Taking Stock: Constitutionality Matters

Last Friday, on the same day that Bob Baffert's New York Racing Association (NYRA) suspension hearing was ending in New York, the Texas attorney general filed a motion in a Texas federal court to join the National Horsemen's Benevolent and Protective Association (National HBPA), et al., in arguing that the Horseracing Integrity and Safety Act (HISA), enacted late last year, was unconstitutional.

Baffert had challenged his suspension, which was summarily instituted by NYRA without a hearing May 17 after the Baffert-trained Medina Spirit (Protonico) had tested positive for betamethasone in the Gl Kentucky Derby. Baffert had sought an injunction to stop the suspension so that he could race at NYRA tracks last summer. United States District Court Judge Carol Bagley Amon granted the injunction July 14. She wrote: “In sum, I find that Baffert has established a likelihood of proving that NYRA's suspension constituted state action, and that the process by which it suspended him violated the Due Process Clause of the Fourteenth Amendment of the United States Constitution.”

Judge Amon also wrote that “the public has no interest in having the 'integrity of the sport' enforced by unconstitutional means.”

That's a profound statement, but it may not mean much to those horse racing folks on social media who'd like to ban Baffert and others with medication positives through any means necessary, constitutional or not. As members of the peanut gallery, they have a right to that sort of chatter.

Journalists, however, are another matter and should be held to a higher standard. They should be impartial in reportage and knowledgeable about the issues in editorials. In their eagerness to support HISA, for instance, some who cover racing have shown little critical thinking about its constitutionality. In fact, my colleague Bill Finley wrote a pro-HISA Op/Ed piece in these pages that implied the National HBPA was challenging HISA in court simply to retain the status quo, rather than having valid concerns about HISA's constitutionality. He wrote: “It's hard to imagine that there is one horseman anywhere who cares one bit whether or not HISA is unconstitutional or not.” That's his opinion, but there are valid concerns about HISA nonetheless. And taken at face value, his comment could easily apply to those that backed the passage of HISA as well.

With an avalanche of “doping” publicity in the game over the past few years, many writers, like many fans on social media, were understandably smitten with the concept that HISA, with United States Anti-Doping Agency (USADA)'s Travis Tygart playing a major role, would form the centralized leadership the sport direly needs, particularly in the area of medication and anti-doping reform. But Tygart, who'd famously nailed Lance Armstrong, and USADA couldn't come to an agreement with HISA's governing board, and they appear to be out of the equation for the moment. That's led to many of these same journalists penning handwringing Chicken Little pieces.

Lost in these articles and editorials were the legitimate concerns–now being litigated–about HISA's constitutionality.

The sport does need to be enforced, but not, as Judge Amon said, “by unconstitutional means.” That should be a concern that any journalist can comprehend.

This is why it's important for those entities challenging HISA to have their days in the courts. It's to everyone's benefit to get judicial opinions on the matter as soon as possible one way or the other. Instead, prominent journalists and organizations have disparaged groups like the National HBPA that are challenging HISA, and in doing so, they seem to be supporting the one powerful segment of the racing industry, headed by The Jockey Club (TJC), which advocated heavily for HISA. The journalistic optics of this are awful.

By the way, TJC, in an amicus brief filed June 30, supported the unconstitutional NYRA ban on Baffert.

Some Issues

There are some, including constitutional scholars, who question if HISA potentially infringes on states' rights. Anyone who followed the Baffert hearing last week got a glimpse of the complex and intertwined relationships that exist between state regulatory agencies, racetracks, and participants, and it's these states' rights issues, for example, that put Texas into the fray and add heft to the National HBPA's suit.

Three years ago, in a column from Feb. 7, 2019 titled “Issues With the Integrity Act,” I presaged some of these constitutional concerns, citing the Supreme Court's landmark decision from May of 2018 that held the Professional and Amateur Sports Protection Act (PASPA) was unconstitutional. I wrote: “A central tenet to this decision was something called the 'anticommandeering principle' of the Tenth Amendment, which was previously established in the Supreme Court decisions of New York v. United States and Printz v. United States, both of which were invoked” in the case.

