Credibility Challenged, Former NY Steward Erupts at Baffert Hearing

Under pressure of cross-examination that questioned his credibility, a retired New York State Gaming Commission (NYSGC) steward launched into a nearly five-minute tirade just before the close of Wednesday's hearing to determine whether the New York Racing Association (NYRA) can exclude trainer Bob Baffert over alleged “detrimental conduct.”

Voice cracking with emotion and punctuating points by banging his fist on the witness table, Stephen Lewandowski, who served as the state steward at NYRA tracks between 2014 and 2019, lost his cool after testifying in support of Baffert and then facing terse questioning from a NYRA lawyer who wanted to establish that Lewandowski was being selectively forgetful about his previous dealings with a Baffert controversy.

NYRA's lead attorney also wanted to get it on the record that the former steward had once been put on notice by a state ethics board for allegedly improper post-retirement advocacy on behalf of the controversial banned trainer Richard “Rick” E. Dutrow, Jr., back in 2019.

Lewandowski's outburst, after some 7 1/2 hours of lower-key testimony from seven witnesses, overshadowed remote video appearances by Hall-of-Fame jockeys Mike Smith and John Velazquez, both of whom expressed unwavering support of Baffert.

The eruption also trumped an attempt by Baffert's defense team to get the hearing called off over procedural provisions related to whether NYRA was exceeding its authority as an administrative agency (the hearing proceeded; Baffert's lawyers were bluntly told by hearing officer O. Peter Sherwood to file a post-case brief that he would take under consideration).

For the third straight day, Baffert did not take the witness stand during the Jan. 26 hearing, which despite being conducted in a conference room within the Manhattan offices of NYRA's attorneys, had all the elements of a court trial.

In the morning, Baffert could be seen via the Zoom feed wearing a blue sport coat, blue dress shirt and jeans, tapping his feet in a fidgety way while sipping from a white coffee mug. But by the end of the day any signs of nervous energy had dissipated when Baffert was shown at the respondent's table alongside his attorneys right before adjournment of another long day of testimony.

NYRA is charging that Baffert's alleged conduct is or has been “detrimental” to three entities: 1) The best interests of racing; 2) The health and safety of horses and jockeys; 3) NYRA's business operations.

NYRA had tried to rule off Baffert back on May 17, 2021, without any sort of due process. But he filed a federal lawsuit that got that ban overturned, and now must go through a newly invented NYRA exclusionary hearing process, at which Medina Spirit's still-not-adjudicated GI Kentucky Derby drug positive and four other recent equine drug infractions are the focal points.

Lewandowski, called as a witness by Clark Brewster, one of Baffert's attorneys, testified that he had never met the Hall of Fame trainer in person until Tuesday. The former steward said he had reached out to Baffert by phone “when this whole [NYRA banishment] process started up, and I offered my support… because I feel he's being unfairly taken advantage of.”

During his time as a steward at NYRA tracks (which included fill-in stints as far back as 2000), Lewandowski said that Baffert “never, never, never, never had any problems in New York. Never. The only thing I could ever possibly remember is that maybe his owners needed a license,” which he described as a minor difficulty he helped to correct.

But when NYRA attorney Hank Greenberg took over for cross-examination, he tried to jog Lewandowski's memory by asking him no fewer than five different ways if he was sure that Baffert had never been involved with a controversial issue that the stewards had to deal with.

“Not in connection with Bob Baffert, no,” Lewandowski affirmed.

Greenberg then asked him to specifically recall the 2018 GI Belmont S. That race, of course, was memorable for the Baffert-trained Justify winning the Triple Crown.

But it was also notable for assertions that Restoring Hope, an uncoupled stablemate of Justify, was sent for speed while taken very wide into the first turn before abruptly cutting down to secure a position to the outside of Justify's flank. It appeared to some observers that Restoring Hope was acting as a “wing man” or “blocker” to escort the on-the-lead Justify to victory.

In addition, rival owner Mike Repole subsequently implored the stewards to investigate possible jockeys' collusion based on the rider of his own horse, Noble Indy, not following instructions to vie for the lead. Repole had also said at the time that Restoring Hope was ridden more like “an offensive lineman than a racehorse trying to win the Belmont.”

Brewster could see where this was going, and protested “This is nonsense!” several times before the hearing officer allowed the race replay to be shown.

Yet Lewandowski continued to maintain that he didn't recall any controversy, couldn't remember any owners complaining, couldn't recollect discussing the situation with the two other stewards, didn't remember later interviewing an involved jockey, and drew a blank about ever speaking to the press about the controversy involving Baffert's horse.

