The Week in Review: What the Larry Saumell Case Might Mean for Baffert

It was another week when the Bob Baffert-NYRA saga again dominated the headlines, with both sides killing a lot of trees with their voluminous and seemingly never ending legal filings. At times it was mind numbing, and the laymen among us are having a hard time discerning what is important, what is not, whether or not there are any precedents to consider and which side appears to be winning a fight that grows more acrimonious by the day.

After Medina Spirit (Protonico) tested positive for betamethasone in the GI Kentucky Derby, NYRA decided to ban Baffert. He is not allowed to stable at or run at the NYRA tracks. With Saratoga upon us, that could not have come at a worse time for the Hall of Fame trainer. He has already lost a number of horses to other trainers, their owners not willing to pass on the chance to run at the Saratoga meet. Some of the many questions surrounding the ban may be answered Monday when both sides will appear at the U.S. District courthouse in Brooklyn, where it will be decided whether or not Baffert will be granted a restraining order that would allow him to run in New York…at least temporarily.

The Baffert team will argue that his due process rights have been violated and that NYRA does not have the authority to suspend Baffert's license under New York law. Only the New York Gaming Commission can do that, they will claim. And the Gaming Commission has taken no action to date against the trainer. Both points are important. Can NYRA, at its discretion, just throw someone out? And can it do so without offering the individual a hearing beforehand?

The right of a racetrack to exclude someone has been argued back and forth over the years and the result has not been a clear-cut, definitive answer. The question grows even more complicated when NYRA is involved because of its status as a “quasi” state agency. The courts have consistently ruled that privately owned racetracks have the right to bar someone. That's probably why Baffert has, so far, taken no action against Churchill Downs to have its ban overturned.

It will be up to Judge Carol Bagley Amon to decide whether or not NYRA has the legal right to exclude someone. No doubt, Baffert's team will steer her toward the 40-year-old story of a jockey, Larry Saumell, who was run out of the New York tracks by NYRA after he was allegedly caught carrying a battery. While there have been other cases over the years that dealt with NYRA's rights when it comes to excluding someone, the Saumell case would seem to be the most relevant to the Baffert case.

On July 13,1981, Saumell was denied access to Belmont Park, Aqueduct and Saratoga after a NYRA investigation determined that the jockey was in possession of a battery before the start of a June 22 race. NYRA took the infraction so seriously that it turned the case over to the Nassau County District Attorney's office.

“You work all your life to do something, and bang–in three seconds it can be taken away from you,” Saumell, who never argued that he was not in possession of a battery, told Newsday in 1981.

“We have a separate responsibility to do what we have to do, to protect the integrity of racing,” NYRA's head of security John Keenan told Newsday, sounding very much like his counterparts 40 years later. “It's our responsibility to do what we have to do to protect the integrity of racing.”

Saumell, his career in jeopardy, hired firebrand lawyer Joseph Faraldo, and fought back. Ten days after he was banned, Saumell won an appeal, a state court vacating a stay that had been obtained by NYRA against Saumell. He was immediately reinstated. The court ruled that while NYRA had a responsibility to protect the betting public only the New York State Racing and Wagering Board (the precursor to the Gaming Commission) could revoke a license. In making the decision, the court ruled that “…any further attempt by NYRA to exclude the petitioner (Larry Saumell) would infringe on the Board's authority to license horsemen.”

The case went back and forth in the courts while Saumell continued to ride. On Feb. 23, 1981, the jockey received the news he had been waiting for–an appeals court ruled firmly in his favor. NYRA's quest to keep him out was all but over.

This time the basis for the ruling was that NYRA had violated Saumell's civil rights by not granting him a hearing and, therefore, it had to reinstate him.

The ruling read: “The common-law right of the New York Racing Association (NYRA) to exclude persons from its premises includes the right when there is reasonable cause to believe a jockey licensed by the New York State Racing and Wagering Board (the Board) guilty of misconduct to deny him access. In doing so, however, NYRA must conform to the requirements of due process.”

Baffert's lawyers have made the same argument as he has yet to have a hearing before NYRA stewards or officials.

“First, Baffert was not afforded any due process before he was summarily suspended by NYRA,” Baffert's team wrote in a filing last week. “He was given no notice of any charges against him and no opportunity to be heard. Instead, he received a letter stating that he was immediately suspended and would not be permitted to race any horses in New York.”

With NYRA rebuffed, Saumell continued to ride throughout the legal proceedings. It's hard to say how the affair affected his career. He was only 22 at the time and was winning races on the New York circuit, but his career leveled off. He never became a star and instead finished out his career riding, not in New York, but in New Jersey, Maryland, Florida and Kentucky. He last rode in 1999 and, after he retired, he became a representative for the Jockeys' Guild. His biggest win came in the GII Pennsylvania Derby in 1988 and he had 2,098 total winners. Just 54, he died in 2011, his obituary in the Daily Racing Form not even mentioning his ban 30 years earlier.

