Different Jurisdictions, Different MMV Rules Could Play In Baffert’s Favor

As news broke Tuesday of another positive post-race drug test for a Bob Baffert trainee, some readers found themselves wondering — when do these alleged violations begin to add up to a single, long suspension?

The answer to that remains unclear, but it's probably, “They won't.”

After Charlatan and Gamine tested positive for lidocaine following their races at Oaklawn Park this spring, Baffert announced he would be appealing the 15-day suspension given out by the Arkansas Racing Commission.

As reported last week, Baffert-trained Gamine got a positive test post-race for betamethasone after her third-place finish as the favorite in the Grade 1 Kentucky Oaks, but that case has not yet been adjudicated because testing on the split sample is not complete. (If a split sample does come back negative, the commission will not pursue charges against a licensee.)

Finally, the most recent case, a positive test for dextorphan from Merneith – second in a July 25 allowance race at Del Mar – has been confirmed on split sample, but the stewards' hearing into the matter won't take place until Nov. 12.

That means, from a regulatory perspective, none of Baffert's positive tests from this year are closed cases yet.

A hearing will take place on Thursday into whether or not stewards should disqualify Justify or Hoppertunity from 2018 races based on scopolamine positives. The CHRB has already made clear that it is not pursuing action against Baffert's license in either of those cases after a recommendation by equine medical director Dr. Rick Arthur that the positive test likely resulted from hay contaminated with jimsonweed.

Baffert's home base of California provides a sliding scale of suspensions and fines for repeated medication violations in the same penalty class. (Lidocaine and dextorphan carry a Category or Class B penalty in Arkansas and California, while betamethasone carries a Class C penalty in Kentucky.) Per California rules, one Category B offense gets between 30 and 60 days' suspension, but a second offense in two years could carry 60 to 180 days. Currently however, stewards cannot take into account violations from other states when deciding what constitutes a repeat offense in a given penalty category; even if they could, they would have to focus on completed cases, meaning those not under appeal. That means that under current rules, if California stewards do decide to suspend Baffert for the dextorphan, they'll have to address it as a B violation in a vacuum when deciding on a suspension length or fine amount.

That may seem frustrating to readers who feel Baffert's violations are adding up, even if they are for therapeutic substances. This is the kind of situation a multiple medication violation (MMV) penalty system was designed to address. The MMV, which is in force in the Mid-Atlantic, is supposed to operate similarly to many state systems that assign points to a driver's license for repeat violations. Those points can compound the base fines or suspensions given out for a violation if the license holder is a repeat offender, regardless of the penalty category of previous offenses. The idea is that repeated low-level offenses eventually pack a big enough punch that a trainer will be more careful, even with therapeutic drugs that are regulated but not considered major performance enhancers. In an ideal world, the MMV system is supposed to tally offenses across jurisdictions.

California hasn't yet finalized adoption of MMV language but the rule is in process. The proposed language has completed the 45-day public comment period and is likely to be on the agenda for a Nov. 19 meeting of the CHRB to be publicly heard and (potentially) adopted. Even after that vote, however, a CHRB spokesman said it takes new rules roughly two months to complete the administrative process to become enacted, so California's MMV rule won't be live until early 2021. Part of the proposed rule language to be considered on Nov. 19 would allow stewards to consider violations from other jurisdictions. It remains legally unclear, but seems unlikely, however, that the CHRB could use out-of-state violations occurring before finalization of the MMV rule against a trainer after the rule's implementation.

Kentucky has not yet taken up MMV language. A 2016 initiative by former Kentucky Gov. Matt Bevin aimed at reducing red tape for Kentucky businesses required state agencies to reexamine and simplify existing language, which also slowed the drafting of new regulation.

Arkansas does have MMV language on the books. Currently, Baffert's appeal in Arkansas is still in progress. A spokeswoman for the Arkansas Racing Commission confirmed Wednesday that the case is still in the legal discovery process and no hearing date has been set.

MMV language will only allow officials to take into account points from cases where all appeals have been exhausted. So, Arkansas couldn't issue MMV points unless its appeal was concluded after proceedings in California and Kentucky are complete.

All this means that, if Kentucky officials confirm the betamethasone overage and California officials proceed with a suspension and/or fine for the dextorphan overage, they will likely be required to consider each case in their state's bubble, which would suggest fairly mild sanctions for each.

