Four New Members Join HISA Horsemen’s Advisory Group

Thoroughbred trainers Dale Romans, John Sadler and Shug McGaughey, plus racing and bloodstock manager Gavin Murphy, have joined the Horseracing Integrity and Safety Act (HISA)'s Horsemen's Advisory Group, the HISA  Authority announced via press release Tuesday.

The advisory group is a body of racing industry participants formed by  the HISA Authority last year to provide formal feedback to the Authority 's executive team and Standing Committees on the implementation and evolution of its Racetrack Safety and Anti-Doping and Medication Control (ADMC) regulations.

The four new members will replace outgoing Horsemen's Advisory members Rick Gold, Rick Schosberg, Donnie Von Hemel, and the late Frank Jones.

Romans is an Eclipse Award-winning trainer from Louisville, Kentucky. He races in Kentucky, New York and Florida, and is a member of the board of directors while also serving as the vice president of the Kentucky Horsemen's Benevolent and Protective Association.

Sadler is a California-based conditioner who has been training since 1978. In addition to training multiple Eclipse Award champions, Sadler was previously president of the California Thoroughbred Trainers and a member of the board of the Thoroughbred Owners of California.

McGaughey is a New York- and Florida-based Hall-of-Fame trainer and a native of Lexington, Kentucky. Historically the private trainer for the laureled Phipps Stable, McGaughey brings decades of experience as a top horseman to the Horsemen's Advisory Group. Five of McGaughey's trainees have been inducted into the National Museum of Racing's Hall of Fame.

Murphy, originally from Queensland, Australia, is the head of SF Bloodstock, an internationally recognized investment fund, with breeding and racing operations in the U.S., Australia, and Europe. A longtime industry stakeholder, Murphy was previously employed at Soros Fund Management, has served on the board of directors of the Breeders' Cup, and has a significant involvement with top Australian stud farm, Newgate.

The full list of the Horsemen's Advisory Group members can be found here.

The Group has 19 members with a wide variety of viewpoints from across racing. Its membership includes trainers, owners, veterinarians, backstretch employees and representatives of racing offices and aftercare initiatives.

“I am grateful to Rick Gold, Rick Schosberg, Donnie Von Hemel, and the late Frank Jones for their dedication to improving HISA's Racetrack Safety and ADMC programs,” said the HISA Authority's chief executive officer, Lisa Lazarus. “Their feedback has been integral to HISA's evolution as we work to create a fair and safe playing field for the sport. We look forward to collaborating with the new horsemen joining our group and benefitting from their years of hands-on experience in the Thoroughbred industry.”

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Trainer Saldana Suspended Two Years, Fined $25k After Losing Banned Substance Arbitration Hearing

Reed Saldana, a Los Alamitos Race Course-based trainer who has been licensed since 2017, has been penalized with a two-year suspension and a $25,000 fine after a Dec. 6 Horseracing Integrity and Welfare Unit (HIWU) arbitration judgment found him to be in violation of a banned substance rule. This resulted from a positive test for diisopropylamine in one of his trainees, Ice Queen (Cairo Prince), who finished third in a Santa Anita Park starter-allowance on June 16.

Saldana is also on the hook for $12,000 toward HIWU's share of the arbitration costs that resulted from his request for a hearing.

Arbitrator Jeffrey Benz further wrote in his ruling that the connections of the mare (owner 5th Street Stables) must forfeit the disqualified $4,560 in purse winnings.

Saldana, 41, who rode as a Thoroughbred and Quarter Horse jockey between 2007 and 2011 prior to his licensure as a trainer, did not engage an attorney for his hearing and could not be reached for comment prior to deadline for this story. It is unclear if he intends to appeal the arbitration result to a Federal Trade Commission (FTC) administrative law judge, which is the next option for covered persons who wish to contest HIWU arbitration results.

Diisopropylamine is a vasodilator listed as a banned substance by HIWU, which means it can never be found in a covered racehorse. It lacks Food and Drug Administration approval.

Among Saldana's arguments presented at his Nov. 1 hearing were 1) That there was no proof he gave diisopropylamine to Ice Queen; 2) Hand sanitizer containing the prohibited substance was allegedly found and used in the test barn; 3) That there was allegedly accidental contamination by the test barn personnel; 4) That there were issues with the chain of custody during the testing process, and 5) That diisopropylamine is not a vasodilator but is a “secondary amine.”

According to the arbitrator's ruling, Saldana also submitted the following statement for consideration:

“The evidence HIWU has presented is very lacking. NO integrity, NO security, NO proof that the urine sample actually was collected properly, stored correctly or even transported securely. This urine sample MUST be INADMISSIBLE and case needs to be dismissed, to continue to proceed is just a travesty,” Saldana stated.