When asked about the Saumell case, Baffert's lawyer Craig Robertson replied via text, saying: “That case has been referenced in the legal papers filed with the court. It is an important precedent and supports the contention that NYRA can't do what they're doing to Bob.”

Does the Saumell case mean that Baffert will win and the courts will rule that NYRA must reinstate him? That's hard to say. But 40 years ago NYRA tried to rule off a participant after a serious allegation, that he used a battery. And it didn't work.

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Letter To The Editor: NYRA Stands Firm As Its ‘Right Of Exclusion’ Is Tested

I have been heralding a racetrack's right of exclusion throughout my career. This court tested policy enables track management the right to deny an individual the privilege to race if the individual's participation is deemed to be a detriment to the best business interest of the facility.

The implementation of this policy is critical to horse racing's ability to regain the public trust that has been waning for decades. Our regulators charged with maintaining the integrity of racing have failed and, in many instances, outright refused to implement rules, seriously damaging the public perception of our sport.

Kudos to the New York Racing Association (NYRA) as they have implemented their right of exclusion barring Bob Baffert from participating at any of their facilities.  This could be the watershed moment that can turn the tide in racing's demise.

In 2018 Justify the Triple Crown winner tested positive in the Santa Anita Derby for scopolamine, a banned human medication.  Long after the unprecedented surreptitious investigation the drug violation was declared an environmental poisoning, a determination applied to medication irregularities for this trainer in the past.

The scandal did not come to light for over a year until a New York Times investigation unearthed the failure of the California Horse Racing Board (CHRB) to follow equine drug positive investigative protocols.  In recent weeks, the Washington Post via documents acquired through a freedom of information request have detailed the scope of corrupt CHRB actions enabling an ineligible horse to enter and win the Kentucky Derby.

Medina Spirit's betamethasone positive in this year's Kentucky Derby is the second incident involving illicit medication issues in the Kentucky Derby since 2018, both under the care and supervision of the same trainer.

These incidents exponentially support the need for racetrack's right of exclusion policy and more importantly the Horseracing Integrity & Safety Authority.

The Medina Spirit incident appears to be the straw that broke the horse's back.  Taking into consideration recent medication irregularities, NYRA and Churchill Downs exerted their right of exclusion barring Bob Baffert from racing at their facilities.

Mr. Baffert has decided on legal action to test the court approved right of exclusion policy citing the 14th Amendment due process rights, also noting the irreparable damage to his reputation.

Courageously, NYRA is steadfast in their commitment to exclude Mr. Baffert, notifying the court of a motion to dismiss his lawsuit and also noting that the irreparable damage to his reputation was self-inflicted.

We need the horse racing gods to set the court on the right path supporting the right of exclusion.

–Arthur Gray is a longtime horseman, steward and integrity consultant from West Seneca, N.Y.

If you would like to submit a letter to the editor, please write to info at paulickreport.com and include contact information where you may be reached if editorial staff have any questions.

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Five Owners On The Verge Of Leaving Bob Baffert Over NYRA Ban, Legal Filing Reveals

According to the Thoroughbred Daily News, Judge Carol Bagley Amon ordered attorneys for Hall of Fame trainer Bob Baffert to divulge specific names relating to his claim in a July 7 affidavit stating: “I have recently had conversations with other owners who have stated that they may move their horses to other trainers if the New York suspension continues.”

A one-page letter filed on Friday revealed five names: “Gavin Murphy of SF Bloodstock; Jack Wolf of Starlight Racing; Peter Fluor of Speedway Stable; Sol Kumin of Madaket Stables; and George Bolton.”

Judge Amon issued the order to reveal names of owners considering leaving Baffert's stable in response to the New York Racing Association's motion to strike the trainer's affidavit from the record.

Baffert filed suit against NYRA on June 14, nearly a month after the racing association notified the Hall of Fame trainer that he was temporarily banned from racing or stabling at NYRA tracks while the Kentucky Horse Racing Commission conducts its investigation into the post-race drug positive for Baffert-trained Medina Spirit, who crossed the finish line first in the May 1 Kentucky Derby. Baffert is seeking a temporary and permanent injunction against the ban.

As defendant in the case, NYRA filed a memorandum of law on June 30 in opposition to Baffert's motion for preliminary injunction. The Jockey Club filed a brief on that same date as amicus curiae, or friend of the court, claiming that its role as keeper of the Stud Book gives it a “unique interest in ensuring that when Thoroughbreds enter the breeding shed (where they determine the future of the breed through progeny), they do so with records uninfluenced by the effects of medication.”

