Diodoro Fined $5K, Gets Stayed 60-Day Suspension for Lidocaine Positives

Two 3-hydroxylidocaine positives detected in separate horses six days apart at Canterbury Park in August and September have resulted in a $5,000 fine and 60-day suspension for trainer Robertino Diodoro.

The suspension part of the penalty has been stayed so long as Diodoro does not incur a Class 1 or 2 or Penalty Category A or B medication violation before Jan. 31, 2021.

Lidocaine is classified as a Class 2, Penalty Category B substance on the Controlled Therapeutic Medication Schedule compiled by the Association of Racing Commissioners International (ARCI).

For a first offense, the ARCI’s recommended Category B penalties are a “minimum one-year suspension absent mitigating circumstances [and a] minimum fine of $10,000 or 10% of total purse (greater of the two) absent mitigating circumstances.”

The positives were reported in lower-level claiming horses that ran second and sixth.

According to a Nov. 30 Minnesota Racing Commission ruling, Diodoro back on Nov. 18 had “waived his right to a formal hearing and agreed to accept a Board of Stewards ruling calling for a 60-day suspension effective Dec. 1, 2020 through Jan. 30, 2021, and a $5,000 civil penalty.” Another stewards’ phone conference with Diodoro on Monday preceded the release of the ruling.

That ruling continued: “Due to mitigating factors, the Board of Stewards ordered a stay of the 60-day suspension for 365 days beginning Dec. 1 providing Diodoro has no Class 1 or Class 2, Category A or B medication violations within that timeframe. If Diodoro is the subject of a Class 1 or Class 2, Category A or B medication violation within the timeframe, the 60-day suspension will be reinstated immediately…”

The ruling did not address specifics of the mitigating factors.

The first positive came from Hey Kitten (Haynesfield) who ran second as the 9-10 favorite Aug. 26 in a $10,000 claimer for owner Heads Up Racing. The 3-year-old filly was claimed that day and hasn’t started since, although she shows recent workouts at Turfway Park. According to the ruling, her 3-hydroxylidocaine finding was reported at 58.4 pg/ml (the threshold is 20 pg/ml).

On Sept. 1, Catty Krys (Discreet Cat) ran sixth as the 23-10 second favorite in a $7,500 claimer for owner Empire Racing Stables, LLC. She too was claimed by a new outfit, and has since started four more times at Remington Park and Charles Town Races without cracking the top three placings. According to the ruling, the 6-year-old mare’s 3-hydroxylidocaine finding was reported at 56.6 pg/ml.

According to the ruling, “The Board of Stewards took into consideration that the second violation occurred before the first violation was reported to the Stewards and was not known by the trainer. Therefore, the Board of Stewards treated the two violations as one, which is standard practice.”

The ruling stated that Diodoro requested split-serum sample testing for confirmation and the presence of 3-Hydroxylidocaine was recorded “in both split sample serums well above the threshold level,” the ruling stated.

Both horses were disqualified for purse and placing purposes only. The ruling did not address the status of the claims made by new owners on the days both tested positive.

Around the same time that Diodoro’s two Canterbury horses returned the Class 2 positives, the trainer had four other horses disqualified for Class 4 positives that turned up earlier in the year at Oaklawn Park and Will Rogers Downs.

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Iowa Trainer Testifies He ‘Accidentally Spilled’ Class 1 Substance Into Feed

A Prairie Meadows-based Thoroughbred who twice ran second within eight days while carrying a Class 1, Penalty A substance that humans consume to produce psychoactive effects has earned its trainer a one-year suspension and a $1,000 fine.

According to an Iowa Racing Commission ruling dated Oct. 23, trainer Robert Roe “did not dispute the findings, nor did he deny he has to be penalized” after the Sept. 20 and 28 blood and urine samples for Candy My Boy (Candy Ride {Arg}) both came back positive for the banned substances mitragynine and 7-hydroxymitragynine, which have no acceptable allowable levels in a racehorse by Association of Racing Commissioners International (ARCI) standards.

Instead, Roe argued at an Oct. 22 stewards’ hearing that he legally purchased a substance marketed as kratom and took it for his own personal use, but inadvertently dropped some into a preparation that ended up in the feed of his $5,000 claimer.

“Mr. Roe testified it was a contamination when he accidentally spilled some into a joint supplement he feeds his horse,” the ruling states. “He did not think he had spilled enough into it that it would affect the horse. He did not speak with his personal veterinarian, nor the state veterinarian to get their opinion, nor did he throw out the contaminated joint supplement. During the hearing he acknowledged he should have just thrown the contaminated supplement out.”

According to the ruling, Roe testified that the substances are misclassified by the ARCI, and that kratom “should not be a Category 1, Penalty A.” It was not immediately clear whether Roe (3-2-1 from 17 starters in 2020) intends to appeal his suspension and fine.

