Letter To The Editor: Baffert Scandal Demonstrates What NCAA Would Call ‘Lack Of Institutional Control’

Do you remember the beginning of Aladdin, when the genie warns Aladdin to be specific with his wishes, otherwise he may not get what he intended? Does anyone else in the Thoroughbred industry feel like the last two weeks have been an endless barrage of wishes for racing gone wrong?

“I wish racing would get more mainstream media attention.”
Ok, but it will be about yet another scandal.

“I wish more people saw the need for national uniformity, consistency, and better drug testing.”
Sure, but it will be because of a drug positive on the sport's largest stage.

“I wish we had an underdog to cheer for, a horse the sold for a reasonable price beating the million-dollar yearlings.” Absolutely, but it's still going to be trained by a “super trainer” and comes with a side of scandal.

Just once, wouldn't it be nice if our wishes for racing could come to fruition, exactly as we want them to, in a positive and beneficial way?

I am far from the first person to offer commentary on the Derby scandal and ensuing fallout, and most certainly won't be the last. While many have shared their frustration, disappointment, disgust, etc., there is still a shocking number of people defending the situation, which (based on current information and admissions) seems fairly indefensible.

The best case scenario right now, assuming you believe the most current information provided by Bob Baffert, is that he (or his staff) gave a topical with an active ingredient that is a regulated substance inside the recommended withdrawal window. Then, it took him two and a half days to discover that it had been administered. He called a press conference, broke the news of the positive himself, swore the horse had never had the drug, and seemingly didn't bother to check the treatment records for the horse prior to casting doubt over the integrity of post-race sample.

Best case, Baffert is so uninvolved in his own shed row that he didn't know what was being administered, what was in that substance, or who to ask to find that information out. Because that answer should not have been hard to find before a press conference. I'm not going to be a “conspiracy therapist” and make accusations about the plausibility of this chain of events (though Natalie Voss brought up several excellent points in her piece “Show Us The Paper, Bob: Records To Back Up Baffert's Story Remain A Matter Of Trust”). I am simply going to take this admission of guilt for what it is, and what it is happens to be entirely inexcusable for any trainer, especially one of his caliber.

I see people saying things like, “people in glass houses shouldn't throw stones” or, “nobody's perfect”. But following the rules of a job you are paid (quite well) to do so as to not jeopardize your results is not perfection. It is adequacy. And in this case, Bob Baffert has fallen woefully short. Hall of Fame trainer, two-time Triple Crown winner, seven-time Kentucky Derby winner, cannot even meet the bare minimum expectation of a trainer. And yet I see his actions being defended.

To my fellow owners and breeders, imagine this scenario on a breeding farm — your farm manager gives a substance to your pregnant mare that damages the foal in utero, and the excuse is they didn't know the active ingredient. Is that level of ignorance acceptable to you? The vet that prescribed it did so knowing the mare was pregnant. Is that acceptable to you? Or would you move your horses to a different farm with a different vet? As trainer, the burden of responsibility falls to you — to hire a qualified staff, to employ competent vets. If you fail to do so, their failings are your own, whether or not you personally administered the medication.

Looking back at the last year of violations, across many jurisdictions, brings to mind a category of penalty that does not exist in racing, but does in the NCAA. They would call it a “lack of institutional control.” The determination of this severe infraction is made when an institution fails to display (source ncaa.org):

  • Adequate compliance measures
  • Appropriate education on those compliance measures
  • Sufficient monitoring to ensure the compliance measures are followed
  • Swift action upon learning of a violation

Sound familiar? Stating you don't know what betamethasone is used for, despite being cited in the last year for the use of that drug at the same track is not merely “failure to monitor”. These actions show a laissez-faire attitude towards drug regulations that this sport cannot allow.

The justification of “how small a picogram is” becomes invalid when you look at how little concern was shown for withdrawal windows and regulated substances. Trainers are aware of the sensitivity of testing; Baffert more than most. If you had two drug positives in one day from incidental contact with a stable employee, you would think you'd be well aware that substances applied to the skin will be absorbed and show up on testing.

I've seen it said that Baffert wouldn't have risked an overage at the Kentucky Derby because he knows the stakes. Though, by his own admission he did in fact administer the substance, so does he know the stakes?

