see a key two-year period in Baffert's career very differently.

Henry M. Greenberg, shareholder in Greenberg Traurig and attorney for NYRA, laid out the organization's frustration with Baffert's recent history of therapeutic drug violations and also his handling of those violations in the national and trade media, highlighting what NYRA sees as a refusal to consistently accept responsibility for those violations.

“What this case is about and what the evidence will show is how one man — this man, the respondent — took a wrecking ball over a one-year period to the integrity of the sport that was so good to him for so many years,” said Greenberg. “He sullied and soiled, in one year, 365 days, three of the great races in America — the Arkansas Derby, the Kentucky Oaks, and the Kentucky Derby. Throughout that period, not once did he take responsibility for his actions, did he express contrition. Time and again, again and again, six times, he would blame others to try to avoid responsibility for his own actions.

“In 2020 and 2021, the only Triple Crown he's responsible for is destroying three Grade 1 races.”

On the first day of the hearing, Greenberg tracked the changes in Baffert's responses to Medina Spirit's post-Kentucky Derby betamethasone overage in the national media — from the trainer denying the horse received the drug at all in a press conference he called after learning of the overage to his insistence days later that the overage was due to the administration of a topical ointment — as well as his representations that other overages, such as Gamine and Charlatan's lidocaine tests in Arkansas and Merneith's dextrorphan test in California, were due to environmental contamination.

“The evidence will show NYRA had an obligation to act,” Greenberg said. “It had an obligation to protect the sport of Thoroughbred racing and its integrity … Racetrack operators like NYRA and Churchill Downs have a social license, you will hear, with the public.”

Attorneys for Baffert say NYRA's objections are overblown and beyond the organization's authority.

“The facts in these case are going to be nothing like what you just heard,” said W. Craig Robertson in his opening statement, following Greenberg's. “Bob Baffert is one of the most respected individuals in racing not just now, but in all time. NYRA, which they've just started, is going to throw at you innuendo, speculation and downright distortions. What I'm going to focus on are facts.”

Robertson pointed out that the drug positives at the heart of NYRA's case — six picked up in a span of 14 months from July 2019 to September 2020 — are for therapeutic substances whose thresholds are measured in small concentrations. Further, he said, racetracks should not be allowed to take regulatory action against a licensee.

“The actions being taken by NYRA are unprecedented,” he said. “You're the only thing standing between NYRA and [this suspension] happening.

“I'm not asking that you treat him any better than any other trainer. I'm just asking that you don't treat him any worse.”

Robertson also chastised NYRA for taking action against Baffert before a ruling has been made in the Kentucky Derby betamethasone case. According to Baffert's attorneys, no hearing has yet taken place in that case before the Kentucky stewards. The Kentucky Horse Racing Commission would not confirm to the Paulick Report last week whether one had been scheduled yet.

Only one witness was called to the stand in the first day of testimony — Rick Goodell, a regulatory attorney who has represented the New York State Gaming Commission in many drug and other rule violations cases over the past 20 years. Part of Goodell's duties in New York were to recommend potential penalties for various rule violations, including drug violations. Greenberg asked Goodell to run through the list of Baffert's drug positives and respective penalties in the context of his experience working for the state of New York. In the case of a lidocaine positives, which comprised two of the six violations at question, Goodell said he would have expected to pursue a 45-day suspension in each case, but offer the trainer 30 for their first lidocaine violation if they agreed not to pursue an appeal. In the case of phenylbutazone, which accounted for two more of the six violations, he expected to pursue 14 but offer a trainer seven days' suspension if they agreed not to appeal.

All told, Goodell said a trainer with Baffert's record in New York would have racked up 240 days' suspension if he did not decline to appeal cases. Baffert did not serve days for any of the six.

(Those six overages were a phenylbutazone from a July 27, 2019 race at Del Mar; a phenylbutazone from an Aug. 3, 2019 race at Del Mar; two overages of 3-hydroxylidocaine at Oaklawn May 2, 2020; one dextrorphan in a July 25, 2020 race at Del Mar, and a betamethasone in the 2020 Kentucky Oaks in September. The Medina Spirit test is not counted towards the six since it hasn't yet been adjudicated.)

Goodell also said that by his reading of the current draft of proposed regulations of the Horseracing Integrity and Safety Authority (HISA), the same record in the same period of time could result in a suspension as long as 18 months.

