Letter to the Editor: Concerns About HISA

Dan Ross's article from Sunday, February 20 highlighting the many unanswered questions regarding provisions of the Horseracing Integrity and Safety Authority (HISA) should concern anyone who cares about American racing.

For an entity which many are expecting to be vitally important to the future of the sport, it has left much to be desired in the way of its public communications. Just shy of four months from launch, the lack of answers to a major industry publication should concern anyone involved in, or subject to, the new organization.

Transparency is not easy. When an organization or even an entire sport is not accustomed to communicating well with its stakeholders, the process of beginning to do so can be painful.
HISA's leadership might think its focus is needed entirely on establishing its rules and procedures and it will deal with the public later, or that it will do only the minimum required by law (following public comment procedures, etc.).

If U.S. racing had a legacy of open discourse with the public, this might not be a concern.

Transparency is desperately needed across our sport. And no matter how complicated or clumsy the process of establishing HISA might be, it misses the mark by failing to communicate clearly with the public and the press.

There are emerging signs, however, that some important cogs in the regulatory process are realizing the need, and the value, in improving communications.

Just last week, Kentucky Horse Racing Commission Chairman Jonathan Rabinowitz asserted the KHRC is undergoing a review of its approach to transparency. As of now, regulations limit the KHRC's ability to communicate about pending incidents before a stewards' ruling is issued. Many recent cases have made it clear this status quo is wholly insufficient.
Commissioner Bill Landes praised the commitment to a new approach as “a breath of fresh air.”

Transparent communication to customers, let alone internal stakeholders, is a necessity to compete in the modern American sporting marketplace.

Racing is in competition with other sports, not just for attention, but more than ever, wagering dollars. And make no mistake, those other sports are doing a far better job of communicating with customers about rules, officiating and infractions than almost any organization in American racing.

Many across the American racing landscape wish to see a more communicative, transparent approach to adjudicating the sport at every level.

HISA's leadership should take note sooner rather than later.

Patrick Cummings is the Executive Director of the Thoroughbred Idea Foundation

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Blea’s Vet License Remains Suspended, Per Judge

The veterinary license of California Horse Racing Board (CHRB) equine medical director, Jeff Blea, remains suspended pending a full administrative hearing, according to a ruling by administrative law judge Nana Chin.

In a 15-page document dated Friday, Jan. 28 but posted to the Veterinary Medical Board's website Wednesday, Chin wrote that despite Blea not currently practicing veterinary medicine, this still “does not ensure” public safety.

“As long as Respondent's license to practice is active, he is free to return to the practice of veterinary medicine at any time. Permitting Respondent to practice and engage in veterinary medicine poses a risk of injury to the public health, safety, and welfare,” wrote Chin in the ruling.

According to a UC Davis spokesperson, Blea remains on administrative leave from his position as equine medical director.

At the start of the year, the California veterinary board announced that an emergency hearing had resulted in an interim suspension of Blea's veterinary license for a number of alleged offenses, including purportedly administering medications to racehorses without a prior examination, without forming a diagnosis and without medical necessity.

Chin presided over a formal hearing on that interim suspension on Jan. 21.

“I'm certainly disappointed,” said Blea's attorney, George Wallace. “But I don't know, given the players involved, that it really is a surprise.”

According to Wallace, the veterinary board has 30 days with which to schedule a full hearing on the merits of the case once a notice of defense has been filed, though he warned that the timeline will likely take longer.

Wallace also suggested that Blea might seek “intervention” from the Superior Court in the meantime. “Under the interim suspension statute, there is a right to seek review in the Superior Court,” Wallace said.

“I would expect that, by this time next week, we'll have a much clearer idea of where things are going to be steered,” said Wallace. “But at the moment, it's an ongoing process. There are a lot of people whose opinions get to be heard on it, on all sides.”

A timeline of events leading to the issuance of the charges against Blea can be read here.

A key wrinkle in the case concerns the question of whether or not the equine medical director position requires an active veterinary license.

The position is first appointed by the dean of UC Davis, and the university then contracts with the CHRB for the appointee's services.

Historically, the equine medical director has not required an active license.

But in its argument for an interim suspension, the veterinary board claimed that Blea presents a “danger to public health, safety and welfare,” due to his oversight as equine medical director of the high-profile investigation into the death of the Bob Baffert-trained Medina Spirit (Protonico), the Kentucky Derby winner who collapsed and died after a scheduled workout on Dec. 6 at Santa Anita.

The CHRB responded to Blea's emergency interim suspension by bringing in the executive associate dean of UC Davis's School of Veterinary Medicine, John Pascoe, to oversee the necropsy of Medina Spirit.

UC Davis subsequently placed Blea on administrative leave on Jan. 12, however.

“The UC Davis School of Veterinary Medicine is aware the interim order of suspension of Dr. Jeff Blea's veterinary license has been upheld and is monitoring the situation as the legal process moves forward,” wrote a UC Davis spokesperson, in an email.

“The School of Veterinary Medicine continues to fulfill its duties to provide equine medical director services for the CHRB,” the spokesperson added.

The CHRB has thrown its weight behind Blea, voting unanimously in closed session on Jan. 20 on their “support and confidence in Blea to continue in his role,” according to a statement issued last week.

The commissioners are “further committed to pursue appropriate legal avenues to protect the authority of the board, as well as preserve the contract with UC Davis,” the CHRB wrote, adding that “regardless of the outcome, Dr. Blea has their full support and confidence to continue in his role as EMD throughout the full adjudication process.”

The TDN reached out to the CHRB for comment on the latest ruling but didn't receive a response before deadline.

The veterinary board accuses Blea of a number of offenses, including allegedly administering drugs to racehorses without a prior examination to form a diagnosis and determine medical necessity, failing to establish “any” veterinary-client-patient relationship, and of issuing drugs that are not FDA approved for equine administration.

A subsequent TDN investigation found a broad consensus among veterinary medical experts that the infractions are largely matters of poor record-keeping which rarely, if ever, rise to the level of a suspended license.

“When it comes to rising to the level of needing an immediate suspension, in my opinion, I don't think it reaches that level,” Bryan Langlois, former president of the Pennsylvania Veterinary Medical Association, told the TDN.

In her ruling, however, Chin suggests that the defense failed to provide at the administrative hearing an adequate rebuttal to the allegations, writing that while testimony from the veterinary board's investigator, James Howard, was given “significant merit,” the affidavits submitted by the defendant were afforded “little” weight.

“Though each affiant asserts that the allegations were without merit and claims the allegations are based on a misunderstanding of racetrack practice, they provide no factual grounds for their conclusions,” Chin wrote.

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Blea’s Interim Suspension Hearing Plays Out

In the formal hearing Friday morning of the Veterinary Medical Board's petition for an interim suspension of California Horse Racing Board (CHRB) equine medical director Jeff Blea's medical license, both sides laid out their arguments.

In short, the deputy attorney general Elaine Yan representing the veterinary board took a procedural defense of the petition, arguing that the allegations against Blea amount to violations of standards of practice within the veterinary community as codified in the veterinary medicine practice act.

“These guidelines emphasize the importance of examinations and diagnosis,” said Yan, before zeroing in on what she said is the “most important part” of the clinical guidelines.

“It states, and I quote, 'Documentation of the use of all prescription drugs should conform to the requirements of the applicable state veterinary practice act,'” said Yan.

George Wallace, Blea's attorney, argued that the allegations against Blea don't meet the “extraordinary standard” that is typically required to suspend a veterinary license, and that no formal hearing on the “merit” of the allegations has yet been conducted and thus proven.

“You've had drunken veterinarians. You've had substance abusing veterinarians who you would not trust in a surgical suite. You have had grossly incompetent veterinarians who keep messing up even after the accusations have been filed,” said Wallace.

“In none of those cases has the veterinary medical board sought in interim suspension order. Dr. Blea is apparently the most dangerous veterinarian in existence in California, and the board has not articulated an actual present remotely likely danger that is posed by letting this disciplinary process go through the process of hearing the merits and a determination,” Wallace added.

Administrative law judge Nana Chin has 30 days with which to issue a written ruling on the case. According to Wallace, he expects that ruling to arrive by the end of next week.

Earlier this month, the California Veterinary Medical Board announced that an emergency hearing had resulted in an interim suspension of Blea's veterinary license for a number of alleged offenses, including purportedly administering “dangerous drugs” to racehorses without a prior examination, without forming a diagnosis and without medical necessity.

The veterinary board also claims that Blea presents a “danger to public health, safety and welfare,” due to his oversight as equine medical director of the high-profile investigation into the death of the Bob Baffert-trained Medina Spirit (Protonico), the Kentucky Derby winner who collapsed and died after a scheduled workout on Dec. 6 at Santa Anita.

A TDN investigation into the accusations leveled against Blea found a consensus among veterinary medical experts that the infractions are largely matters of poor record-keeping which rarely, if ever, rise to the level of a suspended license.

The role of equine medical director is first appointed by the dean of UC Davis, who then contracts out the appointee's services to the CHRB.

Last week, UC Davis placed Blea on administrative leave pending a formal review of his veterinary license–this, despite the CHRB's arguments that the position isn't one that has historically required an active license.

At the beginning of Friday's hearing, an attorney representing the CHRB attempted to formally participate in the hearing by arguing that the veterinary board's actions to remove Blea from his equine medical director position constitutes regulatory overreach.

In response, deputy attorney general Michael Yi argued that it did fall within the veterinary board's purview because the statutory definition of the position means that Blea is actively “engaging in veterinary medicine by conducting his duties.”

Judge Chin, however, said that the sole purpose of the hearing was to examine the merits of the allegations against Blea.

“This is something that will have to be dealt with at a full administrative hearing where parties can argue whether that constitutes unauthorized practice of veterinary medicine,” said Chin, about whether the equine medical director position requires an active license.

This left deputy attorney general Yan to argue that an interim suspension of Blea's license was necessary in the event Blea returned to veterinary practice.

In doing so, Yan cited a passage of the veterinary board's petition for an interim suspension against Blea where he's alleged to have administered, from January 2021 through March 2021, medications to 3,225 horses. “This averages out to be 48 horses per day,” the petition states.

“The fact that he can go back to administering drugs to 50 horses a day, thousands of horses a month, at the behest of the trainer and not in the best interest of the horses, truly poses a serious danger to public and equine health if his license is restored,” said Yan.

Wallace argued that Blea, who hasn't practiced veterinary medicine since he took over as CHRB equine medical director last year, has no intention of returning to practice in the near future.

Wallace also suggested that the judge could “fine tune” an order to deny the interim suspension for Blea so that he could resume his equine medical director post, and still prevent him from returning to medical practice.

“But you shouldn't even get to that. You should deny this petition outright,” said Wallace. “And if you could, I would ask you to vacate the original suspension as improvidently granted retroactive to January third.”

Wallace added, “The board has not met the standard for this extraordinary imposition on quite possibly one of the finest veterinarians in America, and I would submit that this must be denied and repudiated in every way possible.”

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Weekly Stewards and Commission Rulings: A Primer

Starting next week, the TDN will begin a weekly roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

The task, however, of collecting these rulings has wrenched the curtain back on the fractured way in which the industry polices its own and then makes those rulings public–or not, as is often the case.

The California Horse Racing Board (CHRB) provides something of a gold standard, thanks to a centralized, easy-to-use database containing all stewards rulings from across the state.

Perhaps most importantly, it includes a soup to nuts of everything from medication violations to disorderly conduct on the backstretch to excessive use of the riding crop.

This isn't the case across the board, with information sometimes buried deep in hard-to-use websites, or else withheld from the public altogether.

When it comes to the Florida racing industry, which operates without a centralized commission, medication violations and excessive use of the whip offenses–at least those whip offenses pertaining to state rules–are supposed to be posted on the Florida Department of Business and Professional Regulations' (DBPR) website here.

The information, however, is limited. Indeed, to see a particular stewards' ruling, a final order, or a consent order, for example, you would need to make a public records request.

What's more, the website isn't organized in a chronologically searchable fashion, meaning, you would need to know in advance who the ruling is against before you could find it.

And so for the sake of our weekly endeavour as it pertains to Florida, we will also scour the Thoroughbredrulings and ARCI's Recent Rulings websites alongside the DBPR. Because those other databases aren't always updated on a timely basis for similar reasons, however, the information we impart may be similarly tardy.

Other offenses in Florida, like most riding violations, are handled by the individual tracks according to their house rules. In the case of Gulfstream Park, however, these rulings aren't made public.

The situation in Florida does appear poised to change thanks to an administrative hearing ruling from earlier in the year.

Expected imminently, a panel of stewards–one from the state and two association stewards–will begin hearing horse racing related medication and riding offenses in Florida.

When will this new system start? The answer is unclear. And where will these rulings be posted? That's unclear, too. But we will be following developments.

Interestingly, a state bill signed into law earlier this year creates a gaming commission in Florida.

That legislation was signed into law alongside two companion bills. One is commonly referred to as the Seminole Compact, that permits the Seminole Tribe to operate sports betting and adds craps and roulette to the tribe's casinos, among other things. The other was a decoupling bill, which allows racetracks and other gaming facilities to host other forms of gambling.

A ruling late last month in a Washington D.C. federal court invalidated the compact, however. Will this impact plans to create a gaming commission? Possibly, said Daniel Wallach, a Florida-based attorney who has been following this case closely.

“All three statutes–the Seminole Compact, the creation of this new gaming agency, and the decoupling of Harness racing and Quarter Horse racing–they were all adopted at the same time, and, crucially, the effectiveness of decoupling and the creation of the agency was expressly tethered to the effective date of the compact becoming a law,” Wallach said.

Therefore, Wallach added, “If the compact is no longer effective since it was invalidated by a federal court, then it raises the question of whether the statutes creating the agency and the decoupling of non-Thoroughbred horse racing are invalid as well.”

The creation of a Florida gaming commission, experts say, wouldn't likely have an impact on the way horse racing related offences are adjudicated, however.

When it comes to New York, their rule book is “older, and certainly less prescriptive in some areas, than what you might be used to seeing in other jurisdictions,” explained Dr. Jennifer Durenberger, the Jockey Club steward for the New York Racing Association (NYRA), in a written statement.

Issues like medication violations, reckless or careless riding, and of conduct detrimental to racing are supposed to be posted on the New York State Gaming Commission's website here.

Violations of the NYRA house rule on whip use–which limits the number of consecutive strikes to five and prohibits use of the crop when a horse is no longer in contention–as well as other minor backstretch infractions, are handled in-house by NYRA by a board of stewards. These rulings are not made public.

The TDN has asked NYRA if it will share on a weekly basis any whip-related rulings, which NYRA says happens fairly infrequently. A response is pending.

When it comes to Kentucky, the state's Horse Racing Commission makes public its administrative rulings here, at the bottom of the page. Higher up on the same page are links to the race day stewards actions and comments.

Will the Horseracing Integrity and Safety Act (HISA) make any difference–if, indeed, it goes into effect on July 1? When it comes to medication violations, expect things to remain disjointed in the beginning.

For the first six months of the program, post-race medication violations will continue to be handled by the individual commissions and posted on their individual websites.

And for those same first six months, the out-of-competition (OOC) testing program will be handled by the enforcement agency, most likely the United States Anti-Doping Agency (USADA), which will post results on its website.

Come 2023, all post-race and OOC testing is expected to be handled by USADA, and therefore, all results are expected to be posted on its website.

When it comes to other violations, things have a similarly fractured look to them.

There are certain issues like dangerous riding and minor backstretch altercations that don't fall under HISA's purview, and which, as a result, will continue to be adjudicated by state stewards (and therefore posted on their individual websites–or not, as the case may be).

But matters like excessive whipping and use of an electronic device (i.e., a buzzer) do fall under the act's remit. As such, these offenses will be heard by one of two different panels.

  1. An individual jurisdiction can enter into a voluntary agreement with the Authority which will allow its existing state stewards to adjudicate these offenses.
  2. If they don't enter into a voluntary agreement, a separate body of stewards, overseen and managed by the Authority, will hear these cases.

And where will these rulings be posted? At the moment, that's unclear, though it does appear as though they will be posted on a publicly available centralized website at some point after the act goes into effect.

There are a couple of important things to note before we begin this weekly process.

One is that, because California appears to be the only one of the four major jurisdictions to post rulings on minor backstretch infractions, we will stick primarily to medication and riding offenses, so as not to treat the California licensees unfairly.

The second is that the information the TDN posts weekly will only be as timely as that issued on each jurisdiction's websites. Expect a bit of a time drag, therefore.

“As a steward, I would be interested in seeing a weekly summary,” Durenberger wrote, about the TDN's plans. “I believe it's been suggested to HISA to require house rulings and associated fines to be made public in a centralized searchable database.”

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