John Pimental Gets 15-Month Suspension, $10,000 Fine

Trainer John Pimental has been handed a 15-month suspension and a fine of $10,000 for possession of banned thyroid medication, Thyro-L. Though Pimental had a prescription to administer the drug to his pony, the possession of a banned substance is classed an anti-doping rule violation under HISA.

That news was one of the rulings posted this week among Horseracing Integrity and Safety Act (HISA) related rulings from around the country.

Pimental's case was resolved without a final hearing after he accepted the Horseracing Integrity and Welfare Unit's (HIWU) sanctions.

Pimental's case was the subject of this in-depth TDN investigation last October. It details the then 68-year-old trainer's financial and professional struggles fighting a potential three-year ban and $25,000 fine. Pimental also has an outstanding case against him for a methamphetamine positive. Methamphetamine is a ubiquitous drug of human abuse that is the subject of nine other individual cases since HISA's drug control program went into effect.

In nearly a half-century of training, the TDN reported, the only Association of Racing Commissioners International violation on Pimental's record was a $100 fine for once not having a foal certificate on file.

In the case resolution report, HIWU lists several mitigating details in Pimental's case, including how he produced a valid prescription record for the Thyro-L, as well as a letter from his veterinarian, supporting its use in the pony, a “non-Covered Horse”; that “there is no evidence that Mr. Pimental possessed the Thyro-L for use in a Covered Horse after the ADMC Program went into effect”; that the pony for whom the Thyro-L was prescribed was “still alive and in the Pimentals' possession and care at the time the Thyro-L was found”; and that the Pimentals “openly admitted their mistake.”

At the same time, “Mr. Pimental did not educate himself on the impending ADMC Program rules, he took no precautions to ensure he was not in Possession of Thyro-L once the ADMC Program took effect, and he failed to supervise the disposal of the Thyro-L in his Possession,” the report states, in justification of the sanctions.

Trainer Manuel Badilla has also been suspended seven days and fined $1,000 after his trainee, Shana Madel, who finished second at Golden Gate on Dec. 26, subsequently tested positive for the anti-inflammatory, dexamethasone.

Dexamethasone is a Class C controlled medication, a first offense for which comes with a possible $500 fine and loss of purse. The “case resolution” report states that this was Badilla's second Class C controlled medication violation within two years, however, leading to the increased suspension period and fine.

Other rulings issued were:

NEW HISA/HIWU STEWARDS RULINGS
The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity and Welfare Unit's (HIWU) “pending” and “resolved” cases portals.

Resolved ADMC Violations

 

Date: 12/24/2023
Licensee: David Geofroy (listed as the horse's owner on Equibase)
Penalty: A fine of $500; imposition of 1.5 Penalty Points. Final decision by HIWU.
Explainer: For the presence of 5-Hydroxy Dantrolene-Controlled Medication (Class C)-in a sample taken from Gran Runner. This was a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 12/26/2023
Licensee: Manuel Badilla, trainer
Penalty: 7-day period of Ineligibility, beginning on February 1, 2024; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $1,000; imposition of 1.5 Penalty Points. Admission.

Explainer: For the presence of Dexamethasone-Controlled Medication (Class C)-in a sample taken from Shana Madel, who finished second at Golden Gate on 12/26/23. This was a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

 

Date: 01/03/2024
Licensee: Anthony Dutrow, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission.
Explainer: A possible violation of Rule 3314-Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method-on the horse, Past Tense. This was also a possible violation of Rule 4222-Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 01/11/2024
Licensee: Ignacio Correas, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission.
Explainer: A possible violation of Rule 3314-Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method-on the horse, Didia. This was also a possible violation of Rule 4222-Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

 

Date: 07/28/2023
Licensee: John Pimental, trainer
Penalty: 15-month period of Ineligibility for Covered Person, beginning on July 28, 2023; a fine of $10,000.
Explainer: For the possible possession of Levothyroxine (Thyro-L). This was a possible violation of Rule 3214(a)-Possession of Banned Substances
Read more on Pimental's story here.