Greenberg then presented him with news clippings about the non-investigation, and asked the now-flustered Lewandowski to read his own quotes about it to refresh his memory.

Yet Greenberg did not dwell on that one point. He quickly pivoted to bring up Lewandowski's support of Dutrow, who in 2011 was suspended 10 years and fined $50,000 by the NYSGC's predecessor agency after one of his Aqueduct winners tested positive for an opioid analgesic and syringes containing a painkiller and a sedative were found in Dutrow's stable office.

Lewandowski had retired in June 2019. Five months later, he wrote a letter to the NYSGC and the Queens District Attorney stating that Dutrow's penalties were too tough and alleging that, “Mr. Braulio Baeza Jr., the NYRA Steward at the time… told me on numerous occasions that evidence against Mr. Dutrow was planted…”

That letter found its way into published news reports. Baeza denied he ever said such a thing. The NYSGC issued a press release to denounce Lewandowski's assertions.

And, according Greenberg, the New York State Joint Commission on Public Ethics (JCOPE) sent Lewandowski a letter putting him on notice that former state employees were not supposed to appear before their former agencies to advocate on behalf of anyone or anything for a two-year period after they left their jobs.

Lewandowski replied to Greenberg by stating that he had “no knowledge” of any JCOPE investigation into that. “No one informed me–sort of what NYRA did with Bob [Baffert]–that this was going on,” he said. “So I got a letter saying…they chose not to punish me or pursue this any further. They found no reason to do it.”

Greenberg had that letter too. He brought it out and began quoting form it to ask Lewandowski if he recalled that it stated his advocating for clemency on behalf of Dutrow “implicates post-employment restrictions that apply to former state employees, specifically the two-year ban.”

And that's when the former state steward let loose with a rambling, under-oath diatribe reminiscent of Humphrey Bogart's courtroom portrayal of the under-duress Captain Queeg in the 1954 film “The Caine Mutiny.”

“I got no punishment. I didn't even know it was going on. How about that? How could they run [an investigation] without even speaking to me? How can they do that? Well, I know. NYRA does the same thing. They just decide to suspend Bob Baffert and not even speak to him. You think that's right? You're an attorney. Do you?” Lewandowski challenged Greenberg.

“Do you think if I conduct an investigation about you and not [ask you] what the circumstances are that that's right? That's what you're doing with Bob Baffert. You're suspending him without even speaking to him…. How about asking him about charges in Kentucky that haven't even been filed yet? If I was him, I wouldn't answer the question!” Lewandowski snarled.

The outburst continued (repetitive parts have been omitted here):

“[Baffert is] testifying in two hearings now. How could you do that to somebody? A person that was so kind to show his [Triple Crown] horses to everybody. Everybody! Including all of NYRA's executives. All of them went down there. Bob pulled [American Pharoah and Justify] out and took pictures with them and did all that. And I never went down there. Why? Because I felt it was improper for me to do that. It wasn't right…

“And another thing with Rick Dutrow. I never spoke to him until I retired. I called up [a NYSGC executive] and I said, 'How does Rick Dutrow go about reapplying? How does he do it?'…. And so it took six months to get an answer from the gaming commission. Who's responsible? Their job is to protect and to help people like [Dutrow], not hurt him. It's their job, that's what they're supposed to do, make it for the people!”

The conference room remained silent while Lewandowski kept going on about the NYSGC's alleged wrongdoing of Dutrow.

“Nowhere and no-how has [there] ever been [such strict penalization]–10 years and $50,000! And you know another thing? They took his $50,000…. They took his $50,000 and then told him–the was a man who was totally destroyed, had no money, nothing, completely broke–and they made him pay $50,000 and then told him forget about [being reinstated]. You know what that's like? I had the opportunity to do that, but I would never do that to a licensee. I would never take your money when I know you can't work…”

This portion of Lewandowski's venting eventually took up three full minutes.

At which point, Greenberg calmly asked, “Are you done?”

NYRA's lawyer certainly wasn't finished. Greenberg couldn't resist getting Lewandowski going again with another simple question: “Braulio Baeza–is he a good man?”

Lewandowski roared back to life: “Braulio Baeza–one of us is lying! Either Braulio Baeza or me. Are you accusing me of lying?…If you think I'm lying, then just accuse me of lying. Are you calling me a liar? Are you calling me a liar sir? Are you calling me a liar?  I am not a liar!…

“One of us had information to help a former [trainer] who was wiped out, sir. Wiped out! They wiped him out! They took 200 horses away from him and he was out of business the next day. They didn't even give him the right to come on the track and pay his help! He was out of business. Done. Finished…. Wiped a person out! That's what you're about? That's what you're representing?…Are you accusing me of lying? I'm asking you a question!”

