Six-Strike Overhand Whipping Rule Could Be Legal in Kentucky by February

The Kentucky Horse Racing Commission (KHRC) is on its way to a long-planned rewrite of the state's whipping rules, and the chief change would set a limit of six overhand hits per race with no more than two strikes in succession to give the horse a chance to respond.

In addition, the penalty structure will be tweaked. As explained by Jennifer Wolsing, the general counsel for the KHRC, “The stewards would be able to impose a $500 minimum fine or a three-day minimum suspension. Or, if the stewards believe that the violation is egregious or intentional, then the stewards could impose both.”

Last June, the KHRC voted to advance extensive whip-rule changes based on a limit of six underhanded strikes per race. But that proposal ended up getting paused when it became evident to the commission that the legislature was unlikely to approve it into law.

The KHRC's Rules Committee voted in the new round of proposed changes on Monday. The full KHRC board still has to vote on the measure June 15, but there doesn't appear to be any impediment to passage, KHRC executive director Marc Guilfoil told TDN in a follow-up phone call.

The measure then would have to be approved by the state legislature, whose leaders have indicated support for this latest version. Guilfoil estimated that legislative process could take seven or eight months.

“So it should be in effect–if everything goes good, and I don't see why it wouldn't–by February of next year,” Guilfoil said.

Stakeholders who contributed to the May 3 compromise, which got hammered out over the last few weeks after being extensively debated for the past year and a half, voiced agreement that this latest version still isn't going to be ideal for everybody, but that it could end up being a good enough fit to provide a workable model for a uniform rule across all jurisdictions.

“You strive to get the perfect rule. You don't always get there,” said Guilfoil during the tele-meeting, noting that the KHRC has been working with everyone from jockeys to legislators to try and get its rule right. “I think this is something that everybody can live with…We're going to start talking to some other states, and see if we can get uniformity.”

Terence Meyocks, the president and chief executive officer of the Jockeys' Guild, told the Rules Committee his members are willing to go along with this proposal in the interest of trying to get a continent-wide rule on the books.

“Hopefully, we adopt a rule in Kentucky that could be an important first step to the adoption of a uniform riding crop rule in North America,” Meyocks said. “It's important that we remember that there was indeed compromise on behalf of both parties, the riders in the Guild and the KHRC. Having different rules in so many different various states is no good for anybody.”

The KHRC's chief state steward, Barbara Borden, said the revised penalty structure would be particularly useful moving forward.

“There are many times we struggle with the mandatory penalties that are scattered throughout our regulations and don't always give us discretion when we feel like we need it,” Borden said. “So in this instance, we're pleased with the way this is written, that we have a baseline to start with. And should a person violate a regulation over and over again, we like the penalties to escalate, particularly if it's an egregious offense or if we feel like somebody is just ignoring the regulation.”

Currently, most first-time whip-rule violations are penalized with a $250 fine, Guilfoil told TDN.

Wolsing said jockeys will be limited to “six instances of overhand use of the crop at any time. The overhand use of the crop cannot go above the rider's helmet. And the rider would not be able to use the crop in the overhand fashion more than two successive instances without giving the horse a chance to respond.”

Wolsing continued: “Backhanded or underhanded-fashion use of the crop is going to be okay from the three-eighths pole to the finish line. It will always be okay to tap the horse on the shoulder in the down position as long as both hands are on the reins and on the shoulders of the horse. And certainly showing and waving the crop in front of the horse is also okay.”

There was brief debate over why six strikes has evolved as the standard. Wolsing explained that it's important to note that in Kentucky, the state constitution bans “arbitrary and capricious actions by state governments,” so the number of hits has to be codified and can't be left up to a judgment call by the stewards.

“At some point you have to have a certain number of strikes,” Wolsing said. “This is a number that has been adopted by other jurisdictions as well. It's a very reasonable number [and a number that stakeholders arrived at by] taking into consideration what would be appropriate for the jockeys as well as the horses.”

Wolsing said she foresees no problem with the commission being able to defend that six-strike number if it ever got challenged in court.

Mike Ziegler, the senior vice president and general manager of Churchill Downs Racetrack, said during the meeting that the change represented “a good balance,” adding that, “We're not going to let 'perfect' get in the way with 'really good.'

“Let's get this thing going, turn the page, and get on to other things,” Ziegler said.

