Every week, the TDN posts a roundup of the relevant Horseracing Integrity and Safety Act (HISA)-related rulings from around the country.
Among the key rulings from the last seven days, trainer Philip Aristone has been suspended for a combined 105 days and fined a total $7,500 after two of his horses tested positive post-race for Lamotrigine, a Class A controlled medication under HISA.
According to the National Institutes of Health, Lamotrigine is an anti-seizure, anti-epilepsy drug that is also used off-label to treat other human health issues like acute bipolar depression, fibromyalgia, schizophrenia, and unipolar depression.
Los Alamitos-based trainer Reed Saldana has also been banned for two years and fined $25,000 after one of his horses tested positive post-race for the banned substance, Diisopropylamine, a vasodilator, meaning it can cause blood vessels to open or dilate. Diisopropylamine is also found in commonly used human products like hand sanitizer.
A Horseracing Integrity and Welfare Unit's (HIWU) arbitration body heard Saldana's case, for which he did not engage an attorney.
The next option for covered persons who wish to contest a HIWU arbitration decision is to appeal the result to the Federal Trade Commission (FTC).
NEW HISA/HIWU STEWARDS RULINGS
The following rulings were reported on HISA's “rulings” portal and through the Horseracing Integrity and Welfare Unit's (HIWU) “pending” and “resolved” cases portals.
Resolved ADMC Violations
Date: 11/4/2023
Licensee: Jeff Hiles, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Final decision by HIWU.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Blue Devil. This was also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.
Date: 11/01/2023
Licensee: Steve Krebs, trainer
Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Admission.
Explainer: For the presence of Guaifenesin—Controlled Medication (Class C)—in a sample taken from Burn The Evidence, who won at Parx Racing on 11/1/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).
Date: 10/31/2023
Licensee: Ortis Henry, trainer
Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Admission.
Explainer: For the presence of Glycopyrrolate—Controlled Medication (Class C)—in a sample taken from Empress Palpatine, who finished second at Finger Lakes on 10/31/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).
Date: 10/29/2023
Licensee: Michael Ferraro, trainer
Penalty: A fine of $3,000; imposition of 3 Penalty Points. Admission.
Explainer: A possible violation of Rule 3314—Use or Attempted Use of a Controlled Medication Substance or a Controlled Medication Method—on the horse, Princess Sonya. This was also a possible violation of Rule 4222—Intra-Articular Injections Within Seven (7) Days of Timed and Reported Workout.
Date: 09/06/2023
Licensee: Carl James Deville, trainer
Penalty: No penalties. HIWU withdrew its Equine Anti-Doping (EAD) charges.
Explainer: For the presence of Tapentadol and Butalbital—banned substances—in a sample taken from Eurobeliever, who was pulled up and vanned off at Presque Isle Downs on 9/6/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers (Post-Race/Vets' List).
Date: 09/06/2023
Licensee: Philip Aristone, trainer
Penalty: 45-day period of Ineligibility for Covered Person, beginning on January 5, 2024; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $5,000; imposition of 3 Penalty Points; Additional 30-day period of Ineligibility for Covered Person, beginning on February 19, 2024, as a result of the accumulation of 6 penalty points.Admission.
Explainer: For the presence of Lamotrigine—Controlled Medications (Class A)—in a sample taken from Jewels in the Bay, who won at Parx Racing on 9/06/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).
Date: 9/03/2023
Licensee: Debbie Van Horne, trainer
Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Final decision by HIWU.
Explainer: For the presence of Phenylbutazone—Controlled Medication (Class C)—in a sample taken from You're the Cause, who won at Emerald Downs on 9/3/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).
Date: 08/12/2023
Licensee: Faustino Patino Lopez, trainer
Penalty: Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $500; imposition of 1.5 Penalty Points. Admission.
Explainer: For the presence of Dexamethasone—Controlled Medication (Class C)—in a sample taken from Night to Remember, who finished third at Emerald Downs on 8/12/23. This was a possible violation of Rule 3312—Presence of a Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List Workout).
Date: 08/08/2023
Licensee: Michael Pappada, trainer
Penalty: No penalties. HIWU withdrew its Equine Anti-Doping (EAD) charges.
Explainer: For the presence of Tapentadol—a banned substance—in a sample taken from Truckin Tommy, who finished third at Presque Isle Downs on 8/8/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.
Date: 08/04/2023
Licensee: Philip Aristone, trainer
Penalty: 30-day period of Ineligibility for Covered Person, beginning on December 6, 2023; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $2,500; imposition of 3 Penalty Points. Admission.
Explainer: For the presence of Lamotrigine—Controlled Medications (Class B)—in a sample taken from Field Letters, who won at Penn National on 8/4/23. This was a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).
Date: 06/16/2023
Licensee: Reed Saldana, trainer
Penalty: 24-month period of Ineligibility for Covered Person, beginning on July 6, 2023; Disqualification of Covered Horse's Race results, including forfeiture of all purses and other compensation, prizes, trophies, points, and rankings and repayment or surrender (as applicable); a fine of $25,000; payment of $12,000 of arbitration costs. Final decision of an arbitral body.
Explainer: For the presence of Diisopropylamine—a banned substance—in a sample taken from Ice Queen, who finished third at Santa Anita on 6/16/23. This was a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.
Read more on the story here.
Pending ADMC Violations
Date: 11/05/2023
Licensee: Anthony Farrior, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Metformin—a banned substance—in a sample taken from Geothermal, who raced at Laurel Park on 11/5/23. This is a possible violation of Rule 3212—Presence of a Banned Substance and/or its Metabolites or Markers.
Read more on the story here.
Date: 11/05/2023
Licensee: Jose Puentes, trainer
Penalty: Pending
Alleged violation: Medication violation
Explainer: For the presence of Acepromazine—Controlled Medication (Class B)—in a sample taken from J and K Express. This is a possible violation of Rule 3312—Presence of Controlled Medication Substance and/or its Metabolites or Markers (Post-Race/Vets' List).
Violations of Crop Rule
One important note: HISA's whip use limit is restricted to six strikes during a race.
Los Alamitos
Tyler Baze – violation date Dec 8; $250 fine, one-day suspension
J.G. Torrealba – violation date Dec 8; $250 fine, one-day suspension
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