“We are in a country where we are innocent until proven guilty beyond a reasonable doubt and the evidence shows no proof of guilt. HIWU has failed to demonstrate Burden of Proof in this matter. HIWU has claimed that Diisopropylamine is a vasodilator when in fact by scientific proof it is not, it is an amine. These false claims and misclassification by [the Horseracing Integrity and Safety Act] of Diisopropylamine have cost me my livelihood, has caused stress, emotional, monetary and repetitional damage that I can't ever get back, to continue would just be [an] injustice,” Saldana stated.

After taking testimony from both parties, the arbitrator sided with HIWU's recommended penalties for a first-time anti-doping “presence” finding. Benz noted the key factors in his decision.

“Mr. Saldana argues that alleged errors made in collecting and analyzing Ice Queen's Sample should result in its disqualification,” Benz wrote. “His allegations are vague and unparticularized. The only specific alleged deficiency in the sample collection or custody for Ice Queen was that the Nominated Person was prevented from seeing the collection of Ice Queen's urine…

“HIWU could certainly do a better job of ensuring that the written chain of custody documentation is clearer and that the labs are required to uniformly handle chain of custody issues and documentation,” the arbitrator continued. “Having said that, Mr. Saldana's obligation was to show that the irregularities in the chain of custody that he claims were present had some effect on the outcome of the testing and he was unable to make that showing…

“With respect to his allegation that Mr. Saldana's Nominated Person was prevented from entering the testing barn to observe Ice Queen pass urine, there is no specific requirement in this regard,” Benz wrote.

“In addition, Mr. Saldana's argument that Diisopropylamine is not a vasodilator by virtue of being a secondary amine is false,” Benz wrote.

“As explained by [Dr. Lara Maxwell, a veterinarian and pharmacology professor who testified on behalf of HIWU], drugs such as Diisopropylamine can be classified both in terms of their chemical structure and their pharmacological or medicinal effects on the body.

Diisopropylamine is classified as a secondary amine due to its chemical structure. It is also considered a vasodilator due to its general pharmacological effect, i.e., causing blood vessels or open or dilate. There is nothing inconsistent about the simultaneous application of both categories, which address entirely different properties of Diisopropylamine,” Benz wrote.

“Lastly, and despite the irrelevance of a substance's effects on the Covered Horse to any argument on liability, as addressed by Dr. Maxwell, Diisopropylamine is known to have a performance-enhancing potential in horses due to its status as a vasodilator, which expands blood vessels and 'temporarily decreases the work of the heart.'

“Mr. Saldana also advanced a theory that hand sanitizer used by the [testing personnel] could have caused the positive result found in the Sample because hand sanitizers often contain the prohibited substance found here,” the arbitrator continued. “He adduced no evidence on this point, and HIWU's evidence to the contrary was compelling.”

“First, the evidence was unrefuted that the hand sanitizer used in the testing barn and all relevant areas for the Sample's journey to the refrigerator and the next day to the laboratory did not contain the Diisopropylamine,” Benz wrote.

“Second, the evidence was unrefuted that the [personnel] did not use hand sanitizer and instead used surgical gloves when collecting samples.”

“Third, HIWU's expert Dr. Maxwell testified, on an unrefuted basis, that the active ingredient in hand sanitizer is ethanol and had the horse been contaminated with hand sanitizer not only would it have required a large amount of hand sanitizer to yield the levels of Diisopropylamine found here but ethanol would also have been found in the sample and it was not found here.”

“Accordingly, the Arbitrator finds that hand sanitizer contamination was simply not possible here, and certainly not at all likely,” Benz wrote.

Saldana's career training record is 88 wins and $2.5 million in earnings from 656 starts. His last entrant was on July 1, and through the first half of 2023 Saldana posted a 7-10-9 record from 61 starters.

The Thoroughbred Regulatory Rulings database maintained by The Jockey Club shows two prior drug-related entries for Saldana: A Class 4 phenylbutazone violation in a third-place horse that resulted in a $500 fine at Santa Anita in 2022, and a Class 3 clenbuterol positive that resulted in the disqualification of a winner (but no fine) in 2020 at Los Alamitos.

Saldana's suspension, unless overruled at the FTC level, will run through Aug. 5, 2025.

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Top Mid-Atlantic Trainer Farrior Faces Possible Suspension For Metformin

Trainer Anthony Farrior is facing a possible suspension after a horse he trained allegedly tested positive for the banned substance Metformin, according to a posting Friday on the Horseracing Integrity and Welfare Unit website.

His status is listed as “Pending: Provisional Suspension–Postponed.” Alexa Ravit, the director of communications & outreach for HIWU explained that the wording means, “that B Sample analysis has been requested following a positive A Sample result, so the implementation of the Provisional Suspension is postponed unless/until the B Sample comes back positive.”

