The Week in Review: What the Larry Saumell Case Might Mean for Baffert

It was another week when the Bob Baffert-NYRA saga again dominated the headlines, with both sides killing a lot of trees with their voluminous and seemingly never ending legal filings. At times it was mind numbing, and the laymen among us are having a hard time discerning what is important, what is not, whether or not there are any precedents to consider and which side appears to be winning a fight that grows more acrimonious by the day.

After Medina Spirit (Protonico) tested positive for betamethasone in the GI Kentucky Derby, NYRA decided to ban Baffert. He is not allowed to stable at or run at the NYRA tracks. With Saratoga upon us, that could not have come at a worse time for the Hall of Fame trainer. He has already lost a number of horses to other trainers, their owners not willing to pass on the chance to run at the Saratoga meet. Some of the many questions surrounding the ban may be answered Monday when both sides will appear at the U.S. District courthouse in Brooklyn, where it will be decided whether or not Baffert will be granted a restraining order that would allow him to run in New York…at least temporarily.

The Baffert team will argue that his due process rights have been violated and that NYRA does not have the authority to suspend Baffert's license under New York law. Only the New York Gaming Commission can do that, they will claim. And the Gaming Commission has taken no action to date against the trainer. Both points are important. Can NYRA, at its discretion, just throw someone out? And can it do so without offering the individual a hearing beforehand?

The right of a racetrack to exclude someone has been argued back and forth over the years and the result has not been a clear-cut, definitive answer. The question grows even more complicated when NYRA is involved because of its status as a “quasi” state agency. The courts have consistently ruled that privately owned racetracks have the right to bar someone. That's probably why Baffert has, so far, taken no action against Churchill Downs to have its ban overturned.

It will be up to Judge Carol Bagley Amon to decide whether or not NYRA has the legal right to exclude someone. No doubt, Baffert's team will steer her toward the 40-year-old story of a jockey, Larry Saumell, who was run out of the New York tracks by NYRA after he was allegedly caught carrying a battery. While there have been other cases over the years that dealt with NYRA's rights when it comes to excluding someone, the Saumell case would seem to be the most relevant to the Baffert case.

On July 13,1981, Saumell was denied access to Belmont Park, Aqueduct and Saratoga after a NYRA investigation determined that the jockey was in possession of a battery before the start of a June 22 race. NYRA took the infraction so seriously that it turned the case over to the Nassau County District Attorney's office.

“You work all your life to do something, and bang–in three seconds it can be taken away from you,” Saumell, who never argued that he was not in possession of a battery, told Newsday in 1981.

“We have a separate responsibility to do what we have to do, to protect the integrity of racing,” NYRA's head of security John Keenan told Newsday, sounding very much like his counterparts 40 years later. “It's our responsibility to do what we have to do to protect the integrity of racing.”

Saumell, his career in jeopardy, hired firebrand lawyer Joseph Faraldo, and fought back. Ten days after he was banned, Saumell won an appeal, a state court vacating a stay that had been obtained by NYRA against Saumell. He was immediately reinstated. The court ruled that while NYRA had a responsibility to protect the betting public only the New York State Racing and Wagering Board (the precursor to the Gaming Commission) could revoke a license. In making the decision, the court ruled that “…any further attempt by NYRA to exclude the petitioner (Larry Saumell) would infringe on the Board's authority to license horsemen.”

The case went back and forth in the courts while Saumell continued to ride. On Feb. 23, 1981, the jockey received the news he had been waiting for–an appeals court ruled firmly in his favor. NYRA's quest to keep him out was all but over.

This time the basis for the ruling was that NYRA had violated Saumell's civil rights by not granting him a hearing and, therefore, it had to reinstate him.

The ruling read: “The common-law right of the New York Racing Association (NYRA) to exclude persons from its premises includes the right when there is reasonable cause to believe a jockey licensed by the New York State Racing and Wagering Board (the Board) guilty of misconduct to deny him access. In doing so, however, NYRA must conform to the requirements of due process.”