 

Pending ADMC Violations

 

Date: 12/09/2023
Licensee: Michael Gorham, trainer
Penalty: Pending
Alleged violation: Out of competition medication violation
Explainer: For the presence of Acepromazine-Controlled Medication (Class B)-in a sample taken from Tom Char. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

 

Date: 11/09/2023
Licensee: Steve Klesaris, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Gabapentin-Controlled Medication (Class B)-in a sample taken from She's Awesome, who won at Aqueduct on 11/9/23. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

 

Date: 11/20/2023
Licensee: Kari Craddock, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Methocarbamol-Controlled Medication (Class C)-in a sample taken from Ekati's Hit, who finished second at Remington Park on 11/20/23. This was a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

 

Date: 01/07/2024
Licensee: Jose Delgado, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Dexamethasone-Controlled Medication (Class C)-in a sample taken from Buff Hello, who finished third at Gulfstream Park on 1/7/23. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

 

Date: 12/29/2023
Licensee: Hutch Holsapple, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Oxymorphone-a banned substance-in a sample taken from Krickle, who finished second at Turfway Park on 12/29/23. This is a possible violation of Rule 3212-Presence of a Banned Substance and/or its Metabolites or Markers.

 

Date: 12/13/2023
Licensee: Darien Rodriguez, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Dexamethasone-Controlled Medication (Class C)-in a sample taken from Charlotte the Brit, who finished second at Tampa Bay on 12/13/23. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

 

Date: 12/01/2023
Licensee: Daniel Franko, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Caffeine-Controlled Medication (Class B)-in a sample taken from Misty's Cat, who won at Golden Gate on 12/1/23. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

 

Date: 10/28/2023
Licensee: Ron Moquett, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Mepivacaine-Controlled Medication (Class B)-in a sample taken from Speed Bias, who finished third in the G2 Hagyard Fayette S. at Keeneland on 10/28/23. This is a possible violation of Rule 3312-Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

 

OTHER KEY RULINGS

The TDN also publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

 

NEW YORK

Track: Aqueduct
Date: 02/03/2024
Licensee: Marshall Gramm, owner
Penalty: $2,000 fine
Violation: Breach of transfer rule for claimed horses
Explainer: Owner Marshall K Gramm is hereby fined the sum of $2,000 for violating rule #4038.4 Sale, transfer restricted. This for the transfering of claimed horse “Truculent” prior to the thirty days from the date of the claim.

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Coming Together For Golovkin

Standing in the first stall on the left in the Clark family's cozy barn at their farm in Springfield, Ky., ears pricked and head on a constant swivel in search of the next treat, Golovkin appears right at home. One would never guess that the 5-year-old gelded son of Mshawish had just shipped from Monmouth Park, nor that he was the center of Horseracing Integrity and Welfare Unit (HIWU) findings against his racing owner/trainer John Pimental.

The story was first shared by the TDN's T. D. Thornton on Oct. 20, detailing the life-changing ramifications for Pimental and his wife, Diana, stemming from Golovkin testing positive for 193 picograms per milliliter of methamphetamine following his sixth-place finish in a May 29 sprint at Monmouth Park.

A July 28 visit from HIWU agents not only made the Pimentals aware of the meth positive but subsequently revealed Levothyroxine in their truck during a search conducted by the agents, resulting in John facing a three-year period of ineligibility (18 months per violation) and a fine of $25,000 ($12,500 per violation) after agreeing to a “case resolution without hearing.” It was the only option he felt was feasible after being unable to afford hiring a lawyer to contest the HIWU's charges of two violations of “banned substances” under the Horseracing Integrity and Safety Act (HISA)'s Anti-Doping and Medication Control (ADMC) Program.

But what about Golovkin? Claimed for $5,000 on the day he tested positive, he raced twice more over the next two months for new connections before the ruling against John voided the claim, resulting in the bay gelding's return to the Pimentals' barn. It was just Golovkin and his stablemate, Richard the pony, left in a nearly empty barn on the Monmouth backstretch.

Acknowledging the rule violations and accepting his consequences led to John signing away his licensure, forbidding him from working in any capacity that puts him in contact with HISA-covered horses. Meanwhile, the Pimentals were restricted to visiting and feeding their remaining horses at the track just twice a day until new homes were found for them.

The Pimentals had been having a hard time finding Golovkin a home due to his mandatory 60-day period of inactivity as a result of the positive, until the TDN story came out. That's when bloodstock agent Lauren Carlisle stepped in.

Already in conversation with her friends Radhika Clark, Director of Operations for Morning Line Club; Sarah Thompson, bloodstock agent for Equix; and Hagyard's Dr. Megan Cassidy about rehoming another horse, Carlisle forwarded the article to the group and the wheels were set in motion.