The hearing officer informed Lewandowski that's “the way it works around here…The lawyer gets to ask the questions.”

After Greenberg yielded his cross-examination, Brewster came back up to address a final point related to Baffert being allegedly unfairly targeted by NYRA. It was a quietly emphatic one that might have been worth having his witness's credibility picked apart.

“All these things [Greenberg] said that were so bad about this trainer, Rick Dutrow. Did NYRA seek to suspend Rick Dutrow?” Brewster asked.

“No,” Lewandowski replied.

“In your career, did you ever see NYRA take after a trainer such as [with Baffert], that never had a violation in New York?” Brewster asked.

“No,” Lewandowski replied, having regained his composure.

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New NYRA Rule Forces 10-Year-Old Backsideofthemoon Off Grounds; Trainer To Continue Racing Gelding At Parx

A regulation implemented by the New York Racing Association last April has required 10-year-old Backsideofthemoon to be moved off the grounds, reports the Daily Racing Form. The rule forbids horses age 10 and old from training or racing at Saratoga, Belmont, or Aqueduct.

Trainer Patrick Reynolds believes the gelding is still sound and fit enough to race, so his career will continue at Parx Racing in Bensalem, Pa. Backsideofthemoon was entered in a race on Monday, Jan. 24, but track conditions forced the cancellation of that card.

Instead, Backsideofthemoon worked at Belmont Park on Jan. 26 and was shipped to Parx late in the morning. He will be trained by Michael Aro at Parx, a trainer with whom Reynolds has a working relationship.

The Parx racing office plans to bring the race back next week.

Backsideofthemoon is a multiple stakes-winning, graded stakes-placed son of Malibu Moon. His record stands at 8-10-10 from 57 starts with earnings of $816,016.

Read more at the Daily Racing Form.

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‘Social Licensing’ The Day Two Focal Point of Baffert/NYRA Hearing

The concept of perception versus reality has been a core plank on both sides of the highly publicized “detrimental conduct” case ever since the New York Racing Association (NYRA) first tried to banish trainer Bob Baffert eight months ago. On Tuesday, the second day of a hearing process that could lead to Baffert's exclusion from New York's premier tracks, the murky interpretation of who should be considered the true victim and which entity is in need of protection from harm rose to the forefront in the form of arguments over “social licensing” that at times played out in tense and pointed fashion.

Although Baffert is the most easily identifiable Thoroughbred trainer in North America, the key witness who testified Jan. 25 was not at all a recognizable name within the sport. Some 7 1/2 hours of testimony and cross-examination from four witnesses were anchored by about 90 minutes of debate regarding the opinions and PhD expertise of Dr. Camie Heleski, a University of Kentucky equine sciences professor who specializes in what the general public thinks of as horse racing.

“If somebody carries a lot of weight, if they have a strong visual branding in a certain piece of the industry, that's going to be noticed by a larger group of the public, a larger group of, let's say, horse racing fans than if it was not such a memorable person,” Heleski testified. She later added that, “Anybody that's paying attention to racing is going to know who Bob Baffert is.”

Heleski explained that in general, the public tends to regard any highly publicized news about pharmaceuticals in horse racing as something that could be damaging to the sport's social licensing, which is a way of terming general acceptance.

“Most of the time, they're simply feeling if there was a drug or a medication violation noted, they feel like it's bad. They kind of put it all under the umbrella of doping,” Heleski said.

And when Kelly McNamee, a lawyer representing NYRA, asked her to tie in the public's collective thought process and how it relates to Baffert's history of equine drug positives, his trainee Medina Spirit's betamethasone overage when winning the 2021 GI Kentucky Derby, and the “over 70 horses that have died under the care of Mr. Baffert,” Heleski didn't hesitate to answer that all of those things combined could adversely affect racing's social license to operate.

“I think drug and medication [positives] from a very prominent person carry more weight than people that are not followed as closely…” Heleski said. “[And] if a trainer has a large number of deaths in their stables, that's going to be looked on poorly.”

But under stern cross-examination from Baffert's lead lawyer, W. Craig Robertson III, the University of Kentucky professor at times seemed overwhelmed when challenged to explain how it could be Baffert's fault that the general public doesn't understand the difference between therapeutic medications and doping.