Baffert's lawyers have made the same argument as he has yet to have a hearing before NYRA stewards or officials.

“First, Baffert was not afforded any due process before he was summarily suspended by NYRA,” Baffert's team wrote in a filing last week. “He was given no notice of any charges against him and no opportunity to be heard. Instead, he received a letter stating that he was immediately suspended and would not be permitted to race any horses in New York.”

With NYRA rebuffed, Saumell continued to ride throughout the legal proceedings. It's hard to say how the affair affected his career. He was only 22 at the time and was winning races on the New York circuit, but his career leveled off. He never became a star and instead finished out his career riding, not in New York, but in New Jersey, Maryland, Florida and Kentucky. He last rode in 1999 and, after he retired, he became a representative for the Jockeys' Guild. His biggest win came in the GII Pennsylvania Derby in 1988 and he had 2,098 total winners. Just 54, he died in 2011, his obituary in the Daily Racing Form not even mentioning his ban 30 years earlier.

When asked about the Saumell case, Baffert's lawyer Craig Robertson replied via text, saying: “That case has been referenced in the legal papers filed with the court. It is an important precedent and supports the contention that NYRA can't do what they're doing to Bob.”

Does the Saumell case mean that Baffert will win and the courts will rule that NYRA must reinstate him? That's hard to say. But 40 years ago NYRA tried to rule off a participant after a serious allegation, that he used a battery. And it didn't work.

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Mares and Foals Join Racehorses at Fasig-Tipton Monday

Fasig-Tipton's July Horses of Racing Age Sale returns to Newtown Paddocks Monday for the ninth straight year. It will be preceded for the first time by the Fasig-Tipton July Breeding Stock Sale, which gets underway at 2 p.m.

The Horses of Racing Age Sale is comprised of 175 racehorses, 11 of which were supplements added late last week. Some of the standouts in this year's catalogue are recent Iowa Derby victor Stilleto Boy (Shackleford); GSW Fearless (Ghostzapper); GIII Bashford Manor S. runner-up Vodka N Water (Fed Biz); Wicked Bisou (Wicked Strong), a half-sister to champion Midnight Bisou (Midnight Lute); and last weekend's Iowa Distaff heroine Josie (Race Day).

“I think it's a really good group,” said Fasig-Tipton President Boyd Browning. “The composition and the mix of horses of racing age can change from year to year. I think it will offer a broad appeal. We have some older, proven horses at the highest level. We also have some young horses that look like they have a ton of potential. I think we truly have something for everyone no matter where you're competing. Whether you're at Saratoga or Del Mar or at a more local, regional venue, there is something here for you.”

He continued, “I think we've seen a very vibrant 2-year-old market so far in 2021. There has also been lots of activity in the private marketplace and the claim box. We feel fortunate that we think we have a really good group of horses of racing age. A lot of horses have come out of this sale and achieved significant success, so we're ready to roll on Monday.”

Some notable graduated of this auction include GI Breeders' Cup F/M Sprint winner Wavell Avenue (Harlington); GIII Westchester S. victor Nicodemus (Candy Ride {Arg}); and GSW & MGISP Ivy Bell (Archarcharch).

Last year's Horses of Racing Age Sale was held amidst the COVID-19 pandemic despite the fact the Fasig-Tipton July Yearling Sale, traditionally held the next day, was canceled. A total of 81 horses changed hands for a gross of $5.072 million last term. The average was $62,617 and the median was $30,000.

“For a while, we had to recruit heavily because it was a new concept seven or eight years ago,” Browning said. “Now, there are certainly owners that point for this sale in terms of adjusting their inventory and figuring out what makes sense. We are continuing to recruit horses that might have run well as recently as yesterday. There is certainly an opportunity for liquidity in the marketplace with a sale of this type, so there are some interesting opportunities to both buy and sell horses.”

