ARCI Asks FTC to Delay HISA’s Proposed Medication Rules

The Board of the Association of Racing Commissioners International (ARCI) has unanimously requested the Federal Trade Commission to delay final action on HISA's proposed Anti-Doping and Medication Control rules until the constitutional questions being litigated are resolved, they announced in a press release Wednesday.

“We cannot have a situation where an enforcement action is overturned because the authority of the enforcing entity to act is in question,” said Ed Martin, ARCI President. “The only way to avoid that is to delay approval of HISA rules leaving existing state rules and enforcement in place for the time being. The choice for the FTC is clear, state rules are better than no rules during this time of legal uncertainty. To approve them now with this legal uncertainty is an invitation to cheaters that you might get a free ride during the first 10 days in January, if not longer.”

The ARCI release also states: “Should the FTC approve the HISA rules and penalties were imposed for a violation of those rules the action could be appealed and potentially overturned and wiped away due to the finding in the Fifth Circuit that HISA is unconstitutional.

Likewise if a racing commission enforces the existing State anti-doping rule and penalties imposed for a violation are appealed using the argument that the federal rule preempts state action the possibility that it can be overturned also exists.

The only way to avoid this Catch-22 is to leave state rules and enforcement in place by delaying final action on the HISA ADMC rules.”

The ARCI has not taken a position on the pending litigation, although some member states have and are litigating the constitutionality of the Act.

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Enhanced Protocols Announced For Jockey Club Gold Cup Day

The New York State Gaming Commission has announced that its Equine Medical Director Dr. Scott E. Palmer VMD and all three stewards will be made available to the media at the conclusion of the program to discuss any incidents that occur during the races at Saratoga Race Course Sept. 3.

In addition, Dr. Palmer will be available to speak to the media in the event of any equine health-related on-track incidents that take place during the day. Dr. Luis Castro, the American Association of Equine Practitioners on-call veterinarian, will provide media support for the FOX Network coverage of the GI Jockey Club Gold Cup.

Horses entered for the Gold Cup will be subject to 72-hour 'dedicated watch'–i.e. one guard stationed full time–by experienced security personnel leading up to post time. Horses are bound to the following:

  • Horses must be on the grounds of Saratoga Race Course no later than 72 hours prior to their anticipated post time. Exceptions are at the discretion of the Stewards.
  • The Commission will obtain out-of-competition blood samples of horses competing in The Jockey Club Gold Cup and have the samples tested at the New York Equine Drug Testing and Research Program at Morrisville State College.
  • The Commission has coordinated with other jurisdictions to obtain out-of-competition samples from horses not stabled in New York.
  • Once arrived, horses must remain at Saratoga Race Course until after the running of the Jockey Club Gold Cup. Exceptions will only be granted in the case of an unforeseeable emergency, as determined by the dedicated watch security in consultation with veterinarians and the Stewards.
  • Horses shall reside in their trainers' current barns and/or at stalls on the grounds, which are subject to monitoring by security personnel.
  • No horse entered in the Jockey Club Gold Cup may be treated within 72-hours of the race unless Commission security personnel are present. NYRA or Commission security personnel will monitor all treatments performed by veterinarians.
  • No administration of any medication or substance by dose syringe is permitted within 24-hours of a race.
  • All syringes and containers for administered medication will be retained by Commission personnel for possible testing.
  • Veterinarians shall submit a 72-hour treatment plan for each horse entered in the Jockey Club Gold Cup. Plans were due by noon Aug. 31, 2022.
  • Complete veterinary records for 72-hours prior to the Jockey Club Gold Cup shall be submitted to the Commission, which will review and then publicly post the records to its website.
  • Entry-exit logs will be maintained by NYRA and Commission security personnel.
  • All persons–including veterinarians, trainers, assistant trainers, farriers, owners, or other connections–on entering the stall, engaging in contact with the horse, or performing any service for the horse, must have a valid Commission license on their person.
  • Such persons will be logged-in by security personnel, along with the reason for their visit.
  • Routine stall and horse maintenance by identified grooms and staff will be monitored but are exempt from logging.
  • All equipment, feed, hay bales, etc. are subject to search and seizure by both NYRA and the Commission, as provided by law.
  • On race day, no treatments will be permitted for horses entered in any Stakes Race pursuant to NYRA policy, unless it is for an emergency or as approved by the Stewards.
  • All horses participating in the Jockey Club Gold Cup must report to the Assembly Barn no less than 45 minutes prior to the designated Post Time.
  • On race day, blood samples for TCO2 analysis will be collected from horses in the Assembly Barn between 45 minutes to 1 hour before post time. Horses will then be escorted to the paddock.

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As Many Questions As Answers On Eve Of HISA Implementation

A year and a half after being signed into law, the Horseracing Integrity and Safety Act (HISA) is expected to kick into action Friday, meaning a new uniform set of medication rules and safety standards that everyone can abide by–that, at least, was the plan.

The execution has somewhat thrown those intentions to the wind in the near term, with a piecemeal approach to implementation that has seen the anti-doping and medication control arm of the program pushed back to early next year, and several other features of the law–such as horseshoe requirements and whip specifications–pushed back a month.