Robertson also hammered home points about Baffert's history of awards for sportsmanship and good deeds within the industry, plus his well-documented contributions to aftercare. He wanted Heleski to explain how, if Baffert is such an allegedly detrimental presence who could hurt NYRA, why didn't any activists protest his presence at Saratoga last summer, and why did the track enjoy record betting handles at that meet despite Baffert trainees being in the entries?

Robertson also attempted to dismantle Heleski's “amorphous” concept of social licensing, which, she admitted, has nothing to do with an actual “license” that a person or entity could apply for based on regulated standards, like a racing license.

But assuming such a concept exists, Robertson asked Heleski if it wasn't also part of NYRA's obligation to treat all trainers fairly as part of that social license to operate.

“They should treat trainers fairly, yes,” Heleski agreed.

And if NYRA singled out one trainer–like Baffert–for allegedly unfair punishment, Robertson wanted her opinion on whether “the public might not like that, either. That could hurt a social license to operate, couldn't it?” Robertson queried.

NYRA's legal team objected to that line of questioning, and hearing officer O. Peter Sherwood wouldn't allow Heleski to answer the question.

Baffert himself was not called upon to speak during the day-long proceedings in New York City. On the Zoom webcast made available by NYRA to the media, the Hall-of-Fame trainer could occasionally be glimpsed sitting alongside his lawyers in a conference room, dressed in a dark sport coat and open-collared white shirt.

Although his facial expressions were hidden behind a mask for pandemic precautions, Baffert's posture suggested tedium more than anxiety. He generally kept his hands folded in front of him, sometimes absently working his thumbs together repetitively while occasionally reaching up to flick his thick, silver-white hair off his forehead. For the most part, he looked more like a gent waiting for a bus than a seven-time Derby-winning trainer waiting to find out if he'd be exiled from one of America's most prominent racing circuits.

In previous legal pleadings that failed to keep Baffert's hearing from happening at all, his attorneys have described these proceedings as a “fait accompli.” Yet despite the fact that NYRA came up with the newly invented process for holding the hearings, the list of charges against Baffert, and was responsible for selecting the hearing officer who will decide Baffert's fate, a federal judge ruled last week that NYRA has a right to move ahead in that manner.

NYRA had outright banished Baffert May 17, 2021, in the wake of Medina Spirit's still-not-adjudicated Derby drug positive, noting that four other Baffert trainees had tested positive for medication overages in roughly the year before that. On July 14, a federal judge granted Baffert a preliminary injunction that allowed him to race at Saratoga, Belmont and Aqueduct. That injunction has since been made permanent, but with the legal stipulation that NYRA must afford Baffert a hearing process before deciding whether to kick him out or not.

NYRA is charging that Baffert's alleged conduct is or has been “detrimental” to three entities: 1) The best interests of racing; 2) The health and safety of horses and jockeys; 3) NYRA business operations.

Dr. Pierre-Louis Toutain, a France-based veterinarian considered an expert in pharmacology and toxicology, testified earlier Tuesday for 1 3/4 hours.

Some of Toutain's testimony tended to drag, in part because he was asked to offer definitions of and uses for phenylbutazone, lidocaine and betamethasone, three of the substances that NYRA purports are related to Baffert's alleged wrongdoing. Toutain also good-naturedly apologized a number of times for English not being his first language as he testified remotely while on a six-hour European time difference.

Toutain provided one of the lighter moments of the day when he politely interrupted a drug question from one of Baffert's attorneys, Clark Brewster, to ask, “Are you a scientist or a lawyer?”

When Brewster replied that he was a lawyer, that cued Toutain to know he shouldn't give too technical an answer,

“Ah, so I have to explain simply–okay!”

General laughter broke some of the inherent tension.

But there was no hint of humor from anyone in the room when a NYRA attorney, Hank Greenberg, asked Toutain if the presence of 21 picograms of betamethasone in Medina Spirit's post-Derby blood would have had the capacity to affect his performance.

“Yes, definitively,” Toutain replied.

But Toutain had been talking strictly about an intra-articular injection of betamethasone, which he said was the prevailing way that drug is administered to horses. So when it was Brewster's turn to cross-examine Toutain, he made sure to ask about betamethasone contained within a topical salve or ointment for a skin rash, which is how Baffert has alleged that the betamethasone found its way into Medina Spirit.

“Topical? I am not sure they use it [that way],” Toutain answered.

Toutain then seemed to be confused about whether Brewster was asking if betamethasone was sometimes administered via patch, like lidocaine (which the attorney was not asking).

Brewster then quickly ended his cross-examination of Toutain.

