Kentucky to Consider Whip Penalty Changes

The penalty structure for the new slate of restrictive whipping regulations passed by the Kentucky Horse Racing Commission (KHRC) back on June 16 appears to be on its way to an overhaul after the KHRC Rules Committee unanimously voted Sept. 29 to present a “days instead of dollars” system to the full board for reconsideration.

In essence, a series of escalating disciplinary actions will replace the suspension-plus-fine system that was originally based on a percentage of the purse being taken away from  riders who violate the “six underhanded strikes per race” rule (with only two of those strikes allowed in succession and with whipping in the first furlong of races not counting against the six strikes).

On Tuesday, committee members debated whether removing the monetary fines would provide enough of a deterrent to keep jockeys from violating the new rules, which have not yet gone into effect. They also discussed how the Kentucky penalty structure might or might not contribute to nationwide uniformity, as a number of other jurisdictions are also in the midst of implementing new anti-whipping rules.

Trainer Wesley Ward, a retired champion jockey, told fellow committee members that, “I don’t think that fining them is going to make any difference at all. The days is what really stops things.

“I’ve been in both situations,” Ward continued. “As a rider, you’re getting down into the race, and if you can hit [your mount] they win. [So] I think a lot depends on the rider and the significance of the race. That’s number one. And when you talk about the [GI] Kentucky Derby, you’re not going to stop the guys [from whipping beyond the rules]. They’re going to take a [suspension] or whatever if they feel they need to do that to win the race. Now on an everyday Wednesday or Thursday, I think they’re going to adhere to the rules.”

Rules Committee chair Mark Simendinger candidly admitted that, “I guess my feeling is that the chances of us getting this right the first time is probably not real high. I would just like to get started and see how it goes. And once we start seeing whether it’s working or not working it’s going to become more apparent to us what we have to do to make the changes that we have to.”

The KHRC’s Safety and Welfare Committee will next need to sign off on the changes, with the full commission likely voting on the new penalties at its Oct. 20 meeting.

According to an edited and redlined set of the new proposed penalties, seven or more strikes of a horse by a riding crop in a race shall result in penalties as follows:

First offense: a verbal warning.

Second offense: One to three-day suspension (discretion of the stewards, for this item and those below).

Third offense: Three to five-day suspension.

Fourth offense: Five to 10-day suspension.

Fifth offense: 10 to 15-day suspension

Sixth offense or more: Up to one-year suspension.

The stewards will retain the discretion to assess a suspension of up to one year for an egregious misuse of the crop, regardless of the number of times that the jockey struck the horse or the number of times that the jockey or driver had previously violated this regulation.

If a jockey rides for six consecutive months without a crop violation in any jurisdiction, then his or her penalty schedule is reset, such that subsequent crop violations will constitute a first offense.

The stewards and commission shall consider any mitigating or aggravating circumstances properly presented when assessing penalties pursuant to this administrative regulation.

A rider cannot receive multiple disciplinary actions on the same race card without verbal confirmation of any prior rule violations by the stewards. Failure of prior notice will result in a single violation recorded for the race card.

A suspension may be increased if it is determined that an appeal of stewards’ ruling under this regulation is deemed “frivolous.”

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Kentucky Votes in More Humane Whip Rules

Kentucky became the second major racing jurisdiction in five days to vote in more humane whipping rules of racehorses.

The Kentucky Horse Racing Commission (KHRC) unanimously approved a new slate of whip regulations at its monthly teleconference meeting on Tuesday. The California Horse Racing Board had voted in more restrictive whip rules June 11.

A key aspect of the new KHRC rules includes a limit of six underhanded strikes per race with only two of those strikes allowed in succession before a horse has time to respond, just like in California.

But Kentucky will make an exception for whipping during the first furlong of a race “in a backhanded or underhanded fashion” without those strikes counting against the penalty limits.

Allowable uses of a riding crop will include:

* The riding crop being used at any time, without penalty, “if, in the opinion of the stewards, the riding crop is used to avoid a dangerous situation or preserve the safety of other riders or horses in a race.”

* Tapping the horse on the shoulder with the crop in the down position while both hands are holding onto the reins and both hands are touching the neck of the horse.

* Showing or waving the riding crop without contact with the horse and giving the horse time to respond before striking the horse.

Specifically prohibited actions are:

* Use of the crop with the rider’s wrist above helmet height.

* Use of the crop on the head, flanks, or on any other part of its body other than the shoulders or hind quarters.

* Use of the crop during the post parade or after the finish of the race except if necessary to control the horse.

* Excessive or brutal use of the crop causing injury to the horse.

* Use of the crop causing welts or breaks in the skin.

* Use of the crop if the horse is clearly out of the race or has obtained its maximum placing.

* Use of the crop even though the horse is showing no response.

Only padded/shock absorbing riding crops which have not been modified in any way may be carried in a race.

Riders using a riding crop in a manner contrary to the new rule will be subject to disciplinary action and monetary penalties that vary depending on the type of race in which the whip infractions occur and how many previous violations a rider has incurred.

In general, they fines are based on the percentage of the purse, and graded stakes races will be subject to lesser fine amounts. Scroll to page 6 of this document to see the full penalties list.

The rules passed by the full KHRC board Tuesday were the result of a set of measures crafted and unanimously approved  Monday by the KHRC’s joint rules committee and safety and welfare committee. Those two committees invited input from track officials, the Jockeys’ Guild, and the Thoroughbred Safety Coalition.

Mark Simendinger, chair of KHRC rules committee, said of Monday’s rule-crafting session that, “It was a long meeting, but I feel there was some pretty decent give and take there, which is what it requires to get an agreement. And I don’t know that I can really necessarily call this an ‘agreement.’ But we were closer to the middle than when we started, I’ll tell you that…. I’m looking forward to getting this in place. I think it’s a step forward for Kentucky racing.”

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