Farrior will be allowed to train at least until the B sample is turned over to HIWU. If he is unable to beat the charges, he faces a suspension of up to two years and a fine of $25,000.

The infraction allegedly took place Nov. 5, 2023 at Laurel with the $10,000 claimer Geothermal (Gormley), who did not finish the race. According to the Equibase chart, Geothermal sustained an injury through the backstretch run, was pulled up entering the far turn and was vanned off. According to sources, the horse was euthanized, but the TDN has not been able to confirm that with its connections.

HIWU has penalized at least six trainers for Metformin positives, including Jonathan Wong, a top trainer on the Northern California circuit. In humans, Metformin is used to treat type 2 diabetes. Wong has said that he takes Metformin. The Federal Drug Administration has approved Metformin for use in humans but it is not officially approved for use in animals. Metformin has been used in horses to counteract the effects of equine metabolic syndrome, which is a disorder associated with inappropriate blood insulin levels and increased fat deposition.

Farrior's lawyer, Drew Mollica, said that to the best of his knowledge, Farrior does not take Metformin. However, he was adamant that in Farrior's case, the finding is a matter of environmental contamination.

“We are in the process of evaluating the evidence and intend to vigorously follow the evidence,” Mollica said. “We absolutely believe this is case of contamination. We are in the midst of fact finding and I think that it will be quite clear that Mr. Farrior is not liable for any wrongdoing. We are investigating any and all possibilities and eventualities. We firmly believe this is a case of contamination and when all the facts are in, it will be found that he was not liable or negligent on any manner.”

When asked what steps he would take if the B Sample came back positive, Mollica replied: “We'll cross that bridge when we get there. We ordered the B sample and are following the science. We believe that when we have all the science and the facts are in, we believe he will be exonerated.”

Farrior has been training since 2011 and has 837 wins from 3,708 starts. He is currently racing at Laurel, Charles Town and Mahoning Valley. He is leading the Charles Town standings with 134 wins on the year through Thursday. At Charles Town, he is winning with 25% of his starters.

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Amid Daunting Industry Issues, A Message To Symposium Students: Don’t Give Up

A panel discussion titled “From Data to Dollars: Understanding Horse Racing's Economic Impact As Racing's Future is Questioned” during Wednesday's Global Symposium on Racing hosted by the University of Arizona Race Track Industry Program (RTIP) led off with moderator Alan Foreman confronting “the elephant in the room that we dodge.”

Foreman, the chairman and chief executive officer of the Thoroughbred Horsemen's Association, said racing is facing an “existential moment” at a time when industry stakeholders increasingly must make the case for the sport's so-called social license to exist in the face of intense pressure from anti-racing activists and a younger generation of Americans who hold the belief that animal-based entertainment is more cruel than cool.

“It's not about foal crop. It's not about field size. It's not about whether we have a core product,” Foreman said, ticking down the list of the common concerns that industry insiders often debate.

“The single biggest issue right now [is] should the federal government, and should our state legislatures, continue to support our business?” Foreman said.

Foreman then rephrased his rhetorical question more bluntly so there would be no misunderstanding: “Is it time to end horse racing in this country?”

Foreman certainly doesn't think so, and neither did the panelists who joined him at the podium.

But the group did try to offer pearls of wisdom as to how industry stakeholders might fight back when confronted with that question.

Julie Broadway | Horsephotos

Their answers largely centered on the sharing of strategies for getting across the industry's far-reaching scale and the potential ramifications of ceasing racing, and several speakers even articulated how some entities in the sport have effectively lobbied their respective states to secure financial incentives, bolster racing programs, and modernize facilities, like the currently underway rebuild of Belmont Park and the planned re-imagining of Pimlico Race Course.

Foreman pointed out that even though there is now federal oversight in the form of the Horseracing and Safety Act (HISA) Authority, racing in the United States remains primarily a state-sanctioned business, and how much of the industry operates under laws that were enacted for vastly different economic reasons decades ago than what we face now.

Every year at about this time when applying for next season's racing dates, Foreman said, track operators increasingly have to defend why their states should support our sport's way of doing business.

“The point is, what the state giveth, the state can taketh,” Foreman summed up.

And demonstrating that we are upholding that “social license” must take the form of deeds and not just words, Foreman said. He and the other panelists also concurred that the sport's narrative also must be backed up by accurate economic data, which helps to drive home points to legislators and regulators.

What we need to successfully convey, Foreman said, is “if you talk about the economics of this business; the value of horse racing to the economies, of our local communities, of our states, of our country…I think that we can overcome this very challenging environment that we are in.”

Julie Broadway is the president of the American Horse Council (AHC), a national organization whose work and data helps not only racing stakeholders, but everything equine-centric in the country, under a scope that ranges from broad national issues to smaller initiatives at the local government level.