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Baffert Big Guns, Tiz The Law, Swiss Skydiver, Magical Among 200+ Horses Entered for Breeders’ Cup

Eclipse Award winner Maximum Security (New Year’s Day), GI Kentucky Derby hero Authentic (Into Mischief), GI Belmont S. victor Tiz the Law (Constitution), Swiss Skydiver (Daredevil), who beat the boys in the GI Preakness S. and European star mare Magical (Ire) (Galileo {Ire}) are among the over 200 horses entered for the Breeders’ Cup World Championships to be held at Keeneland Race Course Friday and Saturday, Nov. 6 and 7.

Maximum Security makes his first appearance at the Breeders’ Cup and is one of an imposing trio in the $6-million GI Breeders’ Cup Classic for trainer Bob Baffert. Winner of the GI TVG Pacific Classic in August, the Gary and Mary West runner was second to stablemate and ‘TDN Rising Star’ Improbable (City Zip) in the GI Awesome Again S. Authentic will try to become the first 3-year-old to win the featured event since the Baffert-trained Arrogate (Unbridled’s Song) in 2016 and makes his first appearance since finishing second to Swiss Skydiver at Old Hilltop Oct. 3. The latter was also entered for the Classic by trainer Ken McPeek, but has a first preference for the GI Longines Breeders’ Cup Distaff.

Monomoy Girl (Tapizar) looks to double up in the latter event, having defeated her elders two years ago. She faces a maximum field of 11, though Harvey’s Lil Goil (American Pharoah), last-out winner of the GI Queen Elizabeth II Challenge Cup on the grass, has a first preference for the GI Maker’s Mark Breeders’ Cup Filly & Mare Turf.

Of the 11 pre-entered horses for the $4-million GI Longines Breeders’ Cup Turf, six are from overseas, headed by Ballydoyle’s outstanding mare Magical (Ire) (Galileo {Ire}). Trainer Aidan O’Brien is also set to be represented by G1 Grand Prix de Paris winner Mogul (GB) (Galileo {Ire}), while John Gosden also has a pair entered, including G1 Prince of Wales’s S. hero Lord North (Ire) (Dubawi {Ire}). Mehdaayih (GB) (Frankel {GB}) holds an entry for the turf, but is cross-entered with a first preference against her peers in the Filly & Mare Turf.

The GI FanDuel Breeders’ Cup Mile also has significant European flair, with five overseas-based runners among the main body of 14 and another two among the four horses that were not selected into the field. European 3-year-old form is represented by G1 Irish 2000 Guineas hero Siskin (First Defence) as well as Kameko (Kitten’s Joy), victorious in the G1 English 2000 Guineas in his first start of the season in June and a latest winner of the G2 Shadwell Joel S. over a mile Sept. 25. The home team is headed by defending champion Uni (GB) (More Than Ready), one of three entered by trainer Chad Brown, who will also send out Digital Age (GB) (Invincible Spirit {Ire}) and Raging Bull (Fr) (Dark Angel {Ire}), both Grade I winners this season.

Championship Saturday kicks off with the GI Breeders’ Cup Filly & Mare Sprint for which ‘Rising Star’ Gamine (Into Mischief) figures to go favored cutting back to one turn. Top 3-year-old filly sprinter Frank’s Rockette (Into Mischief) is likely to pass the Filly & Mare Sprint in favor of a start against the boys in the six-furlong GI Breeders’ Cup Sprint. There she will likely face Vekoma (Candy Ride {Arg}), who also has a second preference in the GI Dirt Mile.

The ‘Future Stars Friday’ program features five championship events restricted to juveniles. Jackie’s Warrior (Maclean’s Music) will start a warm favorite in the GI Breeders’ Cup Juvenile, while the 2-year-old filly counterpart feels a more wide-open affair, with the unbeaten Dayoutoftheoffice (Into Mischief) opposing GI Darley Alcibiades S. winner Simply Ravishing (Laoban) and the West Coast-based ‘Rising Star’ Princess Noor (Not This Time). Full fields are anticipated for the GI Juvenile Turf, GI Juvenile Fillies Turf and GII Juvenile Turf Sprint.

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Baffert-Trained Trio Top 11 Pre-Entries For 2020 Breeders’ Cup Classic

This Wednesday the Breeders' Cup released pre-entries for the 14 World Championship races scheduled for Nov. 6-7 at Keeneland Racecourse in Lexington, Ky. Those pre-entries were headlined by 11 contenders for the 2020 edition of the $6 million G1 Breeders' Cup Classic, including five winners of Breeders' Cup Challenge Series races.

