Servis Pleads Guilty to Two Counts; One Felony, One Misdemeanor

Jason Servis, for years one of the top Thoroughbred trainers in the country, pleaded guilty in a New York courtroom Dec. 9 to resolve charges arising from the government's sweeping investigation into horse doping at racetracks across the country.

Servis, 65, faces four years in prison when he is sentenced May 18, 2023, in U.S. District Court in Manhattan. Servis was one of 31 defendants in the case, which garnered national headlines when prosecutors announced indictments nearly three years ago and cast a black eye on the racing industry.

They had been charged with doping horses with various performance-enhancing drugs that were undetectable by racing regulators. Prosecutors said the use of PEDs by greedy trainers corrupted the sport, cheated the betting public, and endangered horses who were asked to perform beyond their natural capabilities.

Servis was the last defendant facing charges.

He pleaded guilty in connection with his role in the distribution of adulterated and misbranded drugs intended for administration on racehorses he trained.

“Servis' conduct represents corruption at the highest levels of the racehorse industry,” Damian Williams, U.S. Attorney for the Southern District of New York, said in a release. “As a licensed racehorse trainer, Servis was bound to protect the horses under his care and to comply with racing rules designed to ensure the safety and well-being of horses and protect the integrity of the sport.”

Williams added: “Servis abdicated his responsibilities to the animals, to regulators, and to the public. This latest conviction demonstrates the commitment of this Office and of our partners at the FBI to the prosecution and investigation of corruption, fraud, deceit, and endangerment in the racehorse industry.”

“Guilty,” Servis said, as he admitted to a new felony charge of misbranding and adulterating a chemical substance described by prosecutors as similar to the bronchodilator clenbuterol but stronger.

“Guilty,” he said, admitting to another new charge, a misdemeanor, of misbranding and adulterating a compound chemical called SGF-1000.

Servis had been scheduled to go on trial next month on two counts–conspiracy to misbrand and adulterate performance-enhancing drugs and conspiracy to commit mail and wire fraud.    He would have faced 25 years in prison on those two counts if convicted.

As part of the plea deal, prosecutors agreed to dismiss those charges and bring new ones.

Also, as part of the plea deal, Servis agreed to forfeit $311,760 and to pay restitution in the amount of $163,932.

Servis showed up in court in a sports jacket and tie. Racing authorities suspended his trainer's license after his arrest in March 2020.

At the time of his arrest, prosecutors accused Servis of administering adulterated and misbranded PEDs, including SGF-1000, to “virtually all of the racehorses under his control.”

Those horses included Maximum Security, who finished first in the 2019 GI Kentucky Derby Presented by Woodford Reserve but was disqualified for interference during the running of the race.

Judge Mary Kay Vyskocil brought up Maximum Security's name during a portion of the proceeding that required Servis to admit his guilt by allocuting to the charges.

At that point, Servis attorney Rita Glavin interjected to say that, yes, her client would admit that Maximum Security had been administered SGF-1000 by a veterinarian for his barn.

Glavin also objected when Vyskocil asked Servis if he was challenging the fact that Maximum Security finished first in the overseas $20-million Saudi Cup in the Middle East in February 2020, a month before his arrest.

After a brief back and forth, Servis conceded that fact.

He also told Vyskocil that he would not challenge other statements to other facts in the plea agreement.

For instance, he conceded that he continued using SGF-1000 after New York regulators put out an advisory in September 2019 saying that SGF-1000 was a prohibited substance.

He also conceded that SGF-1000 cost $300 a bottle and that vet bills sent to owners disguised the use of SGF-1000 on his horses as “acupuncture and chiropractic.”

In the case of the clenbuterol-like substance, Servis admitted that on May 8, 2019, he shipped it from his barn at Monmouth to Belmont and hid it in a soda bottle concealed in a bucket of poultice, an herbal anti-inflammatory paste.

In court papers, Glavin argued that Servis was not guilty of the charges against him because prosecutors lacked evidence that SGF-1000 was performance-enhancing or contained growth factors. These considerations would make it a PED.

She also argued that none of Servis' horses ever tested positive for clenbuterol misuse.

On Friday, Glavin told Vyskocil that she planned to argue before the sentencing that Servis had been repeatedly told by his vet that SGF-1000 was legal to use.