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First Winner for Keen Ice at Indiana Grand

4th-Indiana Grand, $31,000, Msw, 5-3, 2yo, 5f, 1:00.81, gd, neck.
ICY STORM (c, 2, Keen Ice–Downton My Lady, by Pioneerof the Nile) was sent off at 7-2 to become the first winner for his 2015 GI Travers S.-winning freshman sire (by Curlin). Part of a five-way skirmish for the early lead, the dark bay colt sat second as Gormleys Got Game (Gormley) broke away from the pack after a quarter in :22.71. He surged by that foe inside the final furlong and just held off the late rush of Atta Boy Anthony (Karun {Ven}) to graduate by a neck. Gormleys Got Game was fourth.  Downton My Lady produced a filly by Ransom the Moon last year. Again in foal to that stallion, she sold for $6,000 at last year's Keeneland November sale. Her then-weanling filly sold for $1,700 at that same auction. Click for the Equibase.com chart. Lifetime Record: 1-1-0-0, $18,600.
O-Team Hanley and Parkland Thoroughbreds; B-Calumet Farm (KY); T-Steven M. Asmussen.

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Derby Winner Will Van To Pimlico Due To Tex Sutton Service Disruption

Trainer Bob Baffert told media Sunday morning that his Kentucky Derby winner, Medina Spirit, would have to be vanned from Churchill Downs to Pimlico next week for the Preakness Stakes. The usual flight will not be an option due to a service disruption with Tex Sutton, the dominant equine air-transport company in the U.S.

According to the Daily Racing Form, Tex Sutton's lease on “Air Horse One,” its current aircraft, expires on May 8, and negotiations for a new lease have begun but are not yet complete.

“We are in the process of putting a new contract together with another cargo airline,” read a statement from Tex Sutton. “Because of the regulatory process required to get them up and running, we anticipate a short-term gap in our normal service.”

Most of the horses competing in the Preakness are already located on the East Coast, and the one probable entrant still in California, Rombauer, was scheduled to fly to New Jersey on May 5.

Read more at the Daily Racing Form.

Tex Sutton and Kalitta Charters, the owner of the plane that was known as Air Horse One, became embroiled in a civil lawsuit last year. The driver of a Brook Ledge van sued both companies for negligence and related civil charges after an accident in which he hit a wing of the plane while trying to leave Blue Grass Airport. The van driver was making his first trip to the airport to offload horses from the plane and take them to Turfway Park, and claims he did not receive adequate directions from ground personnel on how to safely exit the airport property. He hit the wing when his attorneys say an optical illusion, poor visibility, and lack of safety perimeter made it appear his vehicle was farther from the plane than he actually was; the driver suffered injuries and missed work as a result. Both Tex Sutton and Kalitta dispute the civil complaint and later filed crossclaims against one another.

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Kentucky Committee, Jockeys Come Together On New Whip Rules

After discussions with the Thoroughbred Safety Coalition and The Jockeys' Guild, the rules committee of the Kentucky Horse Racing Commission unanimously passed changes to the state's whip rules on Monday afternoon.

The whip rule has been up for discussion for some time in Kentucky. In June 2020, a joint meeting of the rules committee and the safety and welfare committee brought forth proposed changes from the Thoroughbred Safety Coalition, an industry group that includes Churchill Downs and Keeneland. Those rules would have limited overhanded strikes to five in the stretch but permitted underhanded strikes at the start of a race. The guidance also allowed a rider to use the whip as necessary to course correct in an emergency, but suggested riders may be required to pull a horse up if they exhausted their strike limit during a corrective incident.

The Jockeys' Guild had pushed back on that proposal, requesting the maximum number of over-handed strikes increase to six. A subsequent committee meeting in September resulted in a move to focus sanctions on suspensions rather than fines for violations of the new rules.

On Monday, all parties expressed their support for the following:

  • A limit on overhanded strikes to a total of six prior to the 3/8 pole, while giving the horse a chance to respond after two strikes. Overhanded uses may not include the rider raising the whip above the helmet
  • Underhanded or backhanded use only in the final 3/8 of a mile
  • Showing the horse the whip or tapping the horse on the shoulder will remain acceptable if both hands are on the reins
  • Removal of the word “strike” to refer to the use of the whip in order to improve pubic perception
  • Stewards can impose either a $500 minimum fine or a three-day minimum suspension. If the violation is egregious and intentional, they could impose both. Mitigating factors could include the rider's history with whip violations, and the number and types of use beyond the above restrictions

Jockeys' Guild president and CEO Terry Meyocks said he is hopeful the same language will be taken to other members of the Thoroughbred Safety Coalition, which includes The Stronach Group, NYRA, and Del Mar, for use at those facilities.

“Having different rules in so many various states is not good for anybody,” said Meyocks. “Ideally, if the KHRC were to adopt this rule then we could work on a uniform rule throughout North America.”

“We're not going to let 'perfect' get in the way of 'really good,'” said Mike Ziegler, senior vice president and general manager of Churchill Downs and Coalition representative of the new draft of the rules.

There will be ample notice given to riders 30 to 60 days of the new rules being implemented to give them time to change their riding style before they could become subject to penalties.

KHRC executive director Marc Guilfoil noted the parties had received input from legislators, who had advised them that previous versions of the whip reform rules were not likely to pass. Meyocks said that he was advised the Guild would need to be willing to compromise to find a rule that would be approved.

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