NYRA Adds To Baffert Files: Trainer Said ‘Someone’ Gave Bute To His Horses, Would Offer Reward To Solve Case

The New York Racing Association, which will present its case to exclude trainer Bob Baffert  at a Jan. 24 disciplinary hearing, added to its “statement of charges” against the Hall of Fame horseman, referencing two additional medication violations in California in 2019, along with an investigator's report citing “25 different kinds of medications not properly labeled and expired” found in an unlocked medicine cabinet during an August 2019 search of Baffert's barn at Del Mar by the California Horse Racing Board.

NYRA, quoting from a CHRB Report of Investigation,  said Baffert reacted to the two 2019 violations – both for overages of the non-steroidal anti-inflammatory phenylbutazone – by saying “he thinks someone is intentionally giving Bute to his horses and mentioned that he would be offering a reward to help solve the case.”

It isn't known if anyone ever received a reward.

The two overages for Bute in California in 2019  are in addition to five medication violations for Baffert runners in three states between May 2, 2020, and May 1, 2021. Those violations included lidocaine positives for Charlatan and Gamine at Oaklawn in Arkansas on May 2, 2020, Charlatan in the G1 Arkansas Derby and Gamine in an allowance race. Both horses were disqualified, according to a stewards rulings, but the Arkansas Racing Commission reinstated their victories and merely fined Baffert. On July 25, 2021, Merneith tested positive at Del Mar for dextrorphan, and Baffert was fined $2,500. Gamine tested positive for a second time in 2020, this time for the corticosteroid betamethasone, after finishing third in the G1 Kentucky Oaks on Sept. 4. She was disqualified and Baffert fined $1,500.

The fifth failed drug test came on May 1, 2021, when Medina Spirit tested positive for betamethasone after finishing first in the G1 Kentucky Derby. The case has yet to be heard by Kentucky stewards, though Baffert's attorneys have said the positive test resulted from an ointment used to treat a skin rash and not from an injection of the drug.

The two Bute overages in 2019 were found days apart at Del Mar in Cruel Intention, who finished third on July 27, and Eclair, who finished fourth on Aug. 3.

A statement from NYRA said: “NYRA has amended its Statement of Charges issued against Bob Baffert to reflect additional facts, conclusions and details based on NYRA's ongoing investigation of Mr. Baffert's conduct. The NYRA Hearing Rules and Procedures provide a formalized mechanism for a respondent to reply to charges and to participate in a hearing in accordance with due process rights. The hearing for Mr. Baffert is scheduled to begin on January 24, 2022.

“A designated hearing officer will ensure the proceedings are fairly and impartially conducted in accordance with NYRA's Hearing Rules and Procedures. Following the proceeding, the hearing officer will issue a report containing findings of fact, conclusions of law, and a recommended disposition.”

The amended Statement of Charges also cites “public statements made by Mr. Baffert and others regarding Mr. Baffert's claimed retention of a veterinarian (which did not occur) to ensure against future violations, and the implementation of rule changes by Churchill Downs with respect to the qualifying point structure for the Kentucky Oaks and Kentucky Derby.”

Churchill Downs Inc. has excluded Baffert from stabling or racing at any of its facilities, including Churchill Downs in Louisville, Ky. The exclusion runs through the end of the 2023 spring meet at Churchill Downs. In addition, Baffert-trained horses are not eligible to win qualifying points in designated Road to the Kentucky Derby prep races.

NYRA attempted to ban Baffert shortly after he was excluded by Churchill Downs, but Baffert sued in federal court, saying he was denied due process. A judge ruled in his favor and NYRA established rules for the subsequent disciplinary hearing.

O. Peter Sherwood, a retired New York State Supreme Court justice, will serve as hearing officer in the Baffert matter.

The post NYRA Adds To Baffert Files: Trainer Said ‘Someone’ Gave Bute To His Horses, Would Offer Reward To Solve Case appeared first on Horse Racing News | Paulick Report.