In response, four U.S. Senators have requested answers from the Horseracing Integrity and Safety Authority–the umbrella non-profit established by the Act to oversee the program–about the legality of this staggered approach. The Authority has until July 11 to respond.

Though a legal challenge by the states of West Virginia and Louisiana to block HISA going into effect Friday failed, there still remains the possibility of any number of unregistered horses being scratched around the country over the next few days and, perhaps, weeks.

The registration deadline has been pushed back a day, to July 2. As of the morning of June 29, 20,537 people and 23,070 horses have been registered, as per the Authority.

The Authority was unable to provide estimates as to the numbers of both covered persons and covered horses that are still left to be registered.

“Since such a registration process has never existed at the national level before, it's unclear how many people and horses are or will be participating in racing come July 1. It should be noted that the universe of people expected to register is limited to the 24 states conducting covered horseraces under HISA's authority,” wrote a spokesperson for the Authority.

As a potential guidepost, 30,846 individual Thoroughbreds have made at least one start at a U.S. racetrack between Jan. 1, 2022, and June 29, according to DRF data. This includes Thoroughbreds starting at Quarter Horse and Fair tracks.

As of Friday, some of the law's key safety rules go into effect, including those governing crop use and voided claims. More on that in a bit.

Fee Assessments…

Another pressing concern for racetrack operators, industry stakeholders and the betting public is the question of cost–more importantly, who's going to pick up HISA's tab?

HISA's first-year operating budget is about $14.3 million. The way the fees have been calculated, those states or tracks with the highest handle, purses and number of starts have the largest assessments.

Each state commission has already decided whether to opt in or out of collecting and remitting fees for the program. When a commission opts out, that responsibility then falls to the tracks and the horsemen.

According to HISA, five states have chosen to fund their portion of HISA: California, Colorado, Kentucky, Minnesota and Virginia. And so, how are these five states choosing to collect their fees?

California: The Golden State owes some $1.4 million to the HISA Authority for calendar year 2022.

“Conditioned on proposed statutory authorization, the payment will be split equally between thoroughbred horsemen (purse revenue) and Thoroughbred racetracks (commissions) from their shares of Advance Deposit Wagering (ADW) revenue. This will not affect bettors,” stated the California Horse Racing Board (CHRB) in a recent press release.

Kentucky: Kentucky's portion of HISA is about $1.28 million. According to Kentucky Horse Racing Commission (KHRC) spokesperson Kristin Voskuhl, in an email, “The KHRC will disclose the annual HISA fees to Kentucky's racetracks upon receipt of an invoice from HISA. The process for how and when the KHRC will assess these new fees has not been finalized.”

Colorado: Jim Mulvihill, interim executive director of the Colorado Horseman's Association, wrote in an email that the Colorado Division of Racing stepped up to pay it out of their own budget. “So, no cost is being passed on to the track or horsemen,” he wrote.

Minnesota: According to Charlene Briner, interim director of the Minnesota Racing Commission, the commission is “continuing to evaluate the mechanism for collecting funds to pay the fees that will be assessed.”

Virginia: Executive secretary of the Virginia Racing Commission, David Lermond, explained that the commission has elected to pay its share out of its operating fund. “We're not making the horsemen pay for this,” said Lermond.

The TDN asked the Authority for information about how individual tracks are electing to collect their fees. “Would advise asking the tracks themselves that question,” the spokesperson responded.

The TDN reached out to some of the tracks facing the largest fee assessments, starting with the big three in New York: Aqueduct, Belmont Park, and Saratoga Race Course.

The New York Thoroughbred Horseman's Association (NYTHA) and the New York Racing Association (NYRA) have agreed to split the cost “and HISA has approved our plan,” wrote Joe Appelbaum, NYTHA president, in an email.

NYRA will pay approximately $800,000 and the remaining $800,000 comes from a per-start fee. The fee will begin in Saratoga and will be $50 at Aqueduct, $70 at Belmont and $90 at Saratoga. We are hoping to reimburse all runners from fourth on down,” Appelbaum wrote, adding in a follow-up call that NTYHA and NYRA area still working out the reimbursement part of the equation. Officials at NYRA confirmed Appelbaum's remarks.

Now to the Maryland tracks.

“The Maryland industry has historically divided joint expenses 50% track, 44% horsemen (Purse Account), 6% Bred Fund, consistent with the Ten Year Agreement effective 1/1/13.

“For the HISA assessment for 2022, the stakeholders have agreed to divide the cost of HISA in accordance with that formula,” wrote chairman and CEO of the Thoroughbred Horseman's Association (THA), Alan Foreman, in an email.

No individuals will be assessed or charged with starter fees, explained Foreman, adding that the tracks “cannot dictate” an inequitable formula.

“HISA encourages agreements among the stakeholders, and we have done that in [Maryland]. We have encouraged our fellow horsemen's organizations to do the same,” he wrote.

According to Bill Badgett, executive director of Florida operations at Gulfstream Park, that track has yet to settle on a final method of fee collection.