“I read it and I was pretty upset about the circumstances and the way it affected the Pimentals and this horse, in particular. I had copied the article, sent it to the group and I said, “We need to try to help this horse, this is not a good situation,” she recalled.

They immediately leapt into action, sending texts, making calls and replying to tweets to any and all connections that could possibly get them in touch with the Pimentals. Concurrently, Carlisle reached out to Glenn Brok at Brooke Ledge Horse Transportation.

Despite the late hour, Brok called within minutes and Carlisle proceeded to explain the situation. By the next morning, he'd been in touch with Diana and connected her with Carlisle.

The plan was set, Golovkin would be heading to Kentucky.

“The horse couldn't race for 60 days because of the positive and no other trainer wanted to take that horse in, understandably, but it was just a lose-lose situation for everybody. Diana was very thankful and appreciative. She did confirm with me that she wants the horse to be retired and not race again. She was very up front about that,” said Carlisle. “She said that [Golovkin] has been through a lot and she's happy that he's going to have a new home. I texted her when the horse got here and I sent her pictures, so she's been very communicative that way. She's the one that told me how much he likes peppermints and carrots.

Golovkin | Sara Gordon

“I told her, 'Keep my phone number. If you need help with anything else, please don't hesitate to reach out.'”

From the very beginning, Clark and her mother, Sonia, had offered their farm as Golovkin's soft landing. In less than a week after Carlise's initial call with Diana, Brook Ledge had a spot open up in one of their vans and Golovkin was on his way, free of charge thanks to the support of the transportation company.

“I had several people reach out. [Fasig-Tipton's] Jesse Ullery called me the next morning. He'd seen what I'd put on Twitter trying to find their phone number and he wanted to help. Kirsten [Johnson] with KESMARC called and said if the horse needs any sort of rehab, she will help with that. There have been a lot of people that just wanted to help this horse,” said Carlisle. “The whole thing is unfortunate, but it doesn't mean that a horse has to be stuck at a racetrack in a stall.”

Golovkin arrived at the Clarks' farm the morning of Thursday, Oct. 26. After getting a quick bath upon arrival, the gelding settled into his new stall and joined the herd that includes 3-year-old Elegance (Into Mischief), a fellow Off-the-Track-Thoroughbred, and a few other retirees.

“He has a really good personality. As soon as I was in the stall with him, he was super playful. He just wants to play! He came off the trailer without a scratch on him, so you know he traveled well and you can tell he was really well cared for by Diana and John. He's in really great body condition, he looks awesome, so that's a testament to them. They did everything they could for that horse,” said Clark. “Dr. Cassidy looked at him and took some X-rays. There are a couple things we're going to verify and re-check but so far, we're pretty happy with him and we're just going to give him some time to settle in.”

The four industry women that came together initially to bring Golovkin home were all on hand the day after he arrived and the gelding was more than content to soak up all of the attention.

“I'm going to mess with him a bit here and see what he can do. But past that, we'll reach out to some people. If he is eligible for a second career then that's what he's going to do. If he needs to just hang out in a field all day, he's got the field, it's here. Either way he'll have a home and he'll always have a place to come back to if he needs it,” said Clark.

As the gelding now fondly known as 'Go-Go' stood in the aisleway of the barn, a hind foot resting and head low as the farm dogs wandered around him, it's easy to see why he meant so much to the Pimentals, even more so after all they've been dealt this year.

“I understand they're trying to create rules and enforce them, but at the end of the day, now you've got a horse that's pretty much stranded. That's not helping the animal, which is who we're trying to protect. It's a little bit ironic,” said Carlisle. “Radhika and her mom Sonia, they really stepped up in giving him a place to go and not asking any questions about it. Megan is going to come back out to do another physical on the horse and she's offering her time at no charge. These are the people that need to be recognized.”

Thornton followed up with the Pimentals, in a TDN story published Oct. 25, revealing that Alan Foreman, an attorney who is the chairman and chief executive of the Thoroughbred Horsemen's Association, is handling their defense and has managed to get John's signed admission withdrawn so the case can proceed to a hearing.

Meanwhile, the pony Richard is heading to Tampa Bay Downs this winter with trainer Gerald Bennett. The Pimentals will be making their way to Florida as well, where Diana has a job in the Tampa Bay racing office for the upcoming meet.