Throughout his career, and particularly in the last year, he has been Teflon. Nothing sticks. Positive tests are hidden or he gets a proverbial slap on the wrist. Based on past precedent, what reason does he have to think anything would be different this time? And even if he was banned for life, he still retires comfortably. He can watch this industry burn around him in the pursuit of records, and know that it doesn't matter for him. Those of us a few decades younger seeking to build careers in this industry simply don't have that luxury. Unfortunately, we largely also lack the ability to fight the fire he set.

Whether betamethasone should be allowed at the track at all, or completely unregulated, is irrelevant right now. Whether we should test to picograms is irrelevant right now. Baffert admitted to administering the substance, with no regard for withdrawal recommendations. The time to change those rules is not when you get caught. Whether or not the amount in the horse's system was performance enhancing is not the question. The threshold is established and the information is readily available, and should factor into treatment decisions.

If a similar drug positive happened to one of the “little guys,” there would be no news coverage, no press tour proclaiming innocence. There would simply be punishment. Fines and suspensions are routinely handed out as the consequence of a drug violation, no matter how minor the violation or robust the reasoning. Whether Baffert has dodged these ramifications because of his success or his legal team, it is a ridiculous double standard within the training ranks.

Yesterday, Baffert requested racing fans “not rush to judgement” as he reiterated the topical administration of betamethasone was the only “possible” exposure so far. For someone who has dodged penalties on far more tenuous “contamination” stories, I wonder what 'get out of jail free' card he's hoping will appear. He paired the reiteration of the statement that neither his barn nor veterinarians administered betamethasone with the statement that it was administered topically. He acknowledged that he could have handled the press conference he called better, but I have yet to see him acknowledge he could have run his barn better. While misstating something in a press conference gives the media a soundbite to run with, disregard for drug policies leads to the press conference in the first place. By rectifying the latter, you can entirely avoid the former.

So where do we go from here? HISA is just a step, and it's still a long way off. We need a pubic relations department for our industry, we need uniform drug policies, we need transparency, we need tighter surveillance. By eliminating the question as to how a horse tests positive, racing can more harshly punish wrongdoers with the clear conscious of knowing they were at fault. By responding swiftly and appropriately to issues like this, racing can easily refute welfare claims about drugged up horses being run into the ground, and maybe encourage participation and growth from our fan base.

Graham Motion suggested on Twitter that perhaps racing needs/needed to hit rock bottom to improve. While I would like to have optimism that maybe this is the rock bottom needed to right the ship, hope seems Sisyphean when racing appears to be sitting at rock bottom holding a shovel yet again.

–Erin O'Keefe, Farm Manager & Bloodstock Services, BTE Stables

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Bob Baffert Releases Statement

Hall of Fame trainer Bob Baffert, who has been embroiled in controversy this week after the news broke May 9 that his GI Kentucky Derby win with Medina Spirit (Protonico) may be in jeopardy after the horse reportedly tested positive for betamethasone, released a statement via attorney Craig Robertson prior to the GI Preakness S. Baffert did not attend the Preakness and Medina Spirit finished third in the second leg of the Triple Crown behind Rombauer (Twirling Candy).

The statement appears below in its entirety:

“As Medina Spirit prepares to run in the Preakness Stakes today, I want to keep the focus on this amazing equine athlete and not me, which is the primary reason I will not personally be in attendance. I do not want to serve as a distraction to what has always been of paramount importance–the joy of this great sport and the horses that make it possible.

“As I have stated from the beginning, there was never any attempt to game or cheat the system and Medina Spirit earned his Kentucky Derby win. While the presence of 21 picograms of an allowable therapeutic medication has yet to be confirmed by the split sample analysis, it would have nothing to do with Medina Spirit's hard-earned and deserved win. That win was the result of the horse's tremendous heart and nothing else.

“Notwithstanding the foregoing, I acknowledge that I am not perfect and I could have better handled the initial announcement of this news. Medina Spirit's Kentucky Derby win was so personally meaningful to me, and I had such a wonderful experience on May 1 at Churchill Downs, that when I got the news of the test results, it truly was the biggest gut punch I had ever received and I was devastated. That, coupled with the fact that I always try to be accommodating and transparent with the media, led to an emotional press conference on May 9 in which I said some things that have been perceived as hurtful to some in the industry. For that I am truly sorry. I have devoted my life's work to this great sport and I owe it, and those who make it possible, nothing but an eternal debt of gratitude.