According to the website drugabuse.gov, kratom is a tropical tree native to Southeast Asia, “with leaves that contain compounds that can have psychotropic (mind-altering) effects…. Kratom can cause effects similar to both opioids and stimulants…. When kratom is taken in small amounts, users report increased energy, sociability, and alertness instead of sedation.”

It is not illegal to possess kratom in the United States, but the Drug Enforcement Agency lists it as a “drug of concern” with potential for abuse in humans.

The most recent–and perhaps only other–known penalty for kratom in North American racing was in 2017 when the New York State Gaming Commission indefinitely suspended a harness owner/trainer/driver for racing four horses at Monticello Raceway on it (two won and another was second).

Candy My Boy, a 7-year-old gelding with a 6-for-47 lifetime record, was competing at the “non-winners in six months” level when he ran second at 16-1 and 7-1 odds in his two September races while positive for the substances.

The ARCI guidelines for a Penalty A are a minimum one-year suspension and a fine of $10,000 or 10% of total purse (greater of the two) absent mitigating circumstances. According to the ruling, the stewards are considering the positives in the two races to “be a single violation, as both tests occurred prior to notifying Mr. Roe.”

Candy My Boy has been ordered disqualified from Race 9 on Sept. 20 and from Race 1 on Sept. 28. Owner Brett Marceau has been stripped of the purse winnings, which will be redistributed.

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Kentucky Oaks Day Positive Undergoing Further Investigation

The Kentucky Horse Racing Commission (KHRC) is conducting a follow-up investigation of a class C medication positive detected in a sample returned from Kentucky Oaks day, according to a KHRC statement Thursday.

“The Derby day samples were ‘cleared,’ showing no irregularities,” the statement read. “The Oaks day samples returned a finding for a class C medication in one (1) primary sample.”

The Kentucky Oaks was run at Churchill Downs this year on Sept. 4. The results “should be available” in November, a KHRC spokesperson confirmed. This year’s Breeders’ Cup is scheduled for Nov. 6 and 7.

According to the statement, “the KHRC will follow its established regulatory process in conducting a follow-up investigation of this matter. The name of the horse, trainer and owner will not be released at this time, “in accordance with that process,” the statement read.

The KHRC’s official laboratory, Industrial Laboratories in Colorado, conducted the initial analysis.

Churchill Downs carded 13 races on Kentucky Oaks day, including six stakes. The headline act was the GI Longines Kentucky Oaks, won by Shedaresthedevil, with subsequent GI Preakness S. winner Swiss Skydiver second and the favorite, Gamine, back in third.

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Justify, Hoppertunity Connections Seek Court Block of CHRB Scopolamine Re-Hearings

Trainer Bob Baffert, plus the owners and two jockeys who rode the undefeated 2018 Triple Crown winner Justify and the MGISW Hoppertunity, filed a legal petition against the California Horse Racing Board (CHRB) Oct. 13, alleging that the CHRB’s recent decision to reopen hearings on two scopolamine positives from those horses in 2018 amounts to “arbitrary, capricious, and unlawful conduct” that purportedly targets Baffert and his clients unfairly while supposedly damaging the horses’ reputations as stallions.

The petition, filed Tuesday in Los Angeles County Superior Court, seeks a judgment, injunction, and “peremptory writ of mandate commanding Respondent CHRB to dismiss the Complaints filed against Petitioners and cancel all hearings on the matter.”

The petitioners–Baffert, WinStar Farm LLC, China Horse Club, Head of Plains Partners LLC, Starlight Racing, Michael Pegram, Karl Watson, Paul Weitman, Mike Smith, and Flavien Prat–are also going after the CHRB for unspecified monetary damages, attorney fees, and court costs, plus “other, different, or further relief as the Court may deem just and proper,” according to the 26-page court filing.

“This action challenges the CHRB’s groundless decision to reopen a closed matter and conduct a retroactive hearing with an apparently foregone conclusion to disqualify and redistribute winnings from horse races that occurred two and a half years ago. When those races [the [GI] Santa Anita Derby and [GIII] Tokyo City Cup] were run in April 2018 and two horses (Justify and Hoppertunity, respectively) were declared the winners, the CHRB decided the very issue it is seeking to revisit now,” the court documents state.

“The CHRB has no legal or factual basis for reopening its prior final decision,” the filing continues. “As the CHRB knew when it decided this issue in 2018, both Justify and Hoppertunity tested positive for scopolamine just after their respective races in April 2018. But after a thorough investigation and deliberation, consistent with the well-established equine science and its very own governing statute and rules, the CHRB correctly decided that the positive results were due to naturally occurring contamination in the horses’ feed and therefore dismissed the matter. Now, after almost two and a half years, the CHRB has issued complaints and announced it intends to hold a hearing [Oct. 29] to consider retroactively disqualifying these two horses.”