Of course, as Baffert attorney Clark Brewster pointed out, none of these violations took place in New York under current New York regulations, nor did they take place under HISA regulations, which are still in development. It remains somewhat unclear what could have been called a positive in New York because Goodell said New York keeps a document with drug testing thresholds but that Dr. George Maylin, director of the drug testing lab for New York state, maintains the right to call a positive if he believes a sample indicates a drug was given outside the regulated timeframe, even if it's under the threshold.

Brewster and Robertson also suggested that NYRA's actions here could be motivated by key New York racing personalities who may be “jealous” of Baffert and his success, or tired of losing to him. Goodell maintained he was not qualified to speculate on that.

Goodell's testimony continues on Jan. 25. The hearing is projected to take three to five days total.

The post ‘A Wrecking Ball … To Integrity’: Lawyers For Baffert, NYRA Trade Barbs On Day One Of Exclusion Hearing appeared first on Horse Racing News | Paulick Report.

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1/ST Partners With Ed Brown Society On Internship Program For African American Students

In advance of the 2022 Pegasus World Cup, 1/ST announces a multi-year partnership with the Ed Brown Society that will include a paid internship program for African American students.

Founded by Living the Dream Racing and Stables and led by respected industry connections Greg Harbut and Ray Daniels, the Ed Brown Society celebrates the rich history of African Americans in the equine industry and creates opportunities for young people of color to gain industry exposure, training and experience through internships and scholarships.

The multi-year commitment of $150,000 made by 1/ST will cover all costs associated with the paid internship program which will enable the Ed Brown Society to identify, recruit and place qualified minority students from both historically black colleges and universities and predominantly white institutions. Chosen interns will be compensated and will have all housing and travel expenses covered as part of the program. The Ed Brown Society will provide ongoing direction to the interns as they progress toward permanent professional placements.

The first two interns will begin their placement this spring at 1/ST Racing's Gulfstream Park. This collaborative internship program will offer African American students the opportunity to learn more about the Thoroughbred horse racing industry as they work alongside members of the experienced 1/ST team.

“1/ST is pleased to be the first industry partner of the Ed Brown Society. We are impressed with the commitment of the organization and Living the Dream Stables to racing as a whole and increasing diversity in particular. We are looking forward to working with Ray, Greg and the rest of their team in the years to come,” said Jason Wilson, Chief Operating Officer, 1/ST Content.

“As a third-generation horseman, and one of the few African American professionals in the industry, I am extremely excited about the work of the Ed Brown Society, and I am delighted that 1/ST has joined us to advance our mission,” said Ed Brown Society Chairman Greg Harbut, whose great-grandfather was the groom of world-renowned Thoroughbred Man O' War.

The introductions of the first interns and acknowledgement of the partnership between 1/ST and the Ed Brown Society will be made as part of the 2022 Pegasus World Cup Kick-Off Celebration taking place on Thursday, January 27th at the Historic Ward Room House and Red Rooster in the Overtown neighborhood of Miami featuring D-Nice, Darin Atwater and the Soulful Symphony.

In addition to the internship program, 1/ST will collaborate with the Ed Brown Society to host “Ed Brown Race Days” across 1/ST Racing venues in California, Florida and Maryland to further support and promote diversity and inclusivity in the sport of Thoroughbred horse racing, including for the Breeders' Cup Challenge Series: Win and You're In at Santa Anita.

The Ed Brown Society is named in honor of Edward Dudley Brown. Born into slavery in Lexington, Ky., Dudley Brown went on to become one of the most accomplished horsemen in the history of Thoroughbred horse racing. Founded by Living The Dream Racing and Stables, Greg Harbut and Ray Daniels also furthered the cause of minority participation in the industry through their respective ownership interests in the 2020 Kentucky Derby runner, Necker Island.

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Annual KEEP Day In Frankfort To Be Held January 27

The Kentucky Equine Education Project (KEEP) announced that it will host its annual KEEP Day in Frankfort event on Thursday, Jan. 27.

KEEP Day in Frankfort provides KEEP grassroots members, industry leaders, breed associations, and other industry partners an opportunity to share with Kentucky lawmakers the importance of horses to their legislative districts and the state's economy.

The event will take place from 9 a.m. – 10:45 a.m. in Room 113 in the Capitol Annex.