“For those who want an explanation for what transpired with Medina Spirit, I have tried to be open and transparent from the beginning. Our investigation is continuing and I don't have definitive answers at this point. What I do know is that neither my barn, nor my veterinarians, directly treated Medina Spirit with the anti-inflammatory medication betamethasone. Even though it is allowable, it is just not something we have ever used with this horse. The only possible explanation that we have uncovered to date–and I emphasize the word possible–is that betamethasone is an ingredient in a topical ointment that was being applied to Medina Spirit to treat a dermatitis skin condition he developed after the Santa Anita Derby.

“I have been deeply saddened to see this case portrayed as a “doping” scandal or betamethasone labeled as a “banned” substance. Neither is remotely true. Betamethasone is an allowable and commonly used medication in horse racing. Further, 21 picograms would have zero pharmacology in a horse. All I ask is that everyone not rush to judgment and allow all of the facts, evidence and science to come to light.

“Lastly, while this has been extremely hard and emotionally draining on me and my family, today is not about Bob Baffert. Instead it is about Medina Spirit and all of the other equine athletes in our tremendous sport. I hope that everyone will direct their attention to them and give them the love and respect they so richly deserve.”

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Rombauer Does it in the Preakness

The vast majority of the headlines leading up to the 146th renewal of the GI Preakness S. had to do with one horse, one trainer and one subject. But when the dust had settled at Pimlico at approximately 7 p.m. Saturday, the narrative had suddenly changed. In the span of 1 3/16 miles, the story was no longer one of rumors and speculation. It became a story about an improving horse, John and Diane Fradkin's Rombauer (Twirling Candy), that finally had his chance to prove his mettle on the big stage. Settled off the early pace set by GI Kentucky Derby winner Medina Spirit (Protonico) and 3-1 second choice Midnight Bourbon (Tiznow), Rombauer produced a powerful turn of foot late to win by 3 1/2 lengths.

Scoring as 11.80-1 fifth choice in the wagering, the El Camino Real Derby winner recorded a number of firsts–first Preakness win for the trainer Michael McCarthy and jockey Flavien Prat and the first win for the colt's owners and breeders, John and Diane Fradkin. Prat was winning his second Classic, however, after Country House (Lookin At Lucky) was elevated to a Kentucky Derby win after the disqualification of Maximum Security (New Year's Day) two years ago.

“Just really surreal, all of it,” said a visibly moved McCarthy.

“I'm stunned, but not totally surprised, if that makes any sense? The horse had been touting himself here all week. His last two works were very, very good.”

“I thought the horse would run well. Turning up the backside, I was a little concerned. He's usually a little bit farther back than that..Watching live, going back to the Jumbotron, when he hit the front, I don't think I said a word. I certainly didn't root, at least I don't think I did. Just kind of watched Flavien and the horse in a rhythm.”

Anatomy of the Win

Things appeared to set up as anticipated in the first part of the race. Breaking a hair outward, Rombauer was quickly taken back as Medina Spirit assumed his customary place at the head of affairs with the speedy Midnight Bourbon in hot pursuit on his outer flank. Reeling off an opening quarter in :23.77, the front-running duo were closely pursued by the triumvirate of Crowded Trade (More Than Ready), France Go de Ina (Will Take Charge) and Concert Tour (Street Sense), who was floated several paths wide into the first turn. Meanwhile, Rombauer and Prat bided their time in sixth as the leaders took them through a half in :46.93. Approaching the far turn, the Japanese invader narrowed the gap on the pacesetter, briefly passing inside of Midnight Bourbon as Rombauer improved to fourth. France Go de Ina's move was short-lived, however, and he was soon overtaken by Midnight Bourbon who returned to pound away at the Derby winner up front. Running with purpose and drawing closer to the leading rank approaching the quarter pole as Midnight Bourbon inched ahead of Medina Spirit, Rombauer rounded the home turn in the four path but had built the most momentum to that point. Under left-handed encouragement from Prat, Rombauer overtook Medina Spirit, who was starting to show the effects of his early efforts, and forged past the ultra-game Midnight Bourbon before drawing off to an eye-catching 3 1/2-length victory. Medina Spirit was a clear third ahead of Keepmeinmind (Laoban). Crowded Trade was fifth, while Concert Tour faded to ninth.

“I had a great trip,” said Prat. “We broke well. Never intended to rush him. Naturally down the backside, he was traveling well and was passing horses one by one. So, I was pretty confident going to the three-eighths pole, and then I was behind the two favorites in the race, and I was traveling well, and I thought, well, maybe if he switched [leads] and gave me a good kick, I might be able to run them down, which he did.”