“You cannot sit still and sit back and wait for people in [government] to figure out what goes on in our industry and what it's all about,” was Broadway's assessment of how to approach dealing with politicians who can help usher through changes via legislation.

Regardless of the level of government, Broadway said the approach is largely the same. Getting your message across means 1) educating decision-makers; 2) setting context and dispelling misinformation and inaccuracies about your position; 3) stating the positive and pointing out unintended and/or negative consequences, and 4) making the overall narrative relatable and personal.

Those points are all underpinned by being armed with the proper data, Broadway said.

Najja Thompson | Fasig-Tipton

Najja Thompson, the executive director of the New York Thoroughbred Breeders, said that a lot of times when racing people go in to make their cases to legislators, they have to be aware that they'll be dealing with a lower-level staffer at first. “And they're not listening to me unless I have the data to implore them to get their representative to speak to me directly on why racing is important in New York,” he said.

But, Broadway added, racing industry stakeholders can't benefit from that data if they don't join in to help compile it.

Broadway gave the example of a recently undertaken AHC economic impact study that sought to include feedback from the racing industry. The data will eventually be used to underscore the importance of horse racing within America's larger equine population, and it will be available for anyone who wants to cite it in making their case for support from legislators.

Yet only four Thoroughbred tracks responded.

“This survey was out for more than six months,” Broadway explained. “I'm sad to say that the Thoroughbred racing industry had a really low response rate. I mean, we really had to beg for data.”

Broadway contrasted that with participation from the harness racing industry, “because they really stepped up. They are getting their own breakout report just on Standardbred racing [that will] cut across all states where Standardbred racing occurs.”

Lonny Powell, the chief executive officer of the Florida Thoroughbred Breeders' & Owners' Association, said he was stunned to hear that support from Thoroughbred tracks was so low.

“That's amazing. That's tough. How are we going to tell our story if nobody's even trying?” Powell said.

“I'm always a track guy,” Powell continued, alluding to his years in track management prior to a career turn toward executive jobs with industry entities. “And I just don't get it. I don't get why you wouldn't want to tell the story.”

Tom Rooney, the president and chief executive officer of the National Thoroughbred Racing Association, pointed out that being a reliable broker of data is important, but that you need to also skillfully be able to tell the story of those numbers in a narrative form to get your point across to non-racing listeners.

“Clearly, the data is about jobs. It's about farms. It's about these things that we're used to going away, and maybe having to change the way that we work,” Rooney said. “If you work in the horse racing industry, you're kind of the subculture of skills that's probably applicable [in] very few other places. So we live in our own world, and we wouldn't be here if we didn't think that world was a good and beautiful endeavor to belong to.”

Added Powell: “You've got to be able to tell somebody what the consequences are if your industry goes away.”

Lonny Powell | Serita Hult

Powell also pointed out that reams of data are great, but that time in front of legislators is limited, so racing stakeholders need to distill it into manageable, relatable chunks.

“You've got to know it. You've got to believe it. You've got to have confidence in it. And you really have to care about the industry you're talking about. Otherwise, it's just a study,” Powell said. “Make your story relatable to those that aren't in our industry.”

Several panel participants underscored that people in racing have to take the time to forge personal bonds with legislators so the sport's stakeholders can be viewed as trusted sources.

In other words, don't go seeking help from politicians for the first time only when “your back's against the wall,” Powell cautioned.

“Are you kidding me? You've got to develop relationships. That takes years,” Powell said.

Foreman stressed that the racing industry needs to hone (and often repeat) the message that the sport is an economic engine, and that the money it generates often gets reinvested back into the community in ways that aren't apparent to legislators.

“Here's something that very rarely gets talked about, but legislators love to hear this,” Foreman said. “Racing is a community. We take care of our people,” he continued, giving examples of how in his home state of Maryland, the horsemen's health system provides full health care for the people who work in racing.

“That is something that doesn't fall back on the local economy, that doesn't fall back on social services. It doesn't fall back on the state,” Foreman said. “It's the racing industry that supports that. We take care of the people who work with us, [and] that resonates with legislators. And that's why they're willing to support the industry, because they understand the local impact that it has.”

To get that story across to political decision-makers, Foreman said, “we combined the economic impact with the social license aspects of it, and that's the takeaway.”

Powell, however, had a different message to impart, speaking directly to RTIP students. He prefaced his comments by letting the RTIP majors know that he is a graduate of that program who was attending his 41st edition of the annual symposium, and that he understood how some of the presentations over the past two days that focused primarily on industry problems might be giving students second thoughts about pursuing a career in the sport.

“Don't change your major,” Powell implored them, his voice at times cracking with emotion. “That's exactly why you're needed in leadership. That's exactly why you're needed in this business. Because we need people that believe you can make progress versus 'ride it all out.'”

“It's difficult. It's changing,” Powell said of horse racing. “But you can't give up.”

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