Racing at Sam Houston | Coady

The court explained “anticommandeering” in the PASPA decision: “…conspicuously absent from the list of powers given to Congress is the power to issue direct orders to the governments of the States. The anticommandeering doctrine simply represents the recognition of this limit on congressional authority.”

Last Friday, the attorney general of Texas specifically addressed this exact issue in his motion, which states, in part: “HISA unconstitutionally commandeers the legislative and executive branches of state government and puts Congress in control of state branches of government in violation of the Tenth Amendment.”

As to specifics, the motion noted these points in part (“Authority” here is the private nonprofit corporation–Horseracing Integrity and Safety Authority–established by HISA):

  • HISA requires Texas and the Texas Racing Commission (TRC) to cooperate and share information with the Authority; forces them to remit taxes and fees to fund the Authority or lose the ability to collect taxes and fees for their own anti-doping, medication-control, and racetrack-safety programs; and preempts some of Texas's laws and regulations.
  • If the State of Texas refuses to assess, collect, and remit fees to the Authority, HISA strips from Texas its right to “impose or collect from any person a fee or tax relating to anti-doping and medication control or racetrack safety matters for covered horseraces.”
  • HISA requires Texas “law enforcement authorities” to “cooperate and share information” with the Authority whenever a person's conduct may violate both a rule of the Authority and Texas law. HISA § 1211(b), 134 Stat. at 3275. HISA thus forces the State of Texas to spend time and resources to help the Authority carry out a federal regulatory program.
  • HISA preempts state laws and regulations on which Texans and the regulated industry have long relied to ensure the safety and integrity of horseracing.

These are valid concerns, and no amount of back and forth bickering between TJC lawyers, pro-HISA journalists, and other HISA supporters, versus those bringing the suits opposing HISA, will amount to anything but hot air until the courts decide.

So, why don't we sit back, chill, and let the judicial process take place?

Constitutionality, after all, matters.

Sid Fernando is president and CEO of Werk Thoroughbred Consultants, Inc., originator of the Werk Nick Rating and eNicks.

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Special Reserve Named National HBPA Claiming Horse Of The Year

Special Reserve started last season being claimed for $40,000 and ended 2021 as the National HBPA Claiming Horse of the Year. In between, the 5-year-old gelding won two graded stakes and three stakes overall, finished second by a half-length in Saratoga's Grade 1 Vanderbilt and concluded the season with a very competitive fourth in the $2 million Breeders' Cup Sprint (G1).

“It's been such a great experience, and he's such a great horse,” said David Staudacher, who co-owns the Mike Maker-trained Special Reserve with Peter Proscia's Paradise Farms Corp. “This award means a lot. I've been in the business over 40 years, and I had my first stakes win with Mike four or five years ago. I've been claiming horses a long time – claimed some good ones, claimed some not-so-good ones. Love the sport, love the people involved. It's just so much fun.”

Echoed Proscia: “He's been a great horse to watch. He tries all the time, and Mike did a great job with him. (The award) was a pleasant surprise. This horse has brought us a lot of fun and success. We're looking forward to his 2022 campaign.”

Each year the National HBPA Industry Awards Committee, chaired by Pennsylvania HBPA Executive Director Todd Mostoller, reviews nominated horses to choose the one most exemplifying the spirit of a National HBPA Claiming Horse of the Year.

“Claiming horses are the hard-knocking heroes of this industry, who must prove themselves every day through sweat, muscle and heart,” said National HBPA CEO Eric Hamelback. “Each year our awards committee seeks to reward the best representative. As the heart, soul and brawn of American Thoroughbred racing, they are extremely popular competitors. Their stories, and those of their owners, are often easily identified with and appreciated by all racing's fans.

“This year the committee had several quality horses to decide from, and it was a tough choice. In the end, Special Reserve and his connections proved the quality of horses that are found within the claiming ranks, the horses that make this industry's foundation. We are honored to recognize the connections at our 2022 Conference at Oaklawn and recognize them for the accomplishments of such a great horse.”

The National HBPA Annual Conference will be March 1-4 at the Oaklawn Racing Casino Resort in Hot Springs, Ark.

Maker, headquartered in Louisville and with divisions throughout the Midwest and East, has made a career out of claiming horses and turning them into graded-stakes winners.