Trainer Bob Baffert pre-entered his dominant trio of G1 Kentucky Derby winner Authentic, G1 Awesome Again winner Improbable, and G1 Pacific Classic winner Maximum Security. Other Challenge winners pre-entered in the Classic include Tom's d'Etat (G1 Stephen Foster) and the 3-year-old filly Swiss Skydiver (G1 Preakness), though her first preference is listed as the Distaff against her own gender.

Belmont Stakes winner Tiz the Law, second in the Kentucky Derby last out, was also pre-entered in the Classic, and figures to draw a lot of support at the wagering windows.

The other five pre-entered in the Breeders' Cup Classic include: By My Standards, Global Campaign, Higher Power, Tacitus, and Title Ready.

Other pre-entries for the 2020 Breeders' Cup World Championships are available here: Breeders_Cup_Pre_Entries

G1 Breeders' Cup Turf – $4 million

  • Arklow (Brad Cox)
  • Channel Maker (Bill Mott)
  • Donjah (Henk Grewe)
  • Lord North (John Gosden)
  • Magical (Aidan O'Brien)
  • Mean Mary (Graham Motion)**
  • Mehdaayih (John Gosden)**
  • Mogul (Aidan O'Brien)
  • Red King (Phil D'Amato)
  • Tarnawa (Dermot Weld)**
  • United (Richard Mandella)

** first preference in Filly & Mare Turf

G1 Breeders' Cup Distaff – $2 million

  • Ce Ce (Michael McCarthy)
  • Dunbar Road (Chad Brown)
  • Harvest Moon (Simon Callaghan)
  • Harvey's Lil Goil (Bill Mott)*
  • Horologist (Bill Mott)
  • Lady Kate (Eddie Kenneally)
  • Monomoy Girl (Brad Cox)
  • Ollie's Candy (John Sadler)
  • Point of Honor (George Weaver)
  • Swiss Skydiver (Ken McPeek)**
  • Valiance (Todd Pletcher)

*first preference in Filly & Mare Turf
**second preference in Classic

G1 Breeders' Cup Juvenile – $2 million

  • Calibrate (Steve Asmussen)
  • Camp Hope (Ken McPeek)
  • Classier (Bob Baffert)
  • Dreamer's Disease (Robertino Diodoro)
  • Essential Quality (Brad Cox)
  • Jackie's Warrior (Steve Asmussen)
  • Keepmeinmind (Robertino Diodoro)
  • King Fury (Ken McPeek)
  • Likeable (Todd Pletcher)
  • Next (Wesley Ward)
  • Reinvestment Risk (Chad Brown)
  • Rombauer (Michael McCarthy)
  • Sittin On Go (Dale Romans)
  • Smiley Sobotka (Dale Romans)
  • (AE – Hot Rod Charlie – Doug O'Neill)

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CHRB: Justify, Hoppertunity Scopolamine Hearings Set For Thursday, Oct. 29

The stewards at Santa Anita Park will conduct hearings Thursday, Oct. 29, beginning at 10 a.m. to consider two complaints filed by the California Horse Racing Board seeking the disqualifications of two horses, Justify and Hoppertunity, from their victories in races run in 2018. The complaints also seek redistributions of the purses from those races.

The CHRB will not be filing a complaint against trainer Bob Baffert, due to substantial evidence that the scopolamine positives resulted from environmental contamination from jimson weed.

The hearing for disqualification is a condition of a settlement agreement between the CHRB and Ruis Racing LLC, the owner of Bolt d'Oro, the horse that finished second behind Justify in the Grade 1 Santa Anita Derby on April 7, 2018. In that matter, the CHRB is represented by counsel from the Office of the California Attorney General.

In addition, the CHRB is seeking the disqualification of Hoppertunity, winner of the Tokyo City Cup at Santa Anita on April 8, 2018, and the redistribution of that purse based on laboratory findings that his post-race sample for that race tested positive for scopolamine. While not the subject of current litigation, this medication positive was similar to the one involving Justify. Baffert trained both horses.

Due to COVID-19, all witnesses are expected to testify remotely. The public will not be allowed to attend the hearings in person but can hear and view the proceedings through the following link: http://www.chrb.ca.gov/Live.html

Clicking the link will bring up a “Register” screen asking for the guest's name and e-mail address. A confirmation link granting both audio and visual access to the hearings will be sent to the e-mail address provided. Registration will begin at 9:45 a.m. Pacific Daylight Time.

The two hearings will be conducted concurrently. Depending on the number of witnesses testifying and presenting evidence, the hearings could last more than one day. The stewards likely will issue their decisions at some later date.

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