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NYRA Amends Charges Against Baffert to Include Bute Overages

by Bill Finley and Dan Ross

The New York Racing Association (NYRA) has amended its Statement of Charges issued against trainer Bob Baffert to include a pair of positive tests for phenylbutazone that occurred in 2019 in California and a subsequent inspection of the trainer's barn in which it alleges that 25 improperly labeled medications were found.

NYRA's Statement of Charges now contains allegations that, over a 16-month period prior to the 2021 GI Kentucky Derby, six horses under Baffert's care violated rules and regulations in six separate races.

Having charged Baffert with engaging in conduct detrimental to the best interests of racing, NYRA has sought to temporarily ban the trainer from its tracks. A hearing on the matter is scheduled to begin Jan. 24.

Baffert has had numerous drug positives in recent years, including the finding that Medina Spirit (Protonico) had the substance betamethasone in his system when winning the 2021 GI Kentucky Derby.

After a July 27, 2019 race at Del Mar the gelding Cruel Intention (Smiling Tiger) tested positive for a bute overage and Baffert was fined $500. One week later, the Baffert-trained Eclair (Bernardini) also tested positive for bute and Baffert was fined $2,500.

While the two bute overages were not new news, the details of the barn inspection had not previously been made public. According to the Statement of Charges, Baffert's barn was inspected by the CHRB on or about Aug. 16, 2019 and the inspection “revealed that 25 medications were not properly labeled and there was no lock on the medication cabinet.” NYRA also claims that Baffert told the CHRB that he did not know how the bute got into the horses' systems and said that he would be offering a reward to solve the case.

Rick Arthur, who was the California Horse Racing Board (CHRB) equine medical director at the time of the violations, told the TDN that, while he couldn't remember specifics of the case, such barn inspections are “routine” after a post-race medication positive to “try to identify potential sources of the violation and advise trainers how to better manage their stables.”

Arthur added that there is no regulatory requirement for drug cabinets to be locked, even though the board strongly encourages medications to be securely stored.

Furthermore, the proper labeling of medications is primarily the veterinarian's responsibility, Arthur said, and that a crucial question is: What were the mislabeled drugs?

“If it's Gastrogard tubes out of the box,” said Arthur, pointing to a commonly used ulcer medication, “it's a technical violation, and not a serious one at all. If it was serious, an official warning or complaint would have been filed against either the trainer or the dispensing veterinarian.”

The amended charges also cite a rule change implemented by Churchill Downs in which no horses trained by Baffert are eligible to earn points for the Derby or the GI Kentucky Oaks and Baffert's claims that he would hire a veterinarian to ensure against future rule violations. The veterinarian, Dr. Michael Hore, was never hired.

In addition to conduct detrimental to the best interests of racing, NYRA is charging Baffert with conduct detrimental to the health and safety of horses and jockeys and conduct detrimental to NYRA business operations.

Peter Sherwood, a retired New York State Supreme Court Justice, will serve as hearing officer in the Baffert matter.

By deadline for this story, Baffert's attorney Craig Robertson had not returned a phone call seeking comment.

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Derby Prep Season is Upon Us; Get Tied On for Litigation

The Week in Review by T.D. Thornton

Oaklawn Park readjusted its series of prep races for the GI Kentucky Derby this year by moving back the date of its premier stakes, the GI Arkansas Derby, so it now sits five weeks out from the first Saturday in May instead of the traditional three. That changed the overall complexion of the prep-race picture so that the final three nine-furlong stakes that award 100 coveted Derby qualifying points to the winner will all take place Apr. 9.

This means that for the first time, there will now be a full four-week gap between the last significant prep races and the May 7 Derby.

The Apr. 16 GIII Lexington S. at Keeneland will technically be the final Derby qualifying race. But with only 20 points to the winner, that 1 1/16-mile stakes historically lures few A-list sophomores.

Taking the longer view, it's hard to believe we are only 40 years removed from when Churchill Downs used to card the Derby Trial S. on the Tuesday (four days!) before the Derby itself, and it served as a legitimate prep race.

Although the new four-week minimum spacing is in line with the current less-is-more approach to racing top-level contenders, the nearly full month without any meaningful (to the general public) events in the lead-up to America's most important horse race could prove problematic.

