Surick Gets 62 Months in Doping Sentence

NEW YORK–Standardbred trainer Nick Surick, who has admitted to doping his own horses as well as assisting Jorge Navarro in that trainer's own doping scheme, was sentenced to 62 months in federal prison Thursday by U. S. District Judge Mary Kay Vyskocil in United States District Court, Southern District of New York in lower Manhattan.

Among the many defendants in the doping case that have come before Vyskocil, it was one of the longest sentences handed out and two months longer than the 60 months she gave Navarro. Navarro has been called Surick's “doping mentor.” The longest sentence she has handed down was the 11 years she gave veterinarian and drug supplier Dr. Seth Fishman.

“I consider your conduct to be very serious,” Vyskocil told Surick at the sentencing. “By giving horses performance-enhancing drugs, you endangered the horses, and the other horses they raced against, as well as the jockeys and drivers. You're supposed to be caring for horses that you trained, yet you risked their lives and impugned the integrity of the sport in which you made your livelihood.”

Surick had pled guilty to two counts of drug adulteration and misbranding and one count of obstruction

The sentence came despite Surick's efforts to cooperate with the government. In hopes of a lighter sentence, the trainer had given the government information on others who were indicted as well as individuals who had not been indicted. But the government felt it could not use the information because Surick had incorrectly maintained that co-defendant Dr. Rebecca Linke had injected a horse he trained named Northern Virgin with EPO. Linke was able to prove that she did not inject the horse.

Surick's credibility came into question because of the false accusations against Linke and prosecutors decided they could not use his testimony against others. Surick said he did not lie about Linke and rather had problems remembering all the details of the incident. The government accepted that Surick may have been telling the truth about Linke and simply mixed up some details.

The government was willing to accept a lighter sentence because the trainer had attempted to assist prosecutors in his case. In a pre-sentencing submission, the government said Surick's sentence should be less than the 72 months recommended by the U.S. Probation Parole Office, but did not specify what length of suspension it felt was appropriate.

While showing a willingness to sign off on a sentence of less than 72 months, Assistant United States Attorney Sarah Mortazavi asked the court not to go too easy on the defendant.

“We do believe that a significant term of imprisonment is warranted here,” she said. “That he attempted to assist us must be weighed against the seriousness of his crimes and that he stood at the top of a conspiracy.”

Citing Surick's efforts to cooperate, his attorney, Timothy Donohue, asked for no prison time and for his client to receive only 12 months of home confinement.

Vyskocil wasn't having any of it.

“Home confinement is not realistic and I hope you did not give Mr. Surick false and unrealistic hopes considering how serious this offense is,” the judge said, chastising Donohue.

Vyskocil said she took Surick's attempts to cooperate into account, but it wasn't enough for her to show him much leniency.

“I have considered your efforts to cooperate and whether or not they warrant a variance in your sentence,” Vyskockil said. “But you provided information that turned out to be misleading. Having weighed your cooperation, the sentence will be well below the sentencing guidelines, but I cannot and will not impose a non-custodial sentence.”

Surick addressed the court and apologized for his actions and said he was working on “turning the page.”

“I am truly sorry for the crimes that I have committed,” he said. “I can't blame anybody but myself. I hurt the sport I love. I owe an apology to the public. They were misled and betting on a product that was not true. I can honestly say that this arrest changed my life. I only knew one thing in life–training horses. I backed myself into a corner and got caught up in the crazy competition to be the best.”

The incidents involving Northern Virgin came up frequently during the sentencing hearing. After the horse was doped, Surick became aware that investigators from the New Jersey Racing Commission were attempting to test the horse. Knowing that if they did test the horse he would be subject to severe penalties, Surick went to great lengths to hide the Standardbred and shipped him out of state. The way he handled Northern Virgin is what led to the obstruction charge.

“Only Mr. Surick was charged with obstruction,” Vyskocil said. “Mr. Navarro was not. It was Mr. Surick's horse and his terrible decision to do what he did with the horse. He moved the horse to other states and went to lengths to hide him.”