McCarthy added, “Coming through the half-mile pole, looked like the horse was still traveling well. I saw Chad [Brown]'s [Crowded Trade] inside of us going to three-eighths pole, was starting to go up and down, looked at the horses behind us, didn't see anybody posing a threat behind us. [Medina Spirit and Midnight Bourbon], obviously carried each other through the quarter pole. When we wheeled out coming to the three-sixteenths pole at the head of the lane, I started to get excited.”

Rombauer kicked off his career with a narrow win going a mile over the Del Mar turf last July before finishing sixth in the grassy Del Mar Juvenile Turf S. in early September. A close-up second behind Get Her Number (Dialed In) in Santa Anita's GI American Pharoah S. Sept. 26, he made a mild bid to finish fifth in the GI Breeders' Cup Juvenile at Keeneland Nov. 6. Given some time off after that performance, he returned in 2021 with a neck victory in the El Camino Real Derby over the Golden Gate synthetic Feb. 13. Closer-up than usual in his latest start, he came home third, beaten 5 3/4 lengths by defending Juvenile Champion Essential Quality (Tapit) in the GII Toyota Blue Grass S. at Keeneland Apr. 3.

“Well, fate did play a role,” said Fradkin of the decision to keep the colt rather than sell him. “We intend to sell all our horses. They're all aimed for either yearling sales or 2-year-old sales. We have had better luck at 2-year-old sales. This horse was in Ocala with [consignor] Eddie Woods, and he was being aimed for the April OBS 2-year-old sale. And Eddie told me that he didn't have confidence that sale was going to come off, and this was probably in March. So, he suggested maybe just run this one and try and win early at the track and maybe sell him at the track. So that's what we did. It was Eddie's call, and I went along with it, and we shipped him off to Michael McCarthy.”

Derby vs. Preakness

McCarthy had been a strong proponent in running Rombauer in the Kentucky Derby two weeks ago, was ultimately overruled by John Fradkin, who preferred to wait for the Preakness.

“I was bullish on running the horse in the Kentucky Derby,” admitted McCarthy. “I had mentioned it a couple of times to John and Diane. They seemed to think that this was the better route. I just thought he'd get a wonderful setup in the Derby, tons of pace in there. I thought it would be over a racetrack that he would really like. Usually on Derby day, Churchill Downs is hard and fast, and I think that's what this horse has kind of been wanting all along.

The conditioner continued, “John made some valid points. As I had said to him earlier, we probably would have done the same thing two weeks earlier, but I'm glad we got it done today.”

Fradkin appeared to recall the issue a bit differently.

“We had a pretty heated discussion about that. Let's just leave it at that. We wanted to run in easier spots, if possible, and I didn't think the Kentucky Derby would suit him. I thought there was a chance we would not hit the board because of his running style. I can understand why Michael wanted to run, but I think he can understand why I didn't. I think Michael and I are really a good team. I think there's going to be some clashes at times, because I come from a total handicapping background and I'm not a horseman. Michael is the consummate horseman. He's focused on the horses and getting them to be their best. Where we disagree is usually just a handicapping thing.”

On to Belmont?

While running in the Derby was more of a debate between owner and trainer, it seems the team is in closer agreement on running the colt in the GI Belmont S. in three week's time

“You'd have to think so,” said McCarthy of a trip to New York. “We'll see how he comes out of it, and we'll take a good look tomorrow.”

Added Fradkin, “Well, I think we'll have to see how he's doing after this race. That was the intent. I mean, all along I actually thought that was our best chance of a race to win, because I think he's going to like the distance.

“But now that we've won this one, it kind of takes the pressure off to do that, and that race is only three weeks out, and the spacing isn't superb to go into a mile-and-a-half race with just three weeks of rest. I know Michael is a disciple of Todd Pletcher. They don't like running on three weeks' rest.”

“I'm not going to make [the decision], we're not going to make a decision on that tonight, but I'd say it's a possibility, but it's probably a little less of a possibility than if we had run like a good third or something.”