“He's just phenomenal,” Staudacher said. “His program and his team, they're able to move horses up. He's got a real eye for the ones he claims. Winning a couple of stakes races and finishing fourth in the Breeders' Cup was like a dream come true.”

Proscia and Staudacher both utilize handicapping “sheets” and liked what they saw in Special Reserve, with Maker in agreement that they try to claim the horse. Proscia, of Garden City, N.Y., said the gelding fit other parameters they use for identifying horses to claim. That Special Reserve was the longest shot (and the only horse in for the claiming price) in the tough second-level allowance/optional claiming race Feb. 6 at Oaklawn didn't bother them. Their faith was rewarded when the gelding won by a neck at 22-1 odds.

“I thought he could move forward,” Proscia said. “Did I know he was going to be in the Breeders' Cup? No, not a chance. But he started to develop. We gave him the time he needed, spaced the races out and he rewarded us.”

Five weeks after the claim, Maker ran Special Reserve right back for the second-level allowance condition at Oaklawn, resulting in another victory. The gelding subsequently was second in Keeneland's Grade 3 Commonwealth, won Pimlico's Grade 3 Maryland Sprint Match Series Stakes and the $100,000 Iowa Sprint before his narrow defeat in Saratoga's Alfred G. Vanderbilt.

Special Reserve earned his spot in the Breeders' Cup by taking Keeneland's Grade 2 Stoll Keenon Ogden Phoenix, a “Win and You're In” qualifying race for the $2 million Qatar Racing Sprint (G1). That day he defeated eventual Sprint winner Aloha West by a neck. A month later at Del Mar, Special Warrior pressed the very fast favorite Jackie's Warrior, fighting gamely in the stretch before getting passed late to lose the Sprint by a total of 2 1/4 lengths.

The 2021 Claiming Horse of the Year is getting a break after a hard campaign that saw the gelding go 5-2-0 in eight starts, earning $617,100. A son of 2008 juvenile champion Midshipman, Special Reserve has a career record of 8-2-7 in 23 starts while accruing $738,647.

Maker said he is particularly happy to see Proscia and Staudacher recognized.

“They love the game, whether it's claiming, buying, betting,” he said. “Just great guys. It's a very big deal. They get satisfaction at any level of race and any track. If it was up to Peter, he'd have a horse in every race at every track in America.”

Proscia in turn said Special Reserve's award is a credit to Maker's entire staff.

“I want to give them a shout out,” he said. “The people who should really get the kudos are the ones who work in the barn area. They work all kinds of hours. The people Mike employs are excellent. I've been owning horses since 1989. I have to say, they're exceptional, between the exercise riders, the grooms and the assistants, they do a great job.”

Maker said Special Reserve's 6-year-old campaign could resemble last year's path. A definite goal is trying to repeat in Keeneland's Phoenix, especially with the Breeders' Cup being at the Lexington track.

“Hopefully we can duplicate the success,” he said.

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Lukas to be Keynote Speaker at HBPA Convention

Hall of Fame trainer D. Wayne Lukas will deliver the keynote address at the National Horsemen's Benevolent and Protective Association (HBPA)'s annual convention in March. The conference will be held Mar. 1-5 at Oaklawn Park's new hotel overlooking the first turn.

“When we seek out our keynote speaker, we look for inspiration and passion,” said Eric Hamelback, CEO of the National HBPA. “Not only do we get that in spades with D. Wayne Lukas, but his overall legacy is unmatched in horse racing. Yet it's not only that Wayne has impacted so many aspects of racing with his well-known accomplishments and vision. He also has been an extraordinary ambassador for our industry in so many unpublicized and behind-the-scenes ways. There's no telling how many little kids will become diehard racing enthusiasts because D. Wayne invited them into the winner's circle after one of his victories.”

Lukas, 86, will give his address Wednesday, Mar. 2. The convention will also include legal topics and discussions centering on the Horseracing Integrity and Safety Act (HISA); crisis-management recommendations; ideas for creating positive interactions with local, state, and federal representatives; ways to utilize the guest-worker visa programs; fixed odds' place in American racing; and the annual Kent Stirling Memorial Medication Panel addressing the need for screening limits. Other speakers will include Louis Cella, president of Oaklawn Racing Casino Resort.

