Weekly Stewards And Commissions Rulings, Feb. 7-13

Every week, the TDN publishes a roundup of key official rulings from the primary tracks within the four major racing jurisdictions of California, New York, Florida and Kentucky.

Here's a primer on how each of these jurisdictions adjudicates different offenses, what they make public (or not) and where.

With the Horseracing Integrity and Safety Act (HISA) having gone into effect on July 1, the TDN will also post a roundup of the relevant HISA-related rulings from the same week.

California

Track: Santa Anita

Date: 02/10/2023

Licensee: Lorenzo Ruiz, trainer

Penalty: $500 fine

Violation: Medication violation

Explainer: Trainer Lorenzo Ruiz, who started the horse Manitowish, who finished third in the second race on Sept. 10, 2022, at Del Mar Race Track is fined $500.00 and assessed one half (1/2) point in accordance with California Horse Racing Rule #1843.4(a) (Multiple Medication Violations – Expires 02/10/24) pursuant to California Horse Racing Board Rule #1887(a) (Trainer or Owner to Insure Condition of Horse) for violation of California Horse Racing Board Rule #1843(a)(b)(d) (Medication, Drugs and Other Substances and Rule #1843.1(b) (Prohibited Drug Substances – Phenylbutazone [Class 4]).

 

Track: Santa Anita

Date: 02/11/2023

Licensee: Diego Herrera, jockey

Penalty: Three-day suspension

Violation: Careless riding

Explainer: Jockey Diego Herrera, who rode Lasmuigh in the third race at Santa Anita Park on Feb. 10, 2023, is suspended for 3 racing days (Feb. 18, 19 and 20, 2023) for failure to make the proper effort to maintain a straight course in the stretch, causing interference. This constitutes a violation of California Horse Racing Board rule #1699 (Riding Rules – careless riding).

 

NEW HISA STEWARDS RULINGS

The following rulings were reported on HISA's “rulings” portal, except for the voided claim rulings which were sent to the TDN directly. Some of these rulings are from prior weeks as they were not reported contemporaneously.

One important note: HISA's whip use limit is restricted to six strikes during a race.

 

Violations of Crop Rule

Aqueduct

Erick Fuentes–violation date February 9; $250 fine and one-day suspension, 7 strikes

Manuel Franco–violation date February 9; $250 fine, raising wrist above the helmet

Jacqueline Anne Davis–violation date February 10; $250 fine, raising wrist above the helmet

 

Gulfstream Park

Jose Luis Ortiz–violation date February 10; $250 fine and one-day suspension, 7 strikes

 

Mahoning Valey Racecourse

Edilberto Dominguez–violation date February 7; $250 fine and one-day suspension, 9 strikes

 

Oaklawn Park

Rafael Jesus Bejarano–violation date February 10; $250 fine, raising wrist above helmet

 

Santa Anita

Armando Aguilar–violation date February 10; $250 fine and one-day suspension, 7 strikes

 

Tampa Bay Downs

Carlos Eduardo Rojas–violation date February 10; $250 fine and one-day suspension, 7 strikes, on appeal stay requested

Isaac Manuel Jimenez–violation date February 10; $250 fine and one-day suspension, 7 strikes

Carlos Eduardo Rojas–violation date February 11; Rojas is suspended 7 calendar days based on points accumulated for multiple violations and served from Saturday, March 11, 2023 through and including Friday, March 17, 2023. On appeal, stay requested

Melissa Iorio–violation date February 11; $250 fine and one-day suspension, 8 strikes

 

Turfway Park

Alvin Ortiz–violation date February 10; $250 fine and one-day suspension, 8 strikes

 

Turf Paradise

Enrique Garcia–violation date February 8; $500 fine and three-day suspension, 14 strikes

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As Many Questions As Answers On Eve Of HISA Implementation

A year and a half after being signed into law, the Horseracing Integrity and Safety Act (HISA) is expected to kick into action Friday, meaning a new uniform set of medication rules and safety standards that everyone can abide by–that, at least, was the plan.