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Chan Pleads Guilty to Single Felony Count in Plea Deal

The New York-based veterinarian Alexander Chan, facing three felony charges related to drug adulteration, misbranding, and wire fraud conspiracies for allegedly injecting purported performance-enhancing drugs (PEDs) into racehorses trained by co-defendant Jason Servis and then hiding the billing for his services, cut a plea bargain with the government Monday.

Chan's deal involved waiving indictment and pleading guilty to a single superseding information charge of drug adulteration and misbranding in exchange for the other charges against him being dropped, a format that is similar in substance to deals that other convicted defendants in the wide-ranging doping conspiracy case have agreed to with government prosecutors rather than face a trial by jury.

Chan had signaled his intention to plead guilty last Thursday, when he asked for and was swiftly granted a Dec. 5 change-of-plea hearing in United States District Court (Southern District of New York).

That decision seemingly left Servis as the lone remaining high-profile defendant in the case to go to trial as scheduled Jan. 9. But news broke Friday that Servis, too, is seeking a plea deal to adjudicate his own trio of felony drug misbranding and conspiracy to commit fraud charges. There was no update on the court docket with regard to Servis's case status as of early Monday evening.

As part of his plea deal, Chan will also have to pay the feds a forfeiture of $311,760. The money judgment represents the value of “any and all drugs that were adulterated or misbranded when introduced into or while in interstate commerce or while held for sale…” according to court documents filed Dec. 5.

Chan's sentencing will be Apr. 13.

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Harness Trainer Guido Gets 20 Months in Prison for Doping

Thomas Guido, III, a 57-year-old former Standardbred trainer based in the Northeast, became the third defendant in related criminal racehorse doping cases this week to be sentenced to prison.

On Thursday, a federal judge put Guido behind bars for 20 months as part of an agreement with prosecutors in which Guido pleaded guilty to one felony count of substantive drug misbranding and adulteration with intent to defraud and mislead in exchange for three conspiracy charges against him being dropped.

Guido was also ordered to pay a $10,000 fine. Prior to his Nov. 17 sentencing, he already paid a $61,800 forfeiture that had been a condition of his plea bargain.

At two separate sentencings on Nov. 15, the same judge in in United States District Court (Southern District of New York) sent the former Standardbred trainer Rene Allard to prison for 27 months while the former racetrack veterinarian Louis Grasso got 50 months for his role in the same doping ring.

Had the case gone to trial, prosecutors had been prepared to prove how Guido and Grasso worked together to administer performance-enhancing drugs (PEDs) to Standardbreds.

“Critically, Guido sought to obtain some of the most potent PEDs in the industry-blood builders-to administer to racehorses for the purpose of corruptly improving their race performance,” prosecutors wrote in a pre-sentencing submission.

Among the evidence that the feds intended to present if the case had gone to rial was a 2019 intercepted phone call in which the trainer and veterinarian discussed the death of a horse named Reiki, presumably after the administration of a blood-clotting agent.

“Guido appreciated the dangers of illegally administering drugs to racehorses for no legitimate medical purpose,” the prosecution's filing continued. “One of Guido's racehorses unexpectedly died with no apparent cause, leading co-defendant Louis Grasso to speculate that the horse had died after receiving a mis-administered dose of N-butyl alcohol. Guido likewise appreciated that his conduct was prohibited: over the course of his career, Guido had received multiple prior positive drug tests and fines or suspensions as punishment.”

Prosecutors had sought a 30-month prison sentence. Guido's attorney had argued for a far more lenient punishment of 12 months of home confinement. Guido's lawyer also disputed that his client had a direct role in Reiki's death.

“The government suggests that Mr. Guido was directly responsible for the death of a horse under his care,” Guido's attorney wrote. “The basis of this allegation is a conversation between Dr. Grasso and Mr. Guido recorded on October 2, 2019, in which they discuss the death of a horse owned by a friend of Mr. Guido.

“Dr. Grasso, who did not examine the horse, opines that the horse died of an improperly administered N-Butyl injection. [Reiki] died the day before [after competing in] a race at Pocono Downs.”

