Weekly Stewards and Commissions Rulings, Jan. 23-29

Every week, the TDN posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA) related rulings from around the country.

Among this week's rulings, the seven-day prohibition on intra-articular injections prior to a timed workout continues to trip up stakeholders.

Six new individuals are facing possible sanctions for violations of this rule, to go with the 30 individuals whose cases have already been resolved. A typical first-time violation comes with a $3,000 fine.

One of the trainers in question is Ignacio Correas, whose trainee Didia violated the intra-articular injection rule prior to a timed workout dated Jan. 11 of this year. Didia subsequently won the GII Pegasus World Cup Filly and Mare Turf Invitational S. on Jan. 27.

NEW HISA/HIWU STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity and Welfare Unit's (HIWU) “pending” and “resolved” cases portals.

Resolved ADMC Violations

Date: 11/09/2023

Licensee: George Weaver, trainer

Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Admission.

Explainer: For the presence of Dantrolene—Controlled Medication (Class C)—in a sample taken from Typhoon Fury, who won at Aqueduct on 11/09/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Pending ADMC Violations

Date: 12/26/2023

Licensee: Manuel Badilla, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Dexamethasone—Controlled Medication (Class C)—in a sample taken from Shana Madel, who finished second at Golden Gate on 12/26/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 01/11/2024

Licensee: Ignacio Correas, trainer

Penalty: Pending

Alleged violation: Pre-workout intra-articular injection violation

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Didia. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 12/14/2023

Licensee: Todd Pletcher, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Dexamethasone—Controlled Medication (Class C)—in a sample taken from Give Me Kisses, who finished fifth at Aqueduct on 12/14/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 01/14/2024

Licensee: James Tsirigotis, trainer

Penalty: Pending

Alleged violation: Pre-workout intra-articular injection violation

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Melancholy Blues. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 01/03/2024

Licensee: Anthony Dutrow, trainer

Penalty: Pending

Alleged violation: Pre-workout intra-articular injection violation

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Past Tense. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 11/23/2023

Licensee: Peter Miller, trainer

Penalty: Pending

Alleged violation: Medication violation

Explainer: For the presence of Phenylbutazone—Controlled Medication (Class C)—in a sample taken from House of Magic, who finished second at Del Mar on 11/23/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 01/05/2024

Licensee: Rohan Crichton, trainer

Penalty: Pending

Alleged violation: Pre-workout intra-articular injection violation

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Oconee Life. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 01/05/2024

Licensee: Jose Delgado, trainer

Penalty: Pending

Alleged violation: Pre-workout intra-articular injection violation

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Justintimeforwine. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 01/14/2024

Licensee: Peter Walder, trainer

Penalty: Pending

Alleged violation: Pre-workout intra-articular injection violation

Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Uncle Curly. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

OTHER KEY RULINGS 

The TDN also publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

California

Track: Santa Anita

Date: 01/27/2024

Licensee: Geovanni Franco, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Jockey Geovanni Franco, who rode King Apollo in the sixth race at Santa Anita Park on January 26, 2024, is suspended for 3 racing days (February 3, 4 and 9 2024) for failure to make the proper effort to maintain a straight course in the stretch, causing interference; a violation of California Horse Racing Board rule #1699 (Riding Rules-careless riding – first offense in the last sixty (60) days).

Track: Santa Anita

Date: 01/27/2024

Licensee: Mario Gutierrez, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Jockey Mario Gutierrez, who rode Be Punctual in the fourth race at Santa Anita Park on January 26, 2024, is suspended for 3 racing days (February 3, 4 and 9 2024) for crossing over without sufficient clearance going into the first turn, causing interference; a violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).