The execution has somewhat thrown those intentions to the wind in the near term, with a piecemeal approach to implementation that has seen the anti-doping and medication control arm of the program pushed back to early next year, and several other features of the law–such as horseshoe requirements and whip specifications–pushed back a month.

In response, four U.S. Senators have requested answers from the Horseracing Integrity and Safety Authority–the umbrella non-profit established by the Act to oversee the program–about the legality of this staggered approach. The Authority has until July 11 to respond.

Though a legal challenge by the states of West Virginia and Louisiana to block HISA going into effect Friday failed, there still remains the possibility of any number of unregistered horses being scratched around the country over the next few days and, perhaps, weeks.

The registration deadline has been pushed back a day, to July 2. As of the morning of June 29, 20,537 people and 23,070 horses have been registered, as per the Authority.

The Authority was unable to provide estimates as to the numbers of both covered persons and covered horses that are still left to be registered.

“Since such a registration process has never existed at the national level before, it's unclear how many people and horses are or will be participating in racing come July 1. It should be noted that the universe of people expected to register is limited to the 24 states conducting covered horseraces under HISA's authority,” wrote a spokesperson for the Authority.

As a potential guidepost, 30,846 individual Thoroughbreds have made at least one start at a U.S. racetrack between Jan. 1, 2022, and June 29, according to DRF data. This includes Thoroughbreds starting at Quarter Horse and Fair tracks.

As of Friday, some of the law's key safety rules go into effect, including those governing crop use and voided claims. More on that in a bit.

Fee Assessments…

Another pressing concern for racetrack operators, industry stakeholders and the betting public is the question of cost–more importantly, who's going to pick up HISA's tab?

HISA's first-year operating budget is about $14.3 million. The way the fees have been calculated, those states or tracks with the highest handle, purses and number of starts have the largest assessments.

Each state commission has already decided whether to opt in or out of collecting and remitting fees for the program. When a commission opts out, that responsibility then falls to the tracks and the horsemen.

According to HISA, five states have chosen to fund their portion of HISA: California, Colorado, Kentucky, Minnesota and Virginia. And so, how are these five states choosing to collect their fees?

California: The Golden State owes some $1.4 million to the HISA Authority for calendar year 2022.

“Conditioned on proposed statutory authorization, the payment will be split equally between thoroughbred horsemen (purse revenue) and Thoroughbred racetracks (commissions) from their shares of Advance Deposit Wagering (ADW) revenue. This will not affect bettors,” stated the California Horse Racing Board (CHRB) in a recent press release.

Kentucky: Kentucky's portion of HISA is about $1.28 million. According to Kentucky Horse Racing Commission (KHRC) spokesperson Kristin Voskuhl, in an email, “The KHRC will disclose the annual HISA fees to Kentucky's racetracks upon receipt of an invoice from HISA. The process for how and when the KHRC will assess these new fees has not been finalized.”

Colorado: Jim Mulvihill, interim executive director of the Colorado Horseman's Association, wrote in an email that the Colorado Division of Racing stepped up to pay it out of their own budget. “So, no cost is being passed on to the track or horsemen,” he wrote.

Minnesota: According to Charlene Briner, interim director of the Minnesota Racing Commission, the commission is “continuing to evaluate the mechanism for collecting funds to pay the fees that will be assessed.”

Virginia: Executive secretary of the Virginia Racing Commission, David Lermond, explained that the commission has elected to pay its share out of its operating fund. “We're not making the horsemen pay for this,” said Lermond.

The TDN asked the Authority for information about how individual tracks are electing to collect their fees. “Would advise asking the tracks themselves that question,” the spokesperson responded.

The TDN reached out to some of the tracks facing the largest fee assessments, starting with the big three in New York: Aqueduct, Belmont Park, and Saratoga Race Course.

The New York Thoroughbred Horseman's Association (NYTHA) and the New York Racing Association (NYRA) have agreed to split the cost “and HISA has approved our plan,” wrote Joe Appelbaum, NYTHA president, in an email.