Elisabeth Jensen, KEEP's Executive Vice President who oversees the daily operations of the organization, commented, “Kentucky's horse industry and community create an annual economic impact on the state of $6.5 billion. More important, though, are the tens of thousands of jobs and thousands of businesses that contributed directly and in-directly to the state's horse industry. These businesses and industry partners are the lifeblood of small towns across the state and it is critical that the industry flourish to support the small businesses and equine operations that are at the heart of Kentucky's signature industry.”

Created in 2004 to preserve, promote, and protect the state's horse industry, KEEP represents and advocates on behalf of Kentucky's entire industry – all breeds and equine pursuits.

Jensen continued, “KEEP Day in Frankfort brings industry participants together with lawmakers to share how the policies developed in Frankfort have real impacts in the industry across the state. We look forward to showcasing all facets of the industry, including tourism and recreation, racing, non-racing breeds, and more.”

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Mistrial Declared For Giannelli In Horse Doping Trial Due To COVID-19 Positive

COVID-19 temporarily upended Jan. 24 the horse doping trial of Dr. Seth Fishman and Lisa Giannelli — who are among the 27 race horse professionals, including prominent trainers, charged in the case.

As the trial's second week began, testimony was delayed after it was revealed that Giannelli's trial attorney had tested positive for the disease before the trial was to resume Monday.

Judge Mary Kay Vyskocil then declared a mistrial on Giannelli's behalf because her attorney Louis Fasulo wouldn't be able to return to court for at least ten days.

“I can't have a jury on ice for ten days,” she said.

Fishman's attorneys also requested a mistrial but Vyskocil didn't rule on their motion right away. She said she was considering resuming the trial with Fishman as the only defendant.

The judge said in any event there would be no testimony in the case Monday.

The trial opened Jan. 19 with jury selection followed by two days of opening statements and testimony from three witnesses. Prosecutor Anden Chow told the jury Fishman and Giannelli had for two decades operated a “black market drug business” that peddled to horse trainers around the country performance enhancing drugs that were administered to horses on race days and that couldn't be detected by horse racing commissions in post-race testing.

Most of the testimony the jury has heard came from the government's first witness, a 34-year-old woman named Courtney Adams who worked at Fishman's South Florida business for five years until 2017. She said Fishman was fixated on creating drugs that were untestable.

FIshman attorney Maurice Sercarz told the jury his client's actions were in accordance with his veterinary oath to protect the safety and welfare of animals. Fasulo said Giannelli didn't believe she was doing anything wrong while working for Fishman.

Giannelli is facing one count of misbranding conspiracy, and Fishman is charged with two counts of conspiracy to commit drug adulteration and misbranding. Prosecutors say the 11 trainers charged in the case acted to win lucrative purses without regard to the health of their horses.

Both Fishman and Giannelli are out on bail and were in court Monday.

The U.S. District Court in New York has implemented numerous COVID-19 protocols to avoid outbreaks. The witness stand has been outfitted with a HEPA-filtered plexiglass box. There's also a HEPA-filtered plexiglass box for lawyers to use when they question witnesses. Masks are required of everyone in the courtroom, including the judge, but witnesses and lawyers can remove them if they are using those boxes.

Over the weekend courthouse officials implemented a new protocol, requiring that lawyers and witnesses needed to take a rapid PCR test if they intended to remove their masks while using the boxes.

It was when Fasulo took the test in accordance with the new protocol that he learned of the positive result.

He showed up the courtroom briefly and then left. He spoke to the judge via an audio hookup.

His symptoms appeared mild. He told Vyskocil he had a “tickle in his throat.”

“I don't know what we're going to do. I feel terrible,” Fasulo said before consenting to the mistrial.

Giannelli's new trial date hasn't been set.

Fishman attorney Marc Fernich said a mistrial was warranted for his client given the positive COVID test. He said the trial's start had revealed differences between Fishman and Giannelli regarding their defense strategies.

“The defense has a right to have a trial with a clean slate,” Fernich said.

Still awaiting trial is Jason Servis whose horse Maximum Security finished first in the 2019 Kentucky Derby only to be taken down for interfering with another horse. Prosecutors have accused Servis of doping dozens of horses in his barn, including Maximum Security.

The Thoroughbred industry's leading publications are working together to cover this key trial.

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