The July Breeding Stock Sale debuts with 55 broodmares, several of which sell with 2021 foals at their sides. Seventeen of those mares belong to the Far From Over/Fountain of Youth Dispersal, which is being handled by Stuart Morris.

“We've done some things in the past similar to this with Ms. Alexander, and with the Heiligbrodt and Melnyk dispersals, so it's not the first time that we have offered some mares with foals or breeding stock in July,” Browning said. “We've had inquiries from people who would like to sell a mare. Some people really like selling the three-in-one package, the mares in foal and the foals at their sides, so we decided to give it a try and see what the market thinks. I think we've attracted some really interesting horses. Based on the overall strength of the market, we think that they will be well received here.”

If all goes well Monday, the July Breeding Stock Sale could return to Newtown Paddocks next year.

“The marketplace often answers the question whether the concept has merit or not,” Browning said. “I think these horses will bring fair market value. It's something you hope you might have something to build on in the future. But as we do with all of our sales, we will evaluate the results after the fact. Our emphasis right now is to deliver the best results for the men and women that are going to be selling with us [Monday].”

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Godolphin’s ‘Blue Sky’ Sophs at F-T July HORA

The Godolphin racing team has been the envy of many so far in 2021, headed by reigning juvenile champion Essential Quality (Tapit), who took the GI Belmont S. last month. And while the organization can usually be counted on to turn out top-tier performers year after year, some of the hopefuls don't quite make it to the highest levels. As is generally the case with many of the largest players on the racing scene, decisions must be made and as a result, the racing division pared down. Case in point, 10 prospects previously raced by the operation have been earmarked for Monday's Fasig-Tipton July Selected Horses of Racing Age Sale in Lexington.

“A new wave of 100 2-year-olds recently joined their program,” explained Brookdale's Joe Seitz, consignor of the Godolphin draft of horses. “They have also retained more horses over the past few years than they normally have. At this time of year, it is ideal for them to make some decisions, because if they're not going to be top-end stakes horses, then they can be very useful for someone else. They have no problem with these horses going on to be successful racehorses for somebody else. They have very high parameters that they need to meet for their stable and this is an ideal time to thin out some numbers. These horses are very useful quality horses that some people are going to have fun with.”

And while no stranger to the July sale's HORA session, Godolphin is tweaking the product on offer for the 2021 renewal.

“They sold some last year at this sale, but those were mostly older horses,” Seitz said. “This year, they are offering 3-year-olds which is a nice addition, because these horses that have plenty of conditions left and a lot of 'blue sky' in front of them.”

Heading the group is Cave Hill (Frosted), winner of Turfway's Rushaway S. Mar. 27. A winner on all three racing surfaces, Hip 613 broke his maiden going a mile in the Indiana slop last October before adding a victory in a Tampa optional claimer on the sod in December. This season, the Brendan Walsh trainee hit the board in half of his starts, including a third in the Dania Beach S. at Gulfstream in January.

“He's been training really well,” affirmed Seitz. “He is definitely a listed caliber individual.”

A half-brother to dual Grade II scorer Skylighter (Sky Mesa), the gelding is a grandson of the Grade I-winning mare, Nastique (Naskra). He is from the first crop of Godolphin's GI Whitney winner Frosted (Tapit).

“What buyer wouldn't want to have a three-weapon arsenal,” said Seitz, explaining the allure of the gelding's ability dirt, turf and all-weather. “You can take him north, you can take him south, you can really run him just about anywhere you like.”

Hailing from the same family is Hip 648, a winning son of Ghostzapper named Ghostlighter. Out of the aforementioned Skylighter, the half-brother to graded-placed Sky Painter (Street Cry {Ire}) is the winner of two career starts, including the most recent registered going a mile at Indiana in April. In his latest start, he finished runner-up in a main track Arlington optional claimer July 4.