“We are all working against each other here and there's a lot of competition in our industry with people wanting to win races and just be better, but when the time comes that somebody needs help or a horse needs help, it's not even a question. Everybody chips in to help. That's just a testament to the people that work in this industry,” said Carlisle.

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Pimentals, Overwhelmed by Support, Get Help to Proceed to HIWU Hearing

The ruled-off trainer John Pimental said Wednesday that he and his wife, Diana, have been “blown away” by the support and offers of assistance they have received in the five days since a TDN story highlighted the life-altering ramifications of John's signing an “admission of rule violations” and “acceptance of consequences” document to settle Horseracing Integrity and Welfare Unit (HIWU) allegations stemming from a methamphetamine positive in one of his Monmouth Park trainees.

While being served notice on July 28 of the meth positive, HIWU agents conducted a Monmouth barn and vehicle search of the Pimentals' property, which turned up Levothyroxine. That meant John was charged with two violations of “banned substances” under the Horseracing Integrity and Safety Act (HISA)'s Anti-Doping and Medication Control (ADMC) Program.

Under the terms of the “case resolution without hearing” that he initially agreed to, John faced a three-year period of ineligibility (18 months per violation) and a fine of $25,000 ($12,500 per violation).

In a series of interviews that led to last week's story, John, 68, and Diana, 65, had detailed to TDN the financial, logistical, and health-related hardships they have endured over the past three months as John attempted to find new work outside of the backstretch.

Working with racehorses has been the only way the couple has known how to make a living for the past 50 years, and John's record on the Association of Racing Commissioners International (ARCI) website shows only one previous published violation, a $100 fine from 2015 for not having a foal certificate on file.

The Pimentals also explained how it's been difficult to process the allegedly draconian penalizations that John said he accepted only because he didn't have the money to hire a lawyer to contest the HIWU charges.

The outpouring of support has included offers of financial assistance to fight their case; offers of pro-bono help from a trio of attorneys who specialize in defending horsemen, and offers to re-home the 5-year-old gelding Golovkin (Mshawish), the last remaining racehorse in their stable after eight others owned by a longstanding client got shipped to a different trainer at Delaware Park when John was first provisionally suspended.

The Pimentals told TDN Oct. 25 they are respectfully declining the offers of financial assistance.

But Golovkin vanned out of the Monmouth backstretch on Wednesday at noon, bound for a new home in Kentucky and a to-be-determined second career.

And the Pimentals also said they are considering the offers of free legal help, although at the moment they are content to allow Alan Foreman, an attorney who is the chairman and chief executive of the Thoroughbred Horsemen's Association (THA), to handle their defense.

Foreman recently agreed to work as an ombudsman on behalf of racing industry constituents needing a go-between to deal with HIWU and HISA, and he has thus far managed to get John's signed admission withdrawn so the case can proceed to a hearing.

“People were concerned. That was good to hear,” John said. “There were a bunch of people who offered financial assistance or to set up a GoFundMe for us, but we thanked them and said we don't need any of that.”

Added Diana, who has helped John run his stable and his gate-ponying business since the two were teenagers, “We've been overwhelmed by people calling to want to help us. My phone's practically exploded.”

Next steps

In the original TDN story about his penalization, John alleged that the 193 picograms-per-milliliter meth positive in Golovkin on May 29 was the result of environmental contamination. He also claimed the container of Levothyroxine found in his truck had been used solely on a 17-year-old pony nicknamed Richard, and not on any racehorses under his care.

Lisa Lazarus, the chief executive officer for the HISA Authority, wrote in a letter published in TDN Oct. 24 that “the article implied that HISA and HIWU are devoid of concern for regular horsemen, are looking to wipe out smaller training operations, and are ignorant to endemic drug use on the backstretch of many racetracks. None of those are true.”

At a different point in her letter, Lazarus pointed out that when drug-testing samples do come up positive, “everyone is treated exactly the same way.” She also wrote that there is “no longer any space for 'he's a good guy'” types of arguments that, under pre-HISA testing protocols, might have reduced penalties or even kept sanctions from being imposed in the first place.

“But the non-discriminatory aspect of the program is sometimes also the worst thing about it,” Lazarus wrote. “Because every positive test is attached to a person. And every person has a story. And some of those stories can be heartbreaking.”