The plea agreement states that Servis's vet repeatedly assured the trainer that SGF-1000 was “legal and not violative of racing rules as reflected in intercepted calls in June and August of 2019.”

Prosecutors argued in court papers that those who marketed SGF-1000 didn't understand what it was other than that it was undetectable in tests conducted by racing regulators.

They also contend that SGF-1000 does contain growth factors of a variety that were intentionally difficult to detect.

Williams said Servis ordered hundreds of bottles of the drug “SGF-1000,” which was compounded and manufactured in unregistered facilities.

He said Servis obtained the misbranded version of clenbuterol from convicted co-defendant New Jersey trainer Jorge Navarro.    He is serving a 5-year prison sentence after pleading guilty a year ago.

With Servis' plea, 23 of the 31 individuals charged have pleaded guilty. Two were convicted after trial, and two were offered deferred prosecution agreements.

The defendants included 11 Thoroughbred and Standardbred trainers and seven veterinarians.

Pool coverage is being provided to the major Thoroughbred racing news outlets by pool reporter Robert Gearty.

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Lynn Cash Joins the TDN Writers’ Room Podcast

Don't tell owner-trainer Norman (Lynn) Cash that horses need eight weeks between races and can only run four or five times a year. Cash, who has been training only since April, 2021, has found success running his horses as often as possible. Led by the remarkable Beverly Park (Munnings), who, on Monday at Mahoning Valley, will make his 29th start of the year, Cash's stable has earned $3,816,293 on the year. He says it has been profitable in 17 of the 18 months it has been in business.

Brought in to talk about his unique approach to training and owning horses (Cash owns every horse in his stable), Cash was this week's Green Group Guest of the Week on the TDN Writers' Room podcast presented by Keeneland.

“I personally think that 11 or 12 days between races is absolutely perfect and it works for me,” Cash said. “If you go 10 or 11 days between races you can get 98% out of what the horse has to give you back. That's enough for them to recuperate. They're ready to go. Usually, you're working the horse anyway after a race; you're giving him a work that is a lot like a race. I thought maybe we should just race them into fitness instead of working them into fitness.”

On Beverly Park, Cash said he is a horse who loves to get out there and run.

“He's just such a competitor,” Cash said. “An iron horse, that absolutely fits him. We've not had to do any work on him. He's just an incredibly sound horse. He's just the epitome of a workhorse. Every time he gives everything that he has. He's just such a such a sweet and amazing horse.”

Cash owns a roofing business, which was his primary source of income before getting into racing. He has turned the day-to-day operation of that business over to his sons, so that he can focus on racing. He couldn't be happier with the decision to change careers midstream.

“I'm having the time of my life here,” he said. “They say I've changed careers. But I don't know about that because I don't call this work. This horse racing, it is addictive.”

Elsewhere on the podcast, which is also sponsored by Coolmore, Lane's End, Kentucky Thoroughbred Owners and Breeders, XBTV and West Point Thoroughbreds, Zoe Cadman and Bill Finley took a look back at the GI Cigar Mile H. win by the ultra-game Mind Control (Stay Thirsty), as well as last week's GII Remsen S. and GII Demoiselle S. They also discussed the latest news on alleged drug cheat Jason Servis, who appears ready to enter a guilty plea. Cadman and Finley also touched on the story of Maryland-bred star Post Time (Frosted), who is undefeated in three starts while being ridden in the afternoons by his regular exercise rider, Eric Camacho.

Click here to watch the show.

Click here for the audio-only version.

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Jason Servis To Change Plea; Hearing Set for Friday

Trainer Jason Servis  has been granted a change-of-plea hearing, which will be held Friday at 11 a.m. before Judge Mary Kay Vyskocil of United States District Court (Southern District of New York)., in which he is expected to plead guilty for his role in the highly publicized racehorse doping scandal.

Originally indicted in March of 2020, Servis represents the last domino to fall in the doping scandal that also involved trainer Jorge Navarro and more than two dozen others and sent shockwaves through the industry. Servis had appeared ready to fight the charges in court and had hired a high-profile attorney in Rita Glavin, who represented former New York Governor Andrew Cuomo when he faced allegations of sexual harassment. Servis's trial had been set to begin Jan. 9.