The page doesn't get much better than that of Tapwood, cataloged as Hip 564. By leading sire Tapit, the sophomore is out of dual Grade I-winning Better Lucky (Ghostzapper), who is a granddaughter of GI Breeders' Cup Sprint heroine Desert Stormer (Storm Cat). Stakes placed in Monmouth's Sapling S. at two, the gelding broke through for Mike Stidham a Tampa in January before hitting the board in three of his next four starts, including the most recent a second-place effort in a Delaware allowance June 24.

“He is a very good-looking son of Tapit who was second in his two latest starts,” he said. “He is a maiden winner, so he still has all his conditions and we think he's sitting on a win.”

Also sporting upside is National Road (Quality Road), a half-brother to a trio of stakes performing siblings, including German listed winner Clear Water (Hard Spun). Cataloged as Hip 526, the son of Storm Lily (Storm Cat) was second going 8 1/2 furlongs over the Churchill turf June 13 before finishing third at Ellis June 27.

“He was a 'top 15 horse' among [Godolphin's] 2-year-old class last year coming out of their leg-up farm,” offered Seitz. “The horse has a lot of ability. He's been competitive on the Kentucky circuit, so there is a lot of potential there. This could be a good opportunity for someone to have some fun with especially with all the KTDF money available right now because he's Kentucky bred. And he has all his conditions.”

Representing one of the leading stallions in the nation, Hip 598, Atone (Into Mischief), annexed a trio of races in 2020 before finishing seventh in the GIII Tampa Bay S. in February. Gelded thereafter, he finished third in his two most recent starts an Arlington optional claimer June 19.

With already a win under his belt this season, Commandeer (Street Boss) hit the board in four of five starts in 2021, including a victory for trainer Eoin Harty at Tampa in April. Hip 619, who  is out of Gozlan (Tiznow), a full-sister to dual Grade II winner and Grade I placed Tizaqueena, finished third on Arlington's all-weather last weekend.

Summarizing his overall assessment of the consignment's physical appeal as a whole, Seitz said, “These horses have been in the best of hands and have sensational pedigrees. Think of the broodmare band they are coming out of. And all of the horses really look the part, they really do. I know it sounds like a party line, but physically any one of them would knock your socks off. Each one is prettier than the next.”

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Sunday’s Insights: Malibu Moon ‘Rising Star’ Returns at Belmont

7th-BEL, $92K, Alw, N1X, 3yo/up, f/m, 6f, post time: 3:47 p.m. ET
The rail-drawn HARPER'S IN CHARGE (Malibu Moon) makes her first start since posting a runaway wire-to-wire 'TDN Rising Star' performance on debut at Aqueduct Nov. 15. The $220,000 KEESEP yearling purchase's unraced dam Azara (More Than Ready) is a half-sister to the brilliant Tepin (Bernstein) and MGSW Vyjack (Into Mischief). Harper's in Charge has a pair of bullets on her worktab for this at Christophe Clement's Saratoga base. Even-money morning-line favorite Bella Sofia (Awesome Patriot), runner-up behind the unbeaten Australasia (Sky Kingdom) in the Jersey Girl S. at second asking June 6, is cross-entered in Saturday's GIII Victory Ride S. at Belmont. She previously romped by 11 1/4 lengths with a gaudy 94 Beyer on debut May 6. TJCIS PPs

4th-ELP, $51K, Msw, 2yo, 7f, post time: 3:14 p.m. ET
Winchell homebred GUNTOWN (Gun Runner) looks to become the eighth winner for his red-hot freshman sire. Trained by Hall of Famer Steve Asmussen, the bay is a half-brother to these connections' champion Untapable (Tapit) as well as GISW Paddy O'Prado (El Prado {Ire}). Guntown was listed as selling for $750,000 (co-second highest of 46 sold from his sire's first crop) to L & N Racing at last year's Keeneland September sale. TJCIS PPs

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