For more information, visit nationalhbpa.com.

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Equine Veterinarian, Owner Dr. Doug Daniels Elected National HBPA President

Horse owner and equine veterinarian Dr. Doug Daniels has been elected president of the National Horsemen's Benevolent & Protective Association, which represents thoroughbred racing owners and trainers through affiliates in a number of states.

Daniels, who was unopposed for the National HBPA presidency, has been vice president of the Virginia HBPA and a member of the National HBPA's executive committee since 2019. He succeeds Leroy Gessmann, who had been president since 2015. In addition to his own Virginia Equine PLLC veterinary practice, Daniels has and continues to work for the Virginia Racing Commission when needed as a regulatory veterinarian at the commonwealth's thoroughbred, standardbred and steeplechase race meets.

Jami Poole, president of the Mountaineer HBPA who chaired the nominating committee, said of Daniels: “Having someone with the credentials of Dr. Daniels lead the National HBPA speaks to the commitment of our organization, and should be a message to all that we are leading into the future and we are 'horsemen helping horsemen.'”

“It's a pivotal time for the industry in general,” Daniels said. “I feel very fortunate to be involved and to have the opportunity to give back to an industry that's been good to me personally and professionally. My hope and my goal would be to use my education and my work experience and knowledge of equine medicine to the betterment of the membership.”

He takes over the helm at a time when the National HBPA is challenging in federal court in Texas the legality of the Horseracing Integrity and Safety Act (HISA). The National HBPA long has advocated for enhanced safety regulations, security and tougher sanctions for cheaters but believes policies must be implemented with transparency and input from horsemen's and veterinary representative groups.

“Because of the pending federal legislation, I feel like this is a good time for the membership to have a veterinarian with a voice to look out for their interests,” Daniels said.

As a horse owner who keeps a couple of racehorses in training as well as a broodmare or two at any time, Daniels said he “all too painfully” knows the concerns facing owners.

“If there is some noise to be made, some massaging or finessing to be done, I plan to be all up in it,” he said of the challenges facing owners and trainers. “Medication policy, worker's compensation and immigration issues are going to require a lot of continued attention.

“I definitely enjoy what I do for a living, and I couldn't imagine doing anything else. But I'm looking forward to branching out into this next aspect of my professional career. It's one I've not taken lightly and it's one I discussed with my family at length before taking this step. I'm excited about it. I'm excited about the people I'll be working with at the HBPA, in particular with (CEO) Eric Hamelback. We're so lucky to have him. He makes my position so much easier.”

Daniels grew up in Kansas, his parents raising and racing horses in Nebraska, Oklahoma, Colorado and Kansas. He attended undergraduate and received his Doctor of Veterinary Medicine degree from Auburn University, graduating cum laude. Daniels ventured into horse ownership once his vet practice became established. He has raced in Virginia, Maryland, New Jersey, Florida, Texas, West Virginia and Pennsylvania.

Daniels was elected at the National HBPA's full board meeting late last week at Prairie Meadows racetrack in Altoona, Iowa, which included the election of all National HBPA Officers. The only change other than the election of president Daniels was that of the National HBPA's East Region vice president. The East Region affiliates elected Sandee Martin, president of the Pennsylvania HBPA. Re-elected as vice presidents were: Kentucky HBPA president Rick Hiles (Southern Region), Arizona HBPA vice president Lloyd Yother (West Region) and Indiana HBPA president Joe Davis (Central Region). Hiles also remains in the position of first National HBPA vice president. The secretary-treasurer, an appointed position, remains Lynne McNally, executive vice president of the Nebraska HBPA.

Hamelback concluded with saying the overall meeting was positive and productive. He said among the topics discussed at the meeting were fixed-odds wagering on horse racing and the importance of revenue sharing for horse owners, legislative efforts revolving around H2B and H2A visa programs, continued discussions of HISA implementation, and the signature Claiming Crown. Additionally, the NHBPA Full Board recognized and approved an affiliate, the New Mexico Horsemen's Association. That organization will be returning with its members as an affiliate under the National HBPA.

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