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Sides Coming Out Swinging in Baffert-NYRA Hearing

Attorneys in the hearing pitting NYRA vs. Bob Baffert made their opening statements Monday in what turned into a sparring session, with one side claiming NYRA Board members had a vendetta against Baffert and the other contending that the Hall of Fame trainer was responsible for a “rampage of doping violations” and is deserving of a temporary suspension.

The hearing, expected to last from three to five days, will determine whether or not NYRA's attempts to suspend Baffert over a rash of medication positives, including one in the 2021 GI Kentucky Derby, should be allowed. The hearing is being held before O. Peter Sherwood, a retired New York Supreme Court Justice. Baffert was present at the hearing.

Representing NYRA, attorney Hank Greenberg spoke first and zeroed in on the six medication violations Baffert accrued from July 27, 2019 through May 1, 2021, the date of last year's Derby, arguing that so many violations in such a short period of time was unprecedented.

“In the modern history of Thoroughbred racing, we can't find anyone who can recall anything like this by a prominent trainer,” Greenberg said.

Greenberg said that Baffert “took a wrecking ball over a two-year period to the integrity of the sport that was so good to him.”

He paid particular attention to Baffert's violations in the Derby, the GI Kentucky Oaks and the GI Arkansas Derby.

“In 2021 and 2020, the only Triple Crown he is responsible for is destroying three Grade I races,” Greenberg said.

After Baffert revealed that he had been informed by the Kentucky Horse Racing Commission that Medina Spirit (Protonico) had tested positive for betamethasone, the trainer conducted several interviews, and Greenberg said he never once took responsibility while chalking his problems up to a matter of “cancel culture.”

“He gets on the Dan Patrick Show, he's on SportsCenter, he's on Fox and his attacks on everyone continue,” Greenberg said. “He says he doesn't believe in conspiracy theories and then he begins to float one. The damage that was done to Thoroughbred racing on these two days was incalculable.”

Greenberg's assertion that Baffert's actions were damaging, not just to NYRA, but to the sport of racing was a recurring theme during his opening argument. He said that NYRA has an obligation to act and to protect the sport and that was among the reasons it was taking action against Baffert. To do otherwise, he suggested, could mean that horse racing could go the same way as dog racing.

“What happens if those institutions do not give their best effort or do everything in their power to protect the safety of the animals, in this case horses?” he said. “What happens is what happened to greyhound racing, which you no longer see. It's what happened to the circus, where there were lion tamers. They don't exist anymore.”

Greenberg said that a lengthy suspension was in order so that, “NYRA can protect racing, protect the horse, protect the jockeys and protect itself.”

Representing Baffert, attorney Craig Robertson argued that Baffert's violations were not of a serious nature and that using terms like “doping” when it comes to Baffert were inaccurate and unfair.

“I suspect that you are going to hear a lot of inflammatory words from NYRA,” Robertson said. “You're going to hear the words 'doping' and 'illegal substances' and 'performance-enhancing.' Nothing could be further from the truth. Everything you're going to hear, all of the matters that Mr. Greenberg is going to discuss, involve lawful, allowable therapeutic medications that are used every day. Doping refers to the use of illegal substances such as anabolic steroids to gain a competitive advantage. There will be no evidence of any of that in this case.”

Regarding his argument that none of Baffert's violations were of a serious nature, Robertson questioned why NYRA would seek to ban the trainer. He suggested that certain influential members of the NYRA Board of Directors were out to get his client.

“Why are we here? The short answer is we shouldn't be here,” he said. “The long answer is the only reason we are here is that there are a handful of NYRA board members that can answer that question. They have some personal vendetta against Mr. Baffert. Do they not like him? Or perhaps since they own horses that race in New York, they are tired of Mr. Baffert coming to New York and beating them in New York races and they want to eliminate a competitor. Only they can answer that question. Despite the fact they want to ruin this Hall of Famer's career, we asked them to come here to appear, to testify, to tell us why they are doing this to Mr. Baffert. They refused to show up. It's a sad day in horse racing and a sad day when they are trying to punish this good man.”

Calling Baffert, “one of the most accomplished and respected individuals in all of racing,” Robertson asked Sherwood to decide “enough is enough” and prohibit NYRA from suspending the trainer.

The hearing began with the two sides arguing over what could and could not be admitted as evidence, including the Saturday Night Live lampoon of the trainer.

NYRA called its first witness, Rick Goodell, a lawyer who was formerly with the New York Gaming Commission. Goodell was largely asked to explain some of the more technical matters involved in the case, like what is lidocaine.

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