The filing contends that “The CHRB’s attempted proceedings, however, ignore a critical element: the CHRB could not have disqualified either horse in 2018 and cannot do so now because scopolamine is a classified substance that, by law, does not permit disqualification. Further, the CHRB has no authority, or basis, to reopen this closed matter. Rather, the CHRB has admitted it has issued its complaints and is holding a hearing simply to dispose of a civil action brought against it by a race runner-up, and solely as a way to avoid further litigation and expense in that lawsuit.”

According to the Oct. 13 filing, “All racing jurisdictions have rules that govern the sport and the presence of medications and substances in post-race blood and urine tests. California is no different, and the April 2018 tests were taken pursuant to those rules. Specifically, California’s classification system delineates five classes of substances [and] four categories of penalties. [The more egregious and harmful] Class 1-3 substances correspond with penalty categories A and B, while Class 4-5 substances are associated with penalty categories C and D.”

“At the time of the 2018 Santa Anita Derby, just as it is today, the CHRB’s rules designated scopolamine as a Class 4, penalty C substance. Significantly, disqualification is not an authorized penalty for Class 4, penalty C substances. Plainly stated, disqualification premised on the presence of scopolamine was not a permissible option for the CHRB in April 2018 under its own rules [nor is it an option today].”

The filing continues: “There have been numerous incidents of jimson weed contaminating bales of hay, leading to what are called ‘clusters’ of horses testing positive for scopolamine when they unknowingly ingest contaminated feed. Fortunately, there is a proven scientific method for determining whether the presence of scopolamine in a horse is due to intentional administration or is the result of innocent contamination from hay. If the horse has ingested jimsonweed, blood tests of that horse will reveal the presence of atropine. On the other hand, if scopolamine has been intentionally administered, atropine will not be present.”

“Racing commissions routinely use the presence or absence of atropine in the blood as a determinative factor in deciding whether to pursue complaints against an owner or trainer.. Equally important, the amounts of scopolamine found in the blood of Justify and Hoppertunity..were small enough that they would have no pharmacological effect in a horse.”

The filing states that, “There were five other horses who tested positive for scopolamine during this time period. All seven horses were investigated by Dr. Rick Arthur, the CHRB’s Equine Medical Director, and Rick Baedeker, the CHRB’s Executive Director. Arthur and Baedeker determined that the cluster of scopolamine positives at Santa Anita in 2018 was the result of contaminated hay. They found jimson weed in hay that had been delivered to Santa Anita and the blood and urine samples of all the horses revealed the presence of atropine. The investigation and science were conclusive: this was a case of environmental contamination that had no effect whatsoever on all seven horses tested that day, nor the outcome of their respective races. Thus, Arthur and Baedeker jointly recommended to the Board of the CHRB that all seven cases be dismissed.”

“Arthur and Baedeker’s recommendation was presented to the Board of the CHRB, which voted unanimously to dismiss all seven cases. That decision was not only proper, it was the only one the CHRB could make under its own rules..In sum, the cases for the seven horses testing positive for scopolamine in April 2018..were all thoroughly and properly investigated and were

all dismissed. The science was not only overwhelming, it ‘mandated’ such a result.”

The filing further contends that a January 2020 lawsuit initiated against the CHRB by Mick Ruis, who owned and trained the 2018 Santa Anita Derby runner-up, Bolt d’Oro, is “the only reason the CHRB has decided to reopen the formally closed decisions with respect to Justify,” because the CHRB “agreed to do so as part of a private settlement.”

In his suit, Ruis alleged that the CHRB’s August 2018 vote to dismiss the case against Justify led Ruis to suffer “the loss of purse caused by the CHRB’s failing to disqualify Justify and re-distribute the purse for the positive test result.”

The Oct. 13 filing states that, “the CHRB is only attempting to reopen its 2018 decision regarding Hoppertunity because that horse too was trained by Bob Baffert” and that, “the CHRB agreed to file the [Aug. 25, 2020] complaints against Justify and Hoppertunity solely to avoid further litigation costs associated with its legal defense in the Ruis lawsuit and to placate the race runner-up.”

The Baffert, et al, filing states that as a result of the CHRB’s unlawful conduct, the petitioners have, “suffered harm, including damage caused to Justify’s and Hoppertunity’s reputations, as award-winning Thoroughbred horses.”

But the Oct. 13 court documents do not provide specific details about the exact nature of this alleged harm.

“Unless [the CHRB] is restrained and enjoined from reopening these actions that were previously and rightfully dismissed, Petitioners’ rights will continue to be violated, as they have no plain, speedy, or adequate remedy at law; injunctive relief is the only legal means available to protect their legal rights,” the filing concludes.

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