Pedigree Notes:

With his Preakness win, Rombauer becomes the 10th group/graded winner and the fifth Grade I/Group 1 scorer for Twirling Candy (by Candy Ride {Arg}). Unraced Cashmere, the winner's dam, is a half-sister to graded winners California Flag (Avenue of Flags) and Cambiocorsa (Avenue of Flags), who is the dam of graded winners Moulin de Mougin (Curlin) and Schiaparelli (Ghostzapper). She is also a half-sister to Vionnet (Street Sense), responsible for European highweight Roaring Lion (Kitten's joy). In addition to Rombauer, Cashmere has produced six-time winner Treasure Trove (Tapizar), who was well-beaten in Friday's GIII Pimlico Special S.; the stakes-placed Cono (Lucky Pulpit); an unraced 3-year-old filly by Strong Mandate named Republique and the yearling colt Alexander Helios (Cairo Prince). The 10-year-old mare was bred back to Khozan.

Saturday, Pimlico
PREAKNESS S.-GI, $1,000,000, Pimlico, 5-15, 3yo, 1 3/16m, 1:53.62, ft.
1–ROMBAUER, 126, c, 3, by Twirling Candy
                1st Dam: Cashmere, by Cowboy Cal
                2nd Dam: Ultrafleet, by Afleet
                3rd Dam: Social Conduct, by Vigors
1ST GRADED STAKES WIN, 1ST GRADE I WIN. O/B-John &
Diane Fradkin (KY); T-Michael W. McCarthy; J-Flavien Prat.
$600,000. Lifetime Record: 7-3-1-1, $890,500. *1/2 to Cono
(Lucky Pulpit), SP, $167,822. Werk Nick Rating: A+++ *Triple
Plus*. Click for eNicks report & 5-cross pedigree.
2–Midnight Bourbon, 126, c, 3, Tiznow–Catch the Moon, by
Malibu Moon. ($525,000 Ylg '19 KEESEP). O-Winchell
Thoroughbreds LLC; B-Stonestreet Thoroughbred Holdings LLC
(KY); T-Steven M. Asmussen. $200,000.
3–Medina Spirit, 126, c, 3, Protonico–Mongolian Changa, by
Brilliant Speed. ($1,000 Ylg '19 OBSWIN; $35,000 2yo '20
OBSOPN). O-Zedan Racing Stables; B-Gail Rice (FL); T-Bob
Baffert. $110,000.
Margins: 3HF, 2, 4. Odds: 11.80, 3.10, 2.40.
Also Ran: Keepmeinmind, Crowded Trade, Unbridled Honor, France Go de Ina, Risk Taking, Concert Tour, Ram.
Click for the Equibase.com chart, the TJCIS.com PPs or the free Equineline.com catalogue-style pedigree. VIDEO, sponsored by TVG.

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Rombauer Upsets 146th Preakness With Powerful Stretch Run

Trainer Michael McCarthy made his first start in a Triple Crown race a big one at Pimlico race course in Baltimore, Md., winning Saturday's 146th running of the Grade 1, $1-million Preakness Stakes with John and Diane Fradkin's homebred Twirling Candy colt Rombauer. Ridden to perfection by Flavien Prat, Rombauer came from off the pace to win the Triple Crown's middle jewel, racing past dueling leaders Midnight Bourbon and Medina Spirit in midstretch to win by 3 1/2 lengths.

Midnight Bourbon held second, with 2-1 favorite Medina Spirit third, Keepmeinmind fourth and Crowded trade fifth in the field of 10 3-year-olds. Unbridled Honor, France Go de Ina, Risk Taking, Concert Tour and Ram completed the order of finish.

Rombauer paid $25.60 for the win, his third from seven  career starts. He ran the 1 3/16 miles in 1:53.62.

“I'm so proud of this horse, everybody involved,” said McCarthy, fighting back tears as he spoke to NBC's Kenny Rice. “It means a lot to be here and participate on a day like this. I'm happy for the Fradkins. It just goes to show you that small players in this game can be successful, as well. Hats off to everybody. I wish my family could be here. Fantastic.”

Rombauer was produced from the Cowboy Cal mare, Cashmere

With just two mares, the Fradkins typically sell their foals but they opted to race Rombauer after COVID-19 altered the 2020 auction schedule of 2-year-olds in training. On the advice of consignor Eddie Woods, they put him in training instead, sending him to McCarthy in California, and had hoped to sell him privately once he raced.

Rombauer won his debut on July 25, coming from off the pace to win a one-mile maiden race on turf by a half length. John Fradkin was hoping that would generate interest in the horse, but when the Beyer Speed Figure came up  a relatively low 55, there were no calls.

After Rombauer's Preakness victory, Fradkin said he later would learn that Del Mar's timing system was not working properly and the race was probably run much faster than the official time. If the real time was published, Fradkin said, the horse probably would have been sold.

 

 

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