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Fetlock Joint Radiographs Required at Oaklawn for Repeated Intra-Articular Injections

The pilot program currently in place at Oaklawn Park under which veterinarians administer any intra-articular corticosteroid injections at the racetrack in a designated area and in the presence of Oaklawn's integrity department has an addendum: any repeated intra-articular corticosteroid injection to the fetlock joint will now require the attending veterinarian to perform a radiograph. The original program was in association with the Horseracing Integrity and Safety Authority (HISA) and began Dec. 8 along with the track's 2023-24 race season. The new rule will be in place beginning Jan. 25, is in partnership with the Arkansas Horsemen's Benevolent and Protective Association (HBPA), and is in consultation with the Grayson Jockey Club, according to a Wednesday afternoon release from Oaklawn.

Oaklawn's statement said, in part: “Studies have shown the fetlock joint contributes to a larger portion of equine injuries and this rule will give veterinarians more tools to diagnose potential injuries. If the connections believe a Covered Horse should have an intra-articular corticosteroid injection of a fetlock joint within 60 days of a previous injection, the connections are required to have specific digital imaging (radiographs) taken by the attending veterinarian. The attending veterinarian will then assess the fetlock joint radiograph for potentially dangerous findings before the repeated injection is administered.”

Oaklawn, in partnership with the Arkansas HBPA, will pay up to $250 for each required set of radiographs to assist with the costs. The program will continue through May 4, when the current Oaklawn meet draws to a close.

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Weekly Stewards and Commissions Rulings, Oct 17-23

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

The TDN also posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA) related rulings from the same week. These include decisions from around the country.

NEW HISA/HIWU STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity & Welfare Unit's “pending” and “resolved” cases portals.

Resolved ADMC Violations

Date: 09/26/2023
Licensee: William Cowans, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission of ECM Rule Violation and Acceptance of Consequences.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Dream Keeper. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 09/26/2023
Licensee: William Cowans, trainer
Penalty: Treated as 1 violation with Dream Keeper under 9/8/23 HISA Guidance. Admission of ECM Rule Violation and Acceptance of Consequences
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Secretary of War. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 08/20/2023
Licensee: Randi Persaud, trainer
Penalty: A fine of $500; imposition of 1.5 Penalty Points. Final Decision by HIWU.
Explainer: For the presence of Phenylbutazone—Controlled Medications (Class C)—in a sample taken from Jumpster. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/12/2023
Licensee: Leslye Bouchard, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission of ECM Rule Violation and Acceptance of Consequences.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Tomarie. This is also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.

Date: 06/24/2023
Licensee: Javier Morzan, trainer
Penalty: None. EAD Charge Withdrawn
Explainer: For the presence of Metformin—a banned substance—in a sample taken from Lady Liv, who finished third at Delaware Park on 6/24/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Date: 06/11/2023
Licensee: Guadalupe Munoz Elizondo, trainer
Penalty: None. EAD Charge Withdrawn
Explainer: For the presence of Metformin—a banned substance—in a sample taken from Quinton's Charmer on 6/11/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Read more on the withdrawn charges against Elizondo and Morzan here.

Pending ADMC Violations

Date: 09/24/2023
Licensee: Manuel Badilla, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Dexamethasone—Controlled Medications (Class C)—in a sample taken from Regal Redwood, who finished third at Golden Gate on 9/24/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/29/2023
Licensee: Kevin Fletcher, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Caffeine—Controlled Medications (Class B)—in a sample taken from Ruby Layne. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 08/11/2023
Licensee: Cathal Lynch, trainer
Penalty: Pending
Alleged Violation: Medication violation
Explainer: For the presence of Flunixin—Controlled Medications (Class C)—in a sample taken from Saloon, who finished second at Laurel Park on 8/11/23. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).

Date: 07/28/2023
Licensee: John Pimental, veterinarian
Penalty: Provisional Suspension
Alleged violation: Possession of banned substances
Explainer: For the possible possession of Levothyroxine (Thyro-L). This is a possible violation of Rule 3214(a)—Possession of Banned Substances

Date: 05/29/2023
Licensee: John Pimental, trainer
Penalty: Provisionally suspended
Alleged Violation: Medication violation
Explainer: For the presence of Methamphetamine—a banned substance—in a sample taken from Golovkin, who finished sixth at Monmouth Park on 5/29/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.