TDN also reached out to the operators of Monmouth Park and Parx Racing–both tracks among the higher end of the fee assessments–but hasn't received a response before publication.

Voluntary Agreements…

As of Friday, key portions of the racetrack safety program are scheduled to go into effect.

Among these regulations is a uniform crop rule and baseline fitness requirements for jockeys, a voided claim rule (allowing owners or trainers to void claims in the event of post-race lameness or other problems), and veterinary treatment documentation requirements for owners and trainers.

Who's going to be responsible for overseeing HISA's new safety-related duties, which would similarly include tasks like the regulatory examination of horses?

In short, commissions can enter into voluntary agreements with HISA, permitting existing staff within those states to perform the tasks outlined by HISA.

If a commission chooses to eschew that agreement, then HISA must send in substitute staff to fulfil these functions.

The TDN asked the Authority for a list of tracks which have signed a voluntary agreement with HISA but received no response. Nor did the Authority answer questions about whether it has enough staff to accommodate the needs in states that eschew the voluntary agreement.

According to the Association of Racetrack Commissioners International's (ARCI) Ed Martin, the following 15 states “have some sort of written representation with HISA of what they are currently doing, and how that fits into what HISA would like to have done.”

These state are: Arkansas, California, Colorado, Delaware, Florida, Illinois, Indiana, Iowa, Kentucky, Maryland, Ohio, Pennsylvania, Virginia, Washington and West Virginia.

Martin stressed that this isn't a definitive list, with some states potentially having entered into some kind of agreement with HISA without his knowledge.

It's currently unclear if the New York State Gaming Commission has entered into such an agreement with HISA, but according to NYRA, its staff are fulfilling HISA's new safety functions.

According to NYRA spokesperson Pat McKenna, “a NYRA designee will be enforcing the HISA rules that are beyond the purview of the state steward.”

In a follow-up call, McKenna explained that these personnel will include a safety steward, a steward designee, and regulatory veterinarians.

As of Friday, a number of prohibited practices go into effect, including blistering, the pin and freeze firing of horses (beginning with the foal crop of 2022), and the use of “electrical medical therapeutic devices including magnetic wave therapy, laser, electro-magnetic blankets, boots, electro-shock, or any other electrical devices that may produce an analgesic effect within forty-eight (48) hours of a training activity or of the start of the published post time for which a Horse is scheduled to race.”

What are the possible sanctions in the event of a prohibited practice violation? And who exactly could face sanctions? The Authority failed to respond when asked.

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Race-Day Clenbuterol Could be Barred in Maryland

Clenbuterol that is detectable in any amount on race day could be on its way out in 2021 for Thoroughbreds and Standardbreds in Maryland.

Maryland Racing Commission (MRC) voted unanimously Oct. 22 to propose a new rule that would eliminate the allowable race-day threshold for clenbuterol, citing concerns that the bronchodilator medication has the potential for abuse as a substance that delivers similar results as anabolic steroids, like promoting an increase in lean muscle mass.

Currently, Maryland horses are allowed to trigger up to 140 picograms/milliliter in blood serum on race day without incurring a violation.

“The proposal is to eliminate the threshold altogether and make clenbuterol not permissive at all on race day in horses competing in Maryland,” said J. Michael Hopkins, the MRC’s executive director.

Citing a veterinary study, Hopkins added that “if it’s used long enough in small doses, it does have the ability to have a steroidal effect for the horses that receive it on a regular basis.”

Under Maryland’s proposed new plan, clenbuterol would still be allowed as a therapeutic medication to treat obstructive airways disease. But a horse’s veterinarian would have to submit a specific diagnosis and prescription plan to the MRC’s equine medical director prior to treatment. Trainers would have the responsibility of submitting this notification, Hopkins said, and any horse on clenbuterol will remain on the veterinary no-race list until a negative urine or blood test is provided to document clearance of the drug from the horse’s system.

Hopkins said the MRC would have the right to perform out-of-competition (OOC) testing on horses to check for unauthorized clenbuterol use. But he explained that the commission does not currently have the right to test horses stabled on private property without consent. In cases where the property owner or the horse’s owner or trainer refused to grant access, Hopkins said the commission would have to arrange with the owner or trainer to bring the horse elsewhere to conduct the testing.

Commissioner R. Thomas Bowman took umbrage with that aspect of the OOC protocol. He said that, “I don’t really follow the logic in that, because by the time that you were to arrange for a meeting, I assume that the drug would probably have cleared from the animal’s system…. So I think it’s a little bit of a tiger without teeth.”

But because the rule is just at its proposal stage, there is time for the MRC to re-examine how it handles OOC testing. Hopkins said that following Thursday’s approval of the proposal, it will take about three months for the rule to pass through the regulatory process and public commentary period before the MRC takes a final vote on the matter.

Hopkins said other racing jurisdictions in the region could soon follow Maryland’s lead on barring clenbuterol on race day.

“This regulation has also been discussed in the mid-Atlantic area as recently as last week,” Hopkins said.

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