“Mr. Guido was not present at that race, he did not transport that horse to the track, and it's not clear whether Reiki was stabled at [his farm]. Mr. Guido did not mis-deliver an injection of N-Butyl to Reiki on October 1, 2019…. The entire conversation is speculative [and] we don't know why the horse died,” the defense filing continued.

But yet, even Guido's own attorney conceded in the same paragraph that, “What is true, however, is that similar to his facilitating others in obtaining Epogen prescriptions, Mr. Guido may have supplied the N-Butyl that Dr. Grasso had prescribed for his barn. It is conduct that he deeply regrets.”

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Fishman Claims $13.5M Forfeiture is ‘Unlawful in its Entirety’

The veterinarian Seth Fishman, who is currently imprisoned but appealing his 11-year sentence for two felony drug-supplying convictions in a decades-long international racehorse doping conspiracy, has filed legal paperwork objecting to the $13.5-million forfeiture that was also imposed upon him, claiming the judge's order was illegal.

“The forfeiture sought here is not authorized by statute and is therefore unlawful in its entirety,” Fishman's attorney, Steven Kessler, stated in a Sept. 12 filing in United States District Court (Southern District of New York).

“The Preliminary Order of Forfeiture (POF) seeks a money judgment equal to the alleged value of the misbranded or adulterated products that form the basis for the criminal charges,” the filing continued. “It further seeks an order forfeiting substitute assets–i.e., property having no relationship to any criminal activity–up to the value of the money judgment.

“[But] the [relevant] statute does not authorize a money judgment equal in value to the misbranded products. Nor does it authorize the forfeiture of substitute assets if the misbranded products are no longer available….” the filing stated.

“Thus, the government's statutory remedy for the manufacture or introduction into interstate commerce of misbranded or adulterated products is limited to the confiscation of the products themselves. The POF exceeds and contravenes the statute. It is therefore unlawful and must be rejected….

“If the POF actually sought 'forfeiture…of any and all drugs that were adulterated or misbranded by the Defendant' for introduction into the stream of interstate commerce, the POF would be lawful….” Fishman's filing stated.

“Misbranding is not a forfeiture crime. The misbranding statute under which the government seeks forfeiture against Dr. Fishman, 21 U.S.C. § 334, only permits the government to confiscate the misbranded or adulterated products themselves and any equipment used to manufacture those products. Nothing more,” the filing stated.

Fishman's filing further argued that “Congress has prescribed monetary penalties for introducing misbranded and adulterated products into the stream of interstate commerce. Those penalties, however, are fines, not forfeitures of proceeds,” and are capped at $1 million for certain violations.

Fishman was indeed fined $250,000 after prosecutors introduced evidence showing that his drug-peddling business earned millions of dollars a year. Fishman is also jointly responsible for $25 million in restitution along with other convicted co-conspirators. Neither of those monetary orders were questioned in Fishman's formal objection to the forfeiture.

The filing continued: “On a few occasions, a court has permitted forfeiture of proceeds or facilitating property or a money judgment forfeiture where there is an allegation of a misbranding violation. Those decisions, however, permitted such relief based on other criminal charges, bundled with the misbranding violations, that specifically authorize forfeiture, such as wire fraud or money laundering, none of which were even alleged against Dr. Fishman, let alone proven, here.”

In summation, the filing stated, “It has never been alleged or shown that Dr. Fishman 'actually acquired' any tainted property as a result of any crime, let alone more than $13 million.”

A separate legal filing from Sept. 8 noted that Fishman has been in transit within the federal prison system from New York to Florida, and that because of COVID-19 restrictions related to his movement, his attorney has been largely unable to speak with him.

“He has [been in transit to] Philadelphia and Tallahassee (and possibly other venues) before arriving [Sept. 7] in Miami. As the Court knows, upon reaching each facility, a prisoner is quarantined and must go through strict COVID protocols before being permitted phone privileges, even with his counsel.

“Because of this, I have been able to speak to Dr. Fishman just once while he was in transit, and that call was brief. We have made substantial efforts to speak with him since, but, through no fault of mine or the Bureau of Prisons, that has not yet happened. I am hopeful that, now that Dr. Fishman has arrived at his destination, communication will be easier to facilitate,” the Sept. 8 filing stated.

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