Read more on Pimental's story here.

Violations of Crop Rule

One important note: HISA's whip use limit is restricted to six strikes during a race.

Golden Gate Fields
Santos Rivera – violation date Oct 22; $250 fine, one-day suspension

Delaware Park
Hugh H Robertson – violation date Oct 18; $3,200 Purse forfeiture but no further records of the ruling
Eduardo Gallardo – violation date Oct 18; $500 fine, 10-day suspension
Augusto Ali Marin – violation date Oct 20; $500 fine, $550 purse forfeiture, three-day suspension
Karla Marie Dejesus – violation date Oct 20; $540 purse forfeiture but no further records of the ruling

Horseshoe Indianapolis
Tyler Jake Heard – violation date Oct 19; $100 fine but no further records of the ruling

Mahoming Valley Race Course
Fernando Salazar Becerra – violation date Oct 21; $250 fine, one-day suspension

Santa Anita Park
Jose Leonardo Verenzuela – violation date Oct 20; $250 fine, one-day suspension
Kent Desormeaux – violation date Oct 20; $250 fine, one-day suspension

OTHER KEY RULINGS

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

California

Track: Santa Anita
Date: 10/21/2023
Licensee: Antonio Fresu, jockey
Penalty: Three-day suspension
Violation: Careless riding
Explainer: Jockey Antonio Fresu, who rode Kitzkaty in the ninth race at Santa Anita Park on October 20, 2023, is suspended for 3 racing days (October 28, 29 and November 2, 2023) for altering course without sufficient clearance in the stretch, causing interference resulting in the disqualification of his mount from second to eighth; a violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).

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Art Collector on List of Horses Provisionally Suspended by HISA for Violating Intra-Articular Injection Rule

The Horseracing Integrity and Safety Authority (HISA) has issued a new list of horses that have been provisionally suspended for violating the rules regarding intra-articular injections and it includes Grade I winner Art Collector (Bernardini).

The Paulick Report was first with the story.

Under new rules put in place by HISA that went into effect in May, horses who have had an intra-articular injection are prohibited from running within 14 days of the injection and cannot have a published workout within seven days of the injection. Art Collector, who is trained by Hall of Famer Bill Mott, was injected on June 21. According to Equibase, he had a five-furlong workout at Saratoga on June 26. With the violation, Art Collector was placed on the provisionally suspended list, which requires that he not race or work out for 30 days.

He will come off the provisionally suspended list on July 21.

The HISA rules covering inter-articular injections have gone through several revisions. Originally, any trainer found to violate the rule was subject to a 60-day suspension but that was dropped when HISA determined many of the offenses were caused by confusion and that many trainers did not understand the new rules. Those rules were tweaked during the time that Art Collector had the injection and the workout. In addition to the horse being put on a suspended list, Mott has received a warning letter. Still new rules went into place on July 16. Under this set of guidelines, any trainer who violates the rules will receive a $3,000 fine for the first offense. However, the horse in question is not provisionally suspended.

After declining to publish the list of the first batch of horses that had violated the rule, HISA reversed course and published a list the next day of 19 horses who were in violation of the rule. Those horses should not have been allowed to race while on the suspension list but nine of them did and three won their next start.

The new list contains 15 names. As was the case with the first list of names that was revealed, HISA did not enforce its own rules. None of the horses on the list should have been allowed to race while suspended, but six made it into the starting gate. In the case of Celtic Treasure (Treasure Beach {GB}), he was injected on June 12 and raced twice before his suspension ended on July 12. In another case, To Kalon (Ghostzapper) ran in a race just three days after having the injection.

With Art Collector coming off the list on Friday, he should be ready to return to the races at Saratoga quickly and could point for races like the GI Jockey Club Gold Cup. Another option might be the GII Charles Town Classic, a race he won in 2022 and 2021. He last ran on May 5 at Churchill Downs, where he finished second in the GII Alysheba S. The biggest win of his career came in January when he won the GI Pegasus World Cup Invitational at Gulfstream.

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