NYRA will pay approximately $800,000 and the remaining $800,000 comes from a per-start fee. The fee will begin in Saratoga and will be $50 at Aqueduct, $70 at Belmont and $90 at Saratoga. We are hoping to reimburse all runners from fourth on down,” Appelbaum wrote, adding in a follow-up call that NTYHA and NYRA area still working out the reimbursement part of the equation. Officials at NYRA confirmed Appelbaum's remarks.

Now to the Maryland tracks.

“The Maryland industry has historically divided joint expenses 50% track, 44% horsemen (Purse Account), 6% Bred Fund, consistent with the Ten Year Agreement effective 1/1/13.

“For the HISA assessment for 2022, the stakeholders have agreed to divide the cost of HISA in accordance with that formula,” wrote chairman and CEO of the Thoroughbred Horseman's Association (THA), Alan Foreman, in an email.

No individuals will be assessed or charged with starter fees, explained Foreman, adding that the tracks “cannot dictate” an inequitable formula.

“HISA encourages agreements among the stakeholders, and we have done that in [Maryland]. We have encouraged our fellow horsemen's organizations to do the same,” he wrote.

According to Bill Badgett, executive director of Florida operations at Gulfstream Park, that track has yet to settle on a final method of fee collection.

TDN also reached out to the operators of Monmouth Park and Parx Racing–both tracks among the higher end of the fee assessments–but hasn't received a response before publication.

Voluntary Agreements…

As of Friday, key portions of the racetrack safety program are scheduled to go into effect.

Among these regulations is a uniform crop rule and baseline fitness requirements for jockeys, a voided claim rule (allowing owners or trainers to void claims in the event of post-race lameness or other problems), and veterinary treatment documentation requirements for owners and trainers.

Who's going to be responsible for overseeing HISA's new safety-related duties, which would similarly include tasks like the regulatory examination of horses?

In short, commissions can enter into voluntary agreements with HISA, permitting existing staff within those states to perform the tasks outlined by HISA.

If a commission chooses to eschew that agreement, then HISA must send in substitute staff to fulfil these functions.

The TDN asked the Authority for a list of tracks which have signed a voluntary agreement with HISA but received no response. Nor did the Authority answer questions about whether it has enough staff to accommodate the needs in states that eschew the voluntary agreement.

According to the Association of Racetrack Commissioners International's (ARCI) Ed Martin, the following 15 states “have some sort of written representation with HISA of what they are currently doing, and how that fits into what HISA would like to have done.”

These state are: Arkansas, California, Colorado, Delaware, Florida, Illinois, Indiana, Iowa, Kentucky, Maryland, Ohio, Pennsylvania, Virginia, Washington and West Virginia.

Martin stressed that this isn't a definitive list, with some states potentially having entered into some kind of agreement with HISA without his knowledge.

It's currently unclear if the New York State Gaming Commission has entered into such an agreement with HISA, but according to NYRA, its staff are fulfilling HISA's new safety functions.

According to NYRA spokesperson Pat McKenna, “a NYRA designee will be enforcing the HISA rules that are beyond the purview of the state steward.”

In a follow-up call, McKenna explained that these personnel will include a safety steward, a steward designee, and regulatory veterinarians.

As of Friday, a number of prohibited practices go into effect, including blistering, the pin and freeze firing of horses (beginning with the foal crop of 2022), and the use of “electrical medical therapeutic devices including magnetic wave therapy, laser, electro-magnetic blankets, boots, electro-shock, or any other electrical devices that may produce an analgesic effect within forty-eight (48) hours of a training activity or of the start of the published post time for which a Horse is scheduled to race.”

What are the possible sanctions in the event of a prohibited practice violation? And who exactly could face sanctions? The Authority failed to respond when asked.

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Van Dyke, Rispoli Handed Days Over Repeated Whip Use Infractions

California riders Drayden Van Dyke and Umberto Rispoli will each be serving three-day suspensions for repeatedly violating new whip rules in the state. Both riders have been fined for previous whip rule violations, which now prohibit jockeys from hitting horses overhanded, hitting more than six times in a race, or hitting more than two times in succession.