It was revealed last week that Servis and his attorney had begun the process of negotiating with prosecutors when a request was filed to the court asking for additional time to file motions prior to Servis's scheduled court date.

“The Government and counsel for defendant Jason Servis are currently in discussions regarding a potential pre-trial disposition, which may obviate the need for trial,” wrote United States Attorney Damian Williams in his letter to the court.

Servis was originally charged with three counts of felony drug misbranding. Some eight months after the original indictment was released, the charge of mail and wire fraud conspiracy was added in a superceding indictment. The maximum sentence under federal guidelines for that charge is 20 years.

It won't be known until Friday's hearing what charges Servis will plead guilty to. Like Servis, Navarro entered into a plea agreement with the government, pleading guilty to one count of conspiracy to commit drug adulteration or misbranding. He was sentenced to five years in prison. Unlike Servis, Navarro was never charged with conspiracy, which could mean that Servis will face more than five years.

In a related development, Alexander Chan, a veterinarian who had worked for Servis and was scheduled to be tried alongside the barred trainer in January, also changed his plea and plead guilty to one felony count of conspiracy to commit drug misbranding or adulteration. He will be sentenced April 13. Chan had also been facing three felony charges related to drug adulteration, misbranding, along with wire fraud conspiracies.

That Servis might be acquitted at trail always seemed like a longshot. The federal government had compiled numerous intercepted phone conversations between Servis and others in which he discussed his doping routines with Chan, Navarro and another vet, Kristian Rhein. When Rhein pled guilty in August of 2020 he implicated Servis. Rhein was sentenced to three years.

Servis's performance-enhancing drug of choice was allegedly SGF-1000, purported to be a performance-enhancing drug intended to promote tissue repair and increase a racehorse's stamina and endurance beyond its natural capability. The government charged that Servis administered SGF-1000 to “virtually all of the racehorses under his control.” The list includes Maximum Security (New Year's Day), who was first under the wire in the 2019 GI Kentucky Derby before being disqualified for interference.

The evidence included a conversation between Servis and Navarro in which Servis recommended SGF-1000 to his fellow trainer and said, “I've been using it on almost everything.”

In the original indictment it was charged that Servis and his co-conspirators “concealed the administration of PEDs from federal and state government agencies, racing officials, and the betting public by, among other things, concealing and covertly transporting PEDs between barns where Servis's racehorse were stabled, falsifying veterinary bills to conceal the administration of SGF-1000, and using fake prescriptions.”

Servis's sentencing may be the final chapter in a scandal that has hovered over the industry for nearly three years. With Chan having changed his plea and Servis about to do the same, the cases covering all the individuals originally indicted will have been adjudicated. Every person involved will have either pled guilty or been convicted in court.

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Chan Pleads Guilty to Single Felony Count in Plea Deal

The New York-based veterinarian Alexander Chan, facing three felony charges related to drug adulteration, misbranding, and wire fraud conspiracies for allegedly injecting purported performance-enhancing drugs (PEDs) into racehorses trained by co-defendant Jason Servis and then hiding the billing for his services, cut a plea bargain with the government Monday.

Chan's deal involved waiving indictment and pleading guilty to a single superseding information charge of drug adulteration and misbranding in exchange for the other charges against him being dropped, a format that is similar in substance to deals that other convicted defendants in the wide-ranging doping conspiracy case have agreed to with government prosecutors rather than face a trial by jury.

Chan had signaled his intention to plead guilty last Thursday, when he asked for and was swiftly granted a Dec. 5 change-of-plea hearing in United States District Court (Southern District of New York).

That decision seemingly left Servis as the lone remaining high-profile defendant in the case to go to trial as scheduled Jan. 9. But news broke Friday that Servis, too, is seeking a plea deal to adjudicate his own trio of felony drug misbranding and conspiracy to commit fraud charges. There was no update on the court docket with regard to Servis's case status as of early Monday evening.

As part of his plea deal, Chan will also have to pay the feds a forfeiture of $311,760. The money judgment represents the value of “any and all drugs that were adulterated or misbranded when introduced into or while in interstate commerce or while held for sale…” according to court documents filed Dec. 5.

Chan's sentencing will be Apr. 13.

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