On July 7, attorneys for Baffert filed their own memorandum of law, which consisted of 434 pages and included an affidavit from the trainer. In the memo, Baffert's attorneys allege that NYRA has “vindictively” targeted the trainer utilizing “hypocrisy” and “backdoor” tactics. The filing also zeroes in on two legal arguments: that the ban violates the trainer's right to due process, and that NYRA has no authority to issue a ban.

That same filing also details the exodus of horses owned by WinStar Farm from Baffert's stable as an example of the type of harm that the ban will cause to the trainer's livelihood.

Read more at the Thoroughbred Daily News.

Additional stories about Baffert's Kentucky Derby positive and ensuing legal battles, listed in order from most recent to the original story:

The post Five Owners On The Verge Of Leaving Bob Baffert Over NYRA Ban, Legal Filing Reveals appeared first on Horse Racing News | Paulick Report.

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Baffert Attorneys: ‘It Does Not Serve The Integrity Of Horse Racing To Suspend First And Ask Questions Later’

Just five days before a scheduled hearing, attorneys for embattled trainer Bob Baffert filed a 434-page memorandum supporting their attempt to convince the court to overturn the New York Racing Association's ban on Baffert. According to the Thoroughbred Daily News, Baffert's attorneys allege that NYRA has “vindictively” targeted the trainer utilizing “hypocrisy” and “backdoor” tactics. The filing also zeroes in on two legal arguments: that the ban violates the trainer's right to due process, and that NYRA has no authority to issue a ban.

“Nowhere in NYRA's Response is there any contention that Baffert has violated any New York statute or racing rule,” the memo states. “In fact, the opposite is true. Over the course of his 46-year training career, including more than 30 years of racing in New York, Baffert has never even been accused of violating a New York rule and he has never faced discipline from either NYRA or the New York State Gaming Commission [NYSGC].

“Despite his distinguished New York racing career, without even a hint of wrongdoing, NYRA believes it has free rein to unilaterally void his constitutionally protected property rights and ban him from all activity in New York without notice and for an indefinite period of time based solely on unproven allegations of a minor infraction (an overage of an allowable medication) in another jurisdiction.”

Baffert filed suit against NYRA on June 14, nearly a month after the racing association notified the Hall of Fame trainer that he was temporarily banned from racing or stabling at NYRA tracks while the Kentucky Horse Racing Commission conducts its investigation into the post-race drug positive for Baffert-trained Medina Spirit, who crossed the finish line first in the May 1 Kentucky Derby. Baffert is seeking a temporary and permanent injunction against the ban.

As defendant in the case, NYRA filed a memorandum of law on June 30 in opposition to Baffert's motion for preliminary injunction. The Jockey Club filed a brief on that same date as amicus curiae, or friend of the court, claiming that its role as keeper of the Stud Book gives it a “unique interest in ensuring that when Thoroughbreds enter the breeding shed (where they determine the future of the breed through progeny), they do so with records uninfluenced by the effects of medication.”

Both those court filings struck the same note, countering Baffert's argument that he will suffer irreparable harm as a result of his ban from Belmont Park and the upcoming high-profile meeting at Saratoga.

In response, the July 7 memo from Baffert's attorneys argues: “There is no compensating for the missed opportunity to participate in prestigious races that define the success of a trainer's career and garner goodwill with clients. NYRA's argument that Baffert cannot prove irreparable harm because he can still race in other states is missing the mark. First, there is no meet more prestigious than Saratoga and the gravitas and economic benefit that come from New York racing cannot be overstated. (…) Baffert's runners in New York win almost three times the amount that they do outside New York. This demonstrates the importance of NYRA racing to Baffert despite the fact that he races in other jurisdictions.”

NYRA's June 30 memo contends that the decision to ban Baffert “was based on probable cause that plaintiff's actions warranted suspension and was necessary to protect the safety of the racehorses and their riders, and required to ensure the integrity of the sport.”

Baffert's attorneys insist that NYRA acting on behalf of the sport's integrity is a “false narrative.”

“The fact NYRA routinely allows onto its tracks trainers who have actually been found to have broken New York's rules of racing completely shatters that false narrative,” their July 7 memo states. “NYRA smears Baffert with allegations about other positive tests, without providing the critical context of those, including that they involved minor overages of permitted substances, none of which merited a suspension and some of which, Baffert was, for all practical purposes, vindicated. … It does not serve the 'integrity' of horse racing to suspend first and ask questions later.”

A hearing on the motion for injunctive relief is scheduled for July 12.

Read more at the Thoroughbred Daily News.

Additional stories about Baffert's Kentucky Derby positive and ensuing legal battles, listed in order from most recent to the original story:

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