In theory, that gap should be filled with even more beauty shots of Thoroughbreds being bathed, and trainers will be increasingly challenged to come up with newly creative ways to say “I'm just trying to keep this colt happy and healthy” when repeatedly asked about the minutiae of their training methodologies.

But in all likelihood, there won't be any vacuum in the news cycle. That's because this spring, it's a solid bet that any expected void will be overtaken by litigation headlines related to whether or not Bob Baffert's trainees will truly end up excluded from the Derby.

Back in June, Churchill Downs, Inc. (CDI), barred the seven-time Derby-winning trainer from its portfolio of racetracks in the wake of now-deceased Medina Spirit testing positive for a betamethasone overage while winning the 2021 Derby.

Citing private property rights and Baffert's “repeated failures” regarding equine drug infractions (four other Baffert trainees also tested positive for medication overages roughly within the previous year of the ban, two of them in Grade I stakes), CDI said the Hall of Famer wouldn't be eligible to race in the 2022 or '23 Derbies; nor would his trainees be allowed to accrue qualifying points.

The purpose of this column isn't to debate whether or not Baffert's ban should be lifted or not. Rather, the intent is to provide a heads up about the barrage of non-horse-related court news that is odds-on to overshadow most pre-Derby talk about the equine athletes themselves.

Baffert currently trains 'TDN Rising Star' Corniche (Quality Road), the presumptive 2-year-old champion, plus his usual stacked stable includes a handful of other 'Rising Star' sophomores and graded stakes-winning colts. Had those horses been allowed to collect Derby points for their wins and placings so far, Baffert would be in his customary top-heavy position of dominance on the qualifying totem pole.

There appear to be three paths to Baffert-trained horses being allowed to run in the Derby: 1) CDI relents; 2) Owners of Derby aspirants currently conditioned by Baffert start sending those horses to other trainers, and 3) The issue winds up in court, taking the form of lawsuits in which obtaining a temporary restraining order (TRO) to allow participation in the Derby is more important than winning the overall case.

CDI relenting is the least likely outcome. Why would it? Its position seems legally defendable from the private property perspective, and the ban had to have been implemented only after the gaming corporation's layers of attorneys crafted, tweaked, and signed off on it.

The second option–essentially a high-stakes game of chicken–is a more likely outcome, but it too is not etched in stone. As the reality of a once-in-a-lifetime chance to own a Derby winner comes more clearly into focus and qualifying points grow more imperative, it remains to be seen how many of Baffert's clients reframe their reasoning from “we're loyal to Bob” to “circumstances have forced our hand.”

Litigation permeates all aspects of society and our sport is no different, so having Baffert's banishment hashed out in front of a judge seems like the most inevitable outcome.

In a separate case just last week, a federal court dismissed an anti-trust and anti-competition lawsuit filed by eight Standardbred owners who faced private-property exclusions from tracks in New Jersey and New York because of their ties with a banned trainer. But even though that case got tossed, the judge dismissed it “without prejudice,” signaling that those plaintiffs could initiate a subsequent suit with re-filed charges or take the matter to another court.

So along the same lines, just because CDI appears to have a strong case, that doesn't preclude anyone who perceives they're being harmed by that ruling from challenging it. Courts in our country are generally reluctant to stand by and do nothing when “my livelihood is being yanked away from me” types of arguments are presented, and when corporate entities try to assert broad control over individuals, judges are usually receptive to at least hearing out the so-called little guy.

Given that framework, you can understand why Baffert has yet to challenge CDI's banishment in court. Why try to litigate relatively early in the process when it would be to Baffert's advantage to wait until we're right on the cusp of the Derby, when he could claim that the alleged harm from the ban is at its most imminent? Again, he doesn't even have to argue well enough to win the overall case–just well enough to convince some judge somewhere to grant a TRO that puts CDI's exclusion on hold while the parties duke out a final verdict.

Conceivably, that application for a TRO could even include a request for the judge to order CDI to retroactively tally up the non-awarded qualifying points as if Baffert's horses had earned them all along. The argument could be made that such an order would cost CDI nothing in terms of money–they're just qualifying points after all. There's no hard-and-fast legal rule of what a petitioner can and cannot ask for in a TRO.

Then again, that angle might open yet another Pandora's Box. What if Baffert has three colts who suddenly get ruled eligible to run in the Derby based on a recalculation of points, but other owners whose horses get nudged out of the starting gate separately sue because they were deprived of Derby berths by the very same order? The waiting during that four-week period in April and May will be tough enough on the connections of Derby horses without a constantly simmering debate over which horses legally “deserve” to start.

Right now, most of the discussion on this topic tends to focus on whether Baffert takes the matter to court. But he might not have to. If the individual owners of Derby-worthy colts ask for TROs on their own instead of having their trainer do so, it leaves the door open for them to try an angle of persuasion along the lines of, “Hey, we're just collateral victims caught in the legal crossfire between Baffert and CDI, and we're being robbed of our one and only opportunity to run in the Derby with our otherwise-eligible horse.” That might end up being more of a convincing tactic than forcing a judge to side with either Baffert or CDI.

The looming wild card in this entire scenario has to do with the inaction so far by the Kentucky Horse Racing Commission (KHRC) in issuing any sort of ruling pertaining to the event that triggered CDI's ban.

Medina Spirit's betamethasone positive has long since been confirmed by two KHRC accredited labs, and we're now nearly 250 days out from the race date when the alleged infraction occurred. No hearing has taken place (at least none that has been publicly disclosed), and in the months-long interim, the KHRC has already tested for, held hearings, and ruled upon other drug positives that have subsequently occurred at other race meets in the state.

Remember back in 2019, when Maximum Security got disqualified from winning the Derby for in-race interference? At that time, KHRC representatives repeatedly underscored how they officiate the Derby just like any other race. Clearly, based on how long the process has been stalled and dragged out, that is not what's happening with Medina Spirit's in-limbo drug positive.

It's not out of the realm of possibility that the 2021 Derby won't get fully adjudicated before the 2022 Derby is run. And that lack of a KHRC ruling could factor in favor of Baffert or any ownership entity that decides to challenge CDI's Derby exclusion in court.

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As Time Goes By Much Best In Santa Anita’s La Canada

With a well-meant Park Avenue providing a target from the opening bell in Saturday's Grade 3, $200,000 La Canada Stakes at Santa Anita in Arcadia, Calif., heavily favored As Time Goes By stalked her to the far turn, took command a quarter mile from the money and prevailed in a thoroughly dominant New Year's Day performance, winning by 13 ½ lengths as Flavien Prat notched his second consecutive stake win and his fifth overall on the day.  Prat added a sixth win the day's finale.

Conditioned by Bob Baffert, who got his second stakes win of the day and who was available via telephone from the Rose Bowl in Pasadena, As Time Goes By got 1 1/16 miles in 1:44.31.

A winner of a pair of G2 stakes at Santa Anita early last year, As Time Goes By, a 5-year-old mare by American Pharoah, came off a facile 1 ¼-length win in the G3 Bayakoa Stakes at Los Alamitos Dec. 5 and was off as the 3-5 favorite in a field of five older fillies and mares and paid $3.20, $2.20 and $2.10.

“This filly keeps getting better and better with age,” said Baffert. “I'm really excited.  She has always been a barn favorite of mine.  She's got that American Pharoah temperament. They seem to be late bloomers and she is getting better all the time. I am expecting big things from her from here. She will stay here, and I think the Grade 1 Beholder would be next for her.”

On the strength of two recent wins, Park Avenue, trained by John Sadler, was off as the second choice at 7-2 with Juan Hernandez and paid $3.20 and $2.20 while finishing 4 ¼ lengths in front of Moonlight d'Oro.

Ridden by Mike Smith, Richard Mandella's Moonlight d'Oro was the third choice at 7-2 and paid $2.10 to show while finishing 2 ¾ lengths clear of longshot Fi Fi Pharoah.

Fractions on the race were 23.46, 47.00, 1:11.46 and 1:37.27.

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