On Wednesday, Lazarus confirmed via email that now that John's withdrawal of admission has been accepted, his notice of sanctions has also been withdrawn by HIWU, and that his provisional suspension has been re-imposed back to where it was before John signed the admission.

Lazarus added that, “If Mr. Pimental is able to work with Alan Foreman to collect information that helps his case, HIWU has the discretion to lift the Provisional Suspension. We will also give Mr. Pimental an opportunity to request and qualify for a Pro Bono lawyer.”

Lazarus said the matter has already been re-initiated before the arbitral body. She estimated “60 days from start to finish” as a ballpark timetable for how long it might take to resolve the matter.

 

Foreman briefed TDN on the next steps in the case, although he said he preferred to stick to a general synopsis so as not to give away elements of John's defense.

“They are back now to square one,” Foreman said. “I am gathering the facts as any attorney in my capacity would do, and I am putting together a presentation from Mr. Pimental to HIWU in an effort to resolve this case and get him restored to good standing.

“He's requested a hearing, and under the rules, that hearing would be scheduled on a rather expedited basis,” Foreman said. “So my goal is to get this resolved as quickly as possible. The ball is really in our court to provide the information to HIWU [to bring about] an opportunity for a negotiated resolution of the case [and to avoid] arbitration. Because arbitration is expensive, and I don't think it's necessary in this case.”

New home for 'Go-Go'

Golovkin had been claimed for $5,000 on the day he tested positive while finishing last. In the two-month interim that he raced twice for different connections, the gelding again ran last two more times.

The ruling against John voided that claim, so the Pimentals (who owned him) had to take Golovkin back. Given the gelding's recent record, and the fact that he had to sit out a mandated 60-day period of inactivity because of the meth positive, they were having trouble finding anyone at Monmouth who wanted to buy or adopt him.

That changed once the Pimentals' story came out.

“We got a lot of offers,” Diana said of the dark bay with the handsome, half-blazed face. “He's not going to race again. All we want for him is to be able to get out into a field and run and 'be like a horse' again. He'll make somebody else very happy. That's all we want, and it's what he deserves after what he's been through.”

Lauren Carlisle headed the team that included fellow bloodstock businesspeople Radhika Clark and Sarah Thompson, plus Dr. Megan Cassidy of Hagyard Equine Medical Institute, to reach out to the Pimentals about taking in Golovkin.

“I read the article and just felt terrible for the situation,” Carlisle said. “They were quoted as saying that the horse had nowhere to go. So we really wanted to fix that as quickly as possible. And a big shout-out to Brook Ledge [Horse Transportation], who is moving him at no charge–a very good deed on their part.

“For now he's going to Radhika's family's farm in Kentucky,” Carlisle continued. “And then Dr. Cassidy is going to do a full exam on him with X-rays, and make sure that everything is good for him to be training for a new career. We'll find him a permanent home after we do all that. So this is basically a kind of landing spot him until we can figure it out.”

Golovkin, who shares a hard-to-pronounce name with the champion boxer Gennadiy Golovkin, already has a new nickname: “We've been calling him 'Go-Go' in our group chat,” Carlisle said.

Richard the pony also will be getting a new home–at least temporarily.

Diana told TDN that the pony, who teamed with John both in escorting horses to the gate and in John's former stints as an outrider, was initially slated to be sold. But trainer Gerald Bennett has agreed to instead take in Richard at Tampa Bay Downs this winter, with the understanding that if John wants him back at some point, he's welcome to have him.

“If things work out with John, maybe he can come back [to Monmouth next season] and outride,” Diana explained. “That's what we're hoping. If things turn around, we really would like to have a good pony that knows his job.”

The Pimentals are on their way to Tampa soon, too. Diana has a job in the racing office there for the upcoming meet, and her doctor has just cleared her to travel after needing to first make sure new medication is working to control the high blood pressure that Diana said she developed during this ordeal.

The couple underscored that they wanted to express gratitude toward everyone who has offered help or had a kind word about their situation.

“There's so many great people out there. You don't even know it until something like this happens to you,” Diana said.

The post Pimentals, Overwhelmed by Support, Get Help to Proceed to HIWU Hearing appeared first on TDN | Thoroughbred Daily News | Horse Racing News, Results and Video | Thoroughbred Breeding and Auctions.