Rispoli will serve his days Jan. 16, 17, and 18 for the latest offense in the fifth race at Santa Anita on Jan. 8. Van Dyke will serve his days Jan. 17, 18, and 22 after violating the rules in the third race the following day.

It is the fourth offense related to whip use in 60 days for both riders.

Jockeys at Santa Anita have spoken out against the rules, which were approved by the California Horse Racing Board in late 2020. Hall of Famer Mike Smith took up for his fellow riders, raising questions about the safety of under-handed whip use and also voicing concerns about the fairness of whip limitations to horseplayers.

Read Smith's open letter to the CHRB on the issue here.

Read more at The Blood-Horse

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California’s More Restrictive Whip Regulations to Go Into Effect Oct. 1

California racing regulators, who have long sought measures that would limit the use of the whip, announced Monday that a set of more restrictive rules will be implemented starting Oct. 1.

The rules were approved June 11 at a meeting of the California Horse Racing Board (CHRB) ,but could not go into effect until undergoing a regulatory review process.

The new rules will bring about three major changes:

(*) Riders cannot use the crop more than six times during a race, excluding showing or waving the crop or tapping the horse on the shoulder.

(*) Riders cannot use the crop more than two times in succession (within the six-time limit) without giving the horse a chance to respond before using the crop again.

(*) The crop must be used in an underhanded position with the crop always at or below the shoulder level of the jockey.

“Most of the riders are not happy about this,” said Flavien Prat, who is coming off a riding title at Santa Anita. “I’m for a change, but I think we have gone from one extreme to another. We have gone from no restrictions to pretty much no whip at all. Having a restriction is fine. It would be nice to have a restriction on how many times you can use the whip, something in the middle.”

The whip will still be allowed to be used when there are mitigating circumstances, such as when the jockey feels its use is necessary because of safety concerns.

Under current rules, a jockey must give his or her horse a chance to respond after using the whip three times in succession, which is the only major restriction when it comes to whip use.

Though he was aware that it was just a matter of time before the rules were enacted, Darrell Haire, a Jockey’s Guild Regional Manager whose territory covers California, was not pleased with Monday’s news.

“The riding crop is a valuable tool,” Haire said. “It’s part of the art of race riding, how you switch sticks and how you encourage a horse. It helps you get the most out of a horse. It’s going to hurt everybody, starting with the jockeys because they won’t be able to do their job. It will hurt the owners, the trainers, the fans, the bettors. It’s going to affect everybody. We have tried to compromise and believe they could have come up with something more reasonable.”

Starting Oct. 1, any jockey that violates the rules will be subject to a maximum fine of $1,000 and a minimum suspension of three days. However, the CHRB has recommended to stewards that they impose lesser penalties at first and allow for a transition period. The stewards are set to meet with the riders before the rule goes into effect in order to explain the regulations and answer any questions.

“…the CHRB is recommending to the Boards of Stewards that they should, for a reasonable period of time, use the “mitigating circumstances” language to employ the current penalty structure–lighter penalties–in order to make the transition to the amended rule less disruptive to jockeys, in particular, as well as all stakeholders and the wagering public generally,” read the statement from the CHRB.

The new rules will mean that California will have the most restrictive regulation in the U.S. when it comes to the whip, but that won’t last long. Starting with the 2021 season at Monmouth Park, jockeys in New Jersey will not be allowed to whip a horse, with the only exception being when there are safety concerns.

California appears to be heading in that same direction. CHRB Executive Director Scott Chaney has said that he would like to see whip use eventually eliminated all together. The CHRB’s new rules could be an interim step in that direction.

“I don’t think jockeys should carry crops. It’s not necessary,” Chaney told the TDN in April. “To me, it’s not a safety issue. That’s a red herring. Ten years from now, if jockeys are still carrying riding crops, we’ve taken a wrong turn somewhere.”

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