At 1-Month Mark For Drug Control, HISA Braces Industry For Changes

Four weeks out from the anticipated effective date for the Anti-Doping and Medication Control Program (ADMC), the Authority overseeing the Horseracing Integrity and Safety Act (HISA) is stepping up its awareness campaign so industry participants can be properly prepared for a sweeping change in regulatory protocols.

“We are officially on the one-month countdown to what we are confident will be the launch of our ADMC program on Mar. 27,” Lisa Lazarus, the chief executive officer for the HISA Authority, said during a Monday video press conference.

“Everyone is sort of on the same page of wanting uniformity and wanting consistency,” Lazarus continued. “And we're excited for the chance to actually show the industry what that looks like. I think once we get past Mar. 27, we'll be able to convert some doubters into believers.”

Part of what Lazarus and Ben Mosier, the executive director for the Horseracing Integrity and Welfare Unit (HIWU), are trying to get across to industry entities is that the looming ADMC implementation date is a very real deadline that they believe will not be affected by any current court action.

Mosier underscored that the ADMC launch is “what my team is focused on right now until somebody tells us otherwise.”

Added Lazarus: “One of the challenges for us, and why we are beating the drum as much as we possibly can, is to make sure stakeholders realize this is actually coming on Mar. 27. The moment the Federal Trade Commission [FTC] approves the [ADMC] regulations, they are effective.”

That date represents the last day of the FTC's  60-day review period for the ADMC rules, and Lazarus said “all indications” are that the FTC will greenlight them.

“The minute they approve them, state racing commissions are out of the drug-testing business, and we're the sole entity responsible in those states where HISA is operating,” Lazarus said.

Lazarus did note an exception: “The [federal] court in Louisiana has enjoined HISA from operating in Louisiana and West Virginia, so we will not be administering the ADMC program in those states, and yes, state regulations will continue to be in effect there.”

Lazarus also noted that the four federal lawsuits aiming to try to derail HISA were all initiated prior to the December 2022 rewrite of the HISA law that amended the act's operational language with the aim of quelling legal allegations of anti-constitutionality.

“I really don't think there is anything” in the courts that can stop the FTC's approval from happening, “which is why I'm so confident,” Lazarus said. “There is no pending legal action that is on the schedule to be resolved ahead of Mar. 27, [and] no party, no person, no entity has mounted any challenge to that [rewritten] law.”

Asked about immediate changes that horse owners and trainers might notice on Day 1 of implementation, Mosier noted several examples. One involved exactly who-HISA personnel or the existing track stewards-would be responsible for selecting horses for post-race testing.

“All testing is managed and directed by HIWU,” Mosier explained. “But what we're doing, and don't want to lose, is the ability for local personnel to inform testing selections. And what I mean by that is currently [in] the industry, the stewards [select horses for post-testing]. And we're not going to lose that ability. But we have to ensure that their selections are done in compliance with the rules, so we're working very closely with the stewards to make sure that they are educated and understand the rules and are essentially certified to now do this under our direction.”

Mosier continued: “We can also still hear information actively from veterinarians, or other personnel, on the ground [regarding factors] they see on the backstretch that typically flow up to the stewards on a daily basis.”

But, Mosier added, the flow of “nationwide intelligence” will also work in the other direction, meaning that local testing protocols might be triggered by information that flows downward from higher-up Authority entities, including from tips that come via HISA's whistleblower program.

Lazarus put it this way: “I think having a nationwide strategy that is intelligence-driven is going to be an opportunity for the industry to see how clean [or not]” the sport is.

Lazarus added that participants will experience “far higher levels of out-of-competition testing that the industry's ever seen, [instead of] almost-exclusive reliance on post-race testing to manage integrity.”

Mosier said when a horse is brought to a test barn, for example, the chain of custody will be paperless.

Mosier said horsemen can expect to have to electronically sign off on testing via an iPad (with instructions available in both English and Spanish), and that this system will assign unique markers that will accompany the specimen samples to the testing lab. Horsemen will then be electronically forwarded receipts from the test-barn process to streamline and provide proof of testing.

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Weekly Stewards And Commissions Rulings, Feb. 7-13

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

With the Horseracing Integrity and Safety Act (HISA) having gone into effect on July 1, the TDN will also post a roundup of the relevant HISA-related rulings from the same week.

California

Track: Santa Anita

Date: 02/10/2023

Licensee: Lorenzo Ruiz, trainer

Penalty: $500 fine

Violation: Medication violation

Explainer: Trainer Lorenzo Ruiz, who started the horse Manitowish, who finished third in the second race on Sept. 10, 2022, at Del Mar Race Track is fined $500.00 and assessed one half (1/2) point in accordance with California Horse Racing Rule #1843.4(a) (Multiple Medication Violations – Expires 02/10/24) pursuant to California Horse Racing Board Rule #1887(a) (Trainer or Owner to Insure Condition of Horse) for violation of California Horse Racing Board Rule #1843(a)(b)(d) (Medication, Drugs and Other Substances and Rule #1843.1(b) (Prohibited Drug Substances – Phenylbutazone [Class 4]).

 

Track: Santa Anita

Date: 02/11/2023

Licensee: Diego Herrera, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Jockey Diego Herrera, who rode Lasmuigh in the third race at Santa Anita Park on Feb. 10, 2023, is suspended for 3 racing days (Feb. 18, 19 and 20, 2023) for failure to make the proper effort to maintain a straight course in the stretch, causing interference. This constitutes a violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).

 

NEW HISA STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal, except for the voided claim rulings which were sent to the TDN directly. Some of these rulings are from prior weeks as they were not reported contemporaneously.

One important note: HISA's whip use limit is restricted to six strikes during a race.

 

Violations of Crop Rule

Aqueduct

Erick Fuentes–violation date February 9; $250 fine and one-day suspension, 7 strikes

Manuel Franco–violation date February 9; $250 fine, raising wrist above the helmet

Jacqueline Anne Davis–violation date February 10; $250 fine, raising wrist above the helmet

 

Gulfstream Park

Jose Luis Ortiz–violation date February 10; $250 fine and one-day suspension, 7 strikes

 

Mahoning Valey Racecourse

Edilberto Dominguez–violation date February 7; $250 fine and one-day suspension, 9 strikes

 

Oaklawn Park

Rafael Jesus Bejarano–violation date February 10; $250 fine, raising wrist above helmet

 

Santa Anita

Armando Aguilar–violation date February 10; $250 fine and one-day suspension, 7 strikes

 

Tampa Bay Downs

Carlos Eduardo Rojas–violation date February 10; $250 fine and one-day suspension, 7 strikes, on appeal stay requested

Isaac Manuel Jimenez–violation date February 10; $250 fine and one-day suspension, 7 strikes

Carlos Eduardo Rojas–violation date February 11; Rojas is suspended 7 calendar days based on points accumulated for multiple violations and served from Saturday, March 11, 2023 through and including Friday, March 17, 2023. On appeal, stay requested

Melissa Iorio–violation date February 11; $250 fine and one-day suspension, 8 strikes

 

Turfway Park

Alvin Ortiz–violation date February 10; $250 fine and one-day suspension, 8 strikes

 

Turf Paradise

Enrique Garcia–violation date February 8; $500 fine and three-day suspension, 14 strikes

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Loehr, Richards To Head HIWU Investigations Unit

Edited Press Release

As part of its preparations for administration of the Horseracing Integrity and Safety Authority's (HISA) Anti-Doping and Medication Control (ADMC) Program, the Horseracing Integrity and Welfare Unit (HIWU) is building a robust investigations unit to administer this fundamental component of the Program.

The investigations unit will be led by Shawn Loehr and Naushaun “Shaun” Richards, who will be guided by their decades of law enforcement and investigative experiences to help ensure the success of Thoroughbred racing's first national, uniform ADMC program.

Richards joined HIWU after a decorated 23-year tenure with the Federal Bureau of Investigation (FBI). He was most recently a supervisory special agent in the FBI's Eurasian Organized Crime Task Force. Richards initiated and directed the highly publicized criminal investigation involving the widespread misbranding of drugs, doping of racehorses, and international money laundering that ultimately resulted in the indictments of more than 30 individuals, including trainers Jorge Navarro and Jason Servis.

In his role as HIWU's director of intelligence and strategy, Richards will focus on long-range investigations, which will rely heavily on real-time intelligence, strategy, sophisticated investigative techniques and data analysis to identify and prosecute potential significant violations of the ADMC Program. He will liaise with federal, state, and local law enforcement as it relates to possible criminal violations.

Loehr, HIWU's director of investigative operations, joined HIWU following a distinguished 27-year career in law enforcement in California. Loehr had most recently spent nearly four years as the chief of enforcement and licensing for the California Horse Racing Board, where he managed all investigations and licensing staff. Loehr also spent time as chief investigator for the Sacramento County Department of Human Assistance, district attorney investigator for Sacramento County, and a police officer in Redding, CA.

As director of investigative operations, Loehr will oversee the investigators stationed at tracks across the country. In states that have signed voluntary agreements with HIWU, existing state investigators may be utilized. In states that choose to opt out of signing a voluntary agreement, HIWU is contracting independent investigators to work at specific tracks under Loehr's leadership. Loehr is also responsible for developing standardized investigative protocols for Anti-Doping and Controlled Medication Rule Violations, as well as other related investigative procedures.

Loehr and Richards will be supported by a full-time data analyst/scientist and an investigative analyst, in addition to other investigative staff. Gunter Younger, a member of the HIWU Advisory Council and director of intelligence and investigations at the World Anti-Doping Agency, will also play an active role and support all HIWU investigations. Relevant intelligence will be shared with HISA's Racetrack Safety Program directors, and vice versa, as appropriate.

To enhance investigative efforts, HIWU will offer an anonymous whistleblower platform through which individuals can submit tips in English or Spanish concerning potential violations of the ADMC Program once the rules take effect. The system will accept submissions via email, phone, text message, and WhatsApp and be managed by Richards' team to ensure that all tips are triaged appropriately and handled confidentially. Examples of reportable violations of the ADMC Program include, but are not limited to, the administration or use of a prohibited substance or method, trafficking, tampering with a sample collection and complicity in committing an ADMC rule violation. HIWU will circulate the relevant contact information to submit tips once it is available.

Later this month, HIWU's investigations team will be attending the Organization of Racing Investigators Annual Training Conference in Tucson, Arizona, where they will present on their operations and how they plan to work with states to effectively administer the ADMC Program.

“HIWU understands that a strong investigations arm is essential for an ADMC program to be effective, and we could not be more excited to have Shawn and Shaun leading our efforts in this area,” said Ben Mosier, executive director of HIWU. “As a result of the work of our investigations team, stakeholders in the Thoroughbred industry can look forward to competing under a program that facilitates a level playing field while punishing those who don't comply with the rules and threaten the safety and welfare of our equine and human athletes.”

“I am honored to be able to use my experiences at the World Anti-Doping Agency to help contribute to the HIWU investigation team's success and promote the integrity of Thoroughbred racing,” said Younger. “We recognize the importance of whistleblowers in alerting us to potential violations, and industry members can feel confident that information can be safely shared with us through the secure platform.”

HIWU is anticipating that it will begin enforcement of the ADMC Program Mar. 27, 2023, pending approval of the ADMC rules submitted to the Federal Trade Commission in December and published to the Federal Register Jan. 26.

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Citing HISA Concerns, Fonner Won’t Simulcast Races

With uncertainties regarding the Horse Racing Integrity and Safety Act (HISA) still swirling, Fonner Park management announced Friday that it will not simulcast its races to locations outside of Nebraska. The meet is set to begin Feb. 10 and run through May 6.

Fonner will become the second track not sending out its signal due to questions over HISA. Last year, the Texas Racing Commission ordered its tracks to cut off simulcasting because of HISA, only to reverse the decision earlier this month after the U.S. Fifth Circuit Court of Appeals denied a motion from HISA to rehear a case in which the court had held that HISA's enabling legislation was unconstitutional. However, citing a need to further review the many complexities surrounding HISA, Sam Houston, the lone track now running in Texas, has not resumed simulcasting.

In a statement released Friday, management said it took the measure “because of the many uncertainties associated with HISA in Nebraska and the nation.”

“The unreasonable and overreaching HISA rules and regulations have presented demands and obstacles that a racetrack our size cannot achieve or endure,” said Fonner Park CEO Chris Kotulak.

Under HISA rules, racetracks that do not voluntarily become a covered HISA racetrack are not permitted to send their signals out of state.

“The new increased costs to Fonner Park, plus the conflict with enforcing the variance between state and federal rules of racing, were determined unsurmountable to overcome for Nebraska's flagship Thoroughbred track,” the statement read.

“Fonner Park is a plaintiff in a large, national, multi-plaintiff lawsuit against HISA, but that lawsuit has not advanced with sufficient clarity to ensure that HISA rules would not be applicable to us,” Kotulak said. “Challenging federal regulations is a gamble my board has currently chosen not to make, as this would leave Fonner Park splayed open and at the mercy of a lengthy judicial process and costly legal circumstances that would significantly damage Fonner Park and our horsemen. We're not some gyp joint. We're a TRA racetrack. And for 70 years we've provided for our horse, horsemen and horseplayers. It's a shame it's come to this.”

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