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Weekly Stewards and Commissions Rulings, Oct 17-23

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

The TDN also posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA) related rulings from the same week. These include decisions from around the country.

NEW HISA/HIWU STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity & Welfare Unit's “pending” and “resolved” cases portals.

Resolved ADMC Violations

Date: 09/26/2023
Licensee: William Cowans, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission of ECM Rule Violation and Acceptance of Consequences.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Dream Keeper. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 09/26/2023
Licensee: William Cowans, trainer
Penalty: Treated as 1 violation with Dream Keeper under 9/8/23 HISA Guidance. Admission of ECM Rule Violation and Acceptance of Consequences
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Secretary of War. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 08/20/2023
Licensee: Randi Persaud, trainer
Penalty: A fine of $500; imposition of 1.5 Penalty Points. Final Decision by HIWU.
Explainer: For the presence of Phenylbutazone—Controlled Medications (Class C)—in a sample taken from Jumpster. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/12/2023
Licensee: Leslye Bouchard, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission of ECM Rule Violation and Acceptance of Consequences.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Tomarie. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 06/24/2023
Licensee: Javier Morzan, trainer
Penalty: None. EAD Charge Withdrawn
Explainer: For the presence of Metformin—a banned substance—in a sample taken from Lady Liv, who finished third at Delaware Park on 6/24/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 06/11/2023
Licensee: Guadalupe Munoz Elizondo, trainer
Penalty: None. EAD Charge Withdrawn
Explainer: For the presence of Metformin—a banned substance—in a sample taken from Quinton's Charmer on 6/11/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Read more on the withdrawn charges against Elizondo and Morzan here.

Pending ADMC Violations

Date: 09/24/2023
Licensee: Manuel Badilla, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Dexamethasone—Controlled Medications (Class C)—in a sample taken from Regal Redwood, who finished third at Golden Gate on 9/24/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/29/2023
Licensee: Kevin Fletcher, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Caffeine—Controlled Medications (Class B)—in a sample taken from Ruby Layne. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/11/2023
Licensee: Cathal Lynch, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Flunixin—Controlled Medications (Class C)—in a sample taken from Saloon, who finished second at Laurel Park on 8/11/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 07/28/2023
Licensee: John Pimental, veterinarian
Penalty: Provisional Suspension
Alleged violation: Possession of banned substances
Explainer: For the possible possession of Levothyroxine (Thyro-L). This is a possible violation of Rule 3214(a)—Possession of Banned Substances

Date: 05/29/2023
Licensee: John Pimental, trainer
Penalty: Provisionally suspended
Alleged Violation: Medication violation
Explainer: For the presence of Methamphetamine—a banned substance—in a sample taken from Golovkin, who finished sixth at Monmouth Park on 5/29/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Read more on Pimental's story here.

Violations of Crop Rule

One important note: HISA's whip use limit is restricted to six strikes during a race.

Golden Gate Fields
Santos Rivera – violation date Oct 22; $250 fine, one-day suspension

Delaware Park
Hugh H Robertson – violation date Oct 18; $3,200 Purse forfeiture but no further records of the ruling
Eduardo Gallardo – violation date Oct 18; $500 fine, 10-day suspension
Augusto Ali Marin – violation date Oct 20; $500 fine, $550 purse forfeiture, three-day suspension
Karla Marie Dejesus – violation date Oct 20; $540 purse forfeiture but no further records of the ruling

Horseshoe Indianapolis
Tyler Jake Heard – violation date Oct 19; $100 fine but no further records of the ruling

Mahoming Valley Race Course
Fernando Salazar Becerra – violation date Oct 21; $250 fine, one-day suspension

Santa Anita Park
Jose Leonardo Verenzuela – violation date Oct 20; $250 fine, one-day suspension
Kent Desormeaux – violation date Oct 20; $250 fine, one-day suspension

OTHER KEY RULINGS

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

California

Track: Santa Anita
Date: 10/21/2023
Licensee: Antonio Fresu, jockey
Penalty: Three-day suspension
Violation: Careless riding
Explainer: Jockey Antonio Fresu, who rode Kitzkaty in the ninth race at Santa Anita Park on October 20, 2023, is suspended for 3 racing days (October 28, 29 and November 2, 2023) for altering course without sufficient clearance in the stretch, causing interference resulting in the disqualification